|
Ten reasons not to
join UPOV
Global Trade and Biodiversity
in Conflict
Issue no. 2, May
1998
GAIA/GRAIN
The Union for the Protection of New Varieties of Plants
(UPOV) unites 37 countries under a common regime to protect the interests
of plant breeders. Although it was created in 1961, UPOV has never gained
much of a following beyond industrialised countries. However, this is
rapidly changing now.
The pressure to extend intellectual property rights (IPR)
legislation to biodiversity in developing countries is gaining momentum
by the day. In some countries this means being placed on the United States'
Super 301 Watch List of free trade offenders. In other countries
the heat comes from trade ministries responsible for implementing the
agreements signed at the end of the General Agreement on Tariffs and Trade
(GATT) Uruguay Round. Just about everywhere, developing countries are
being told that patents and other forms of IPR are the key to attracting
investment in biotechnology, which will uplift their economies and improve
food security. These claims are utterly false. The only motivation behind
the global IPR campaign is to increase profits for transnational corporations
housed in the North.
Plant variety rights are one such form of IPR being aggressively
imposed upon developing countries. Often touted as a 'soft' kind of patent
regime, plant variety protection laws are just as threatening as industrial
patents on biodiversity, and also represent an attack on the rights of
farming and other communities at the local level.
The World Trade Organisation's (WTO) agreement on Trade-Related
Aspects of Intellectual Property Rights (TRIPs) requires developing countries
to provide either patent or sui generis (unique) protection for
the ownership of plant varieties by the year 2000. Least developed countries
must do the same by 2005. UPOV is currently selling itself as the ready-made
solution for compliance with TRIPs. Even though the TRIPs agreement makes
no mention of UPOV, UPOV wants every developing country to believe that
joining its ranks is the simplest and most logical means to comply with
the former trade regime.
Pressures on developing countries to join the UPOV Convention
were doubled last month with the coming into force of the 1991 Act of
the UPOV Convention. The 1991 Act provides very powerful monopoly rights
to breeders and nothing in return to farmers. Countries wishing to join
UPOV under the milder terms of its 1978 Convention have until April 1999
to do so. Governments might be tempted to join UPOV before that deadline,
since it coincides neatly with their current obligation to implement TRIPs.
However, 1999 is also the year in which the TRIPs sui generis option
will be officially reviewed.
This briefing explores 'the dark side' of the UPOV system
and the protection it offers to plant breeders, and has been written in
the light of decades of international experience with these types of sui
generis systems. It presents ten reasons why countries should resolutely
avoid the UPOV trap and take the 1999 Review of the TRIPs Agreement as
a legitimate opportunity to remove biodiversity from the grips of the
WTO.
'IPRs appear to slow the free flow of germplasm exchange,
slow the diffusion of new knowledge, upset the balance between basic
and applied research, and erode scientific integrity'
Charles E Hess, University of California-Davis, 19931
1. Introduction
Developing countries are currently facing intense pressure
to institute intellectual property rights (IPRs) for plant varieties.
Despite the fact that the brief history of IPRs over plants and biological
resources has undermined local biodiversity in the North and precipitated
corporate monopolies over the food system, Southern countries are being
forced to travel the same path. These pressures are centred now in the
Trade-Related Aspects of Intellectual Property Rights (TRIPs) Agreement
of the WTO. TRIPs obliges all member countries of the WTO to protect private
rights to plant varieties by either patent or by an effective sui generis
system2.
Plant variety protection (PVP) is only one form of sui
generis rights to plant varieties. It was designed in Europe in the
late 1950s to give patent-like rights to plant breeders. Hess' remark,
quoted above, results from years of experience with the consequences of
exactly this type of PVP in the USA. Its very name is misleading: rather
than protecting varieties, PVP actually protects the interests of large
plant breeding and biotech companies.
PVP was a controversial issue well before the advent
of commercial biotechnology, or, indeed, before industry's more recent
push for full-scale patents on all life forms. In the 1970s, NGOs started
alerting people to a double disaster. They warned that genetic erosion
in agriculture was gaining tremendous ground, especially in the South's
cradles of crop biodiversity, and that the world's seed supply was falling
under the control of a few agrochemical corporations. The resultant genetic
uniformity in agriculture is a disaster in itself. Monocultures are highly
vulnerable to pests and disease, and thereby force farmers to use poisons
to produce our food. Corporate domination of the world food economy is
equally dangerous, as options for both producers and consumers become
extremely narrow.
NGOs pinned part of the blame for this genetic and corporate
erosion on plant variety legislation. Instead of being an incentive to
put more diversity in the seed supply, such laws were encouraging agrochemical
companies to claim ownership of the South's genetic resources and take
control of public agricultural research systems simply to suit their market
interests worldwide. PVP laws also encouraged an unprecedented spate of
mergers and acquisition throughout the agro-industrial system in the 1970s
and 1980s, leading to an ever-narrowing band of companies dominating the
food chain. As Hess concludes, IPRs on plant genetic resources
be they patents or sui generis rights -- not only fail to serve
public interests for research and innovation, but also erode scientific
integrity.
Today, industry has the world outraged with its biopiracy.
Farmers have been marching in the streets of Delhi to denounce a US patent
on their basmati rice; developing countries are taking TNCs to court for
theft of indigenous medicinal knowledge; Green Revolution scientists are
up in arms about seeds they're responsible for keeping public being privatised
by Australian companies. Meanwhile television viewers across the globe
get their share of the unsettling reports. Corporate hunger for fully-fledged
patents on all forms of life from human genes to entire crop species
is now at the centre of the world trading system. The WTO-TRIPs
Agreement forces developing countries to adopt the same tools of intellectual
property that have failed farmers and consumers in the North.
2. UPOV: Basic Principles of PVP
The Union for the Protection of New Varieties of Plants
(UPOV, from its French derivation) is a multilateral agreement that has
been adopted by countries offering common rules for the recognition and
protection of the ownership of new varieties by plant breeders. Set up
in 1961, UPOV went from six original European members to around 20 by
the early 1990s. Today there are 37 members, including several Latin American
newcomers. UPOV has a small secretariat inside the UN's World Intellectual
Property Organisation in Geneva.
The original UPOV Convention has been subsequently revised
in 1972, 1978 and 1991. All members today are either party to the 1978
or the 1991 Act, which only came into force last month. The 1978 Act will
be closed to further accession in April 1999. After that point, any country
wishing to join UPOV will have to adhere to the terms of the 1991 version.
UPOV Membership as of April 1998
|
1978 Act
ASIA: Japan
EUROPE: Austria, Czech Republic, Finland, Hungary,
Norway, Poland, Portugal, Slovakia, Ukraine
LATIN AMERICA & CARIBBEAN: Argentina, Chile,
Colombia, Ecuador, Mexico, Paraguay, Trinidad & Tobago
OCEANIA: Australia
1991 Act
AFRICA: South Africa
EUROPE: Belgium, Bulgaria, Denmark, France,
Germany, Ireland, Italy, Netherlands, Russia, Spain, Sweden,
Switzerland, United Kingdom
MIDDLE EAST: Israel
NORTH AMERICA: Canada, United States
OCEANIA: New Zealand
Have applied for membership in conformity with
either 1978 or 1991 Act
AFRICA: Kenya, Morocco
ASIA: China
EUROPE: Belarus, Croatia, Moldova, European
Union
LATIN AMERICA: Bolivia, Brazil, Nicaragua,
Panama, Venezuela
|
Through the successive revisions of the UPOV Convention,
the protection offered to plant breeders has become more and more similar
to patent rights to plants. The 1991 revision was in fact meant to put
the UPOV system on nearly equal footing as the patent system. Patents
are exclusive monopoly rights over inventions that are new, industrially
applicable, and non-obvious to experts in the relevant field of technology.
By publicly disclosing and describing the invention, a patentee gets legal
power to stop anyone from making, using or selling the invention. PVP
rights are granted for varieties that are distinct, uniform and stable.
Distinctness simply means that a variety of rice, for example, is different
from any other variety. Uniformity means that all the plants in question
should display the same characteristics. Stability means that the rice
variety should display the same characteristics in each successive generation.
In this way breeders become recognised as creators of plant varieties
much like copyrights and patents honour authors and inventors. This is
how they get exclusive and private ownership rights to biodiversity.
In practice, the right granted to a breeder under UPOV
is powerful. The breeder gets full commercial control over the reproductive
material of his or her variety. This means that farmers growing PVP varieties
are prohibited from selling the seeds they harvest from the crop, and,
increasingly in many UPOV member countries, from saving and exchanging
seeds on a non-commercial basis. It also means that farmers pay royalties
on every purchase of seeds. Furthermore, only licensed growers can multiply
the variety for sale. Under the terms of the 1978 Act, UPOV makes two
exceptions to the commercial monopoly. Farmers are allowed to save seed
for their own use and breeders are allowed to freely use PVP varieties
to develop newer ones. These exemptions are restricted in the 1991 Act.
The revision of the UPOV Convention in 1991 strengthened
up the rights of the breeders dramatically. The reason for this is that
companies engaged in genetic engineering are getting broad patent rights
to genes and species. Patents are thus threatening the economic survival
of conventional breeders who depend on PVP. If you have a patent on a
gene, it is very easy to insert that gene into a plant variety and claim
the 'new' variety as yours.
Controversial features of UPOV 91
|
Harvest belongs to the breeder:
Countries party to the 1991 Act now extend the breeder's monopoly
to the harvest of the farmer's crop. If the farmer sowed his
or her field to a PVP variety without paying the royalty fee,
the breeder can claim ownership of the output (e.g. wheat) and
the products of the output (e.g. wheat flour). This means that
breeders can directly control trade in processed foods, ornamentals
and other high-value commodities.
Further breeding is restricted:
Anyone using a PVP variety in creative research has to make
major changes to the genotype or else the 'new' variety will
not be considered 'new' -- it will be considered an 'essentially
derived' variety, falling to the ownership of the first breeder.
The idea, according to UPOV, is to discourage small changes
in the variety's characteristic from being passed off as true
innovation. In particular, conventional breeders want to avoid
genetic engineers taking PVP varieties, inserting one new gene
inside them, and thereby gaining PVP on the 'new' plant variety.
Farmers cannot freely save seeds for
their own use: The 1991 Convention does not protect
the rights of farmers to freely use their harvest as further
planting material. In practice, the right to reuse seed will
be restricted to those countries which make special provision
for it.
Varieties can be patented:
Aside from PVP protection, varieties can also be patented
now. Under previous versions of UPOV there was a specific ban
on such 'double protection.' The specificity of PVP for plant
varieties has thus been abandoned.
|
3. TRIPs: breathing new life into UPOV
Members of the Word Trade Organisation (WTO), set up
in 1994 at the close of the GATT negotiations, are obliged to privatise
genetic resources and biodiversity through IPRs on plant varieties. Developing
countries have until 2000 to pass laws in this direction whilst the least-developed
countries have until 2005. Under the WTO-TRIPs, the South has to rapidly
extend patent laws to plant varieties or enact some sui generis
form of protection (Article 27.3b).
The whole idea of harmonising IPRs as part of the global
trading system, and extending it to biodiversity, was resisted by the
South for good reason. Plant varieties are the seeds that farmers sow;
the backbone of food security; and the basis of millions of communities
livelihoods. Most food crops originate from the South, where farmers
have been selecting, nurturing and conserving agricultural diversity for
thousands of years. Their work has proved to be one of the single most
important contributions to the planet's agrobiodiversity. The history
of the plant varieties we grow and eat today, could be described as the
longest running and most innovative human research project to date. This
has been recognised by the legally-binding Convention on Biological Diversity
(CBD), which has more members than the WTO. TRIPs blatantly contradicts
the CBDs moves toward recognising the rights of farmers and local
communities of the South, thereby undermining the objectives of the Convention4.
While TRIPs does not mention UPOV or PVP, many interpret
the sui generis option to imply something like the UPOV system,
since a few dozen countries already practice it. However, most experts
agree that there is ample scope for countries to choose other systems
to conform with TRIPs5. But the coming into
force of UPOV's 1991 Act last month means that in one more year, the older
version of 1978 will be replaced by the 1991 version. If forced to choose,
most countries would prefer the 1978 system, because it is more lenient
on farmers and breeders in terms of planting and research.
Countries are not forced to choose, and countries do
not have to join UPOV or enact PVP in fear of WTO-sanctioned trade retaliation.
But developing states are facing intense lobbying form vested corporate
interests to make them think otherwise.
How TRIPs may be implemented is complicated further still
by the fact that in 1999, its Article 27.3(b) calling for patents or sui
generis rights on plant varieties is scheduled to be reviewed by the
WTO member states. This could range from a polite intergovernmental discussion
to a fundamental questioning of the WTO's newly acquired authority over
biological resources, as opposed to other agricultural, environmental,
or even human rights agreements. Fundamental questioning is clearly needed,
as shown by frequent reports in the press of people protesting about corporations
in the North claiming ownership of the Souths biodiversity. This
is the future that TRIPs promises, and what UPOV facilitates.
No country has to join UPOV. From a sustainable agriculture
perspective, there is every reason not to join UPOV and to avoid PVP altogether.
4. Whats wrong with UPOV
Either joining UPOV or adopting a similar standard of
sui generis protection to implement TRIPs is about as dangerous
a thing any country committed to CBD or sustainable agriculture could
contemplate. The reason for the very strong negative views people have
about UPOV, and the reason why the Union has been so slow to attract membership
since 1961, can be explained from the consequences experienced first-hand
by the industrialised countries.
4.1 Its criteria lead to genetic erosion
The loss of genetic diversity in agriculture is destroying
farmers' capacities to adapt production to new pressures, such as population
growth and climate change. The causes of genetic erosion are numerous,
but the most widespread one is the replacement of genetically-diverse
traditional varieties by genetically uniform modern seeds6.
The UPOV system encourages this process by providing powerful commercial
breeders the right to IPR sanctioned monopolies. This right is only given
if the variety is genetically uniform. UPOV, therefore, automatically
limits who can operate on the seed market and it limits the kind of seeds
that will be marketed.
The uniformity and stability requirements of PVP stimulate
breeders to work only with 'elite' germplasm. This means they recycle
familiar breeding materials and churn out variations on a theme. According
to one of the biggest breeding industry associations, less than 7% of
the germplasm used by professional breeders is 'exotic'. Two-thirds of
it is tapped from genebanks, and one-third is collected directly from
farmers' fields. American maize breeders use even less exotic material7.
This shows that there is no pressure upon breeders to develop genetically
broader varieties. The push is instead to focus on single genes making
the difference between one variety and the other. This is very dangerous
for farmers. Under the guise of different labels and names, they are being
offered extremely similar seeds. Developing countries can least afford
the kind of crop losses this eroding genetic base guarantees.
As one impact study in the United States put it, 'Despite
the claim by the seed industry that research and development [R&D]
investments has increased due to the PVP, the prima facie evidence suggests
that the PVP has had a positive effect on private plant breeding
R&D for a few specific crops,' namely wheat and soybean8. There was no remarkable increase in research for
other crops. There was also no net positive effect for the public sector,
which has a broader agenda than industry's. In fact, the public sector
has been pushed out of applied research toward a basic research agenda
for the benefit of corporations.
Examples of the impact of PVP
|
With respect to 'free trade' and WTO:
1. PVP works as a non-tariff trade barrier9.
In 1994, Argentina was denied rights by a US breeder to export
strawberry plants to Europe because they would compete with
plants produced in Europe under the US license. PVP, like all
intellectual monopolies, is a form of protectionism and hence
a market distortion.
2. PVP is employed for anti-competitive practices10.
Sugar cane breeders in Latin American protect their varieties
in neighbouring countries to prevent their exploitation there,
and thereby protect their own exports.
3. UPOV operates on a closed system of privileges
within its membership which contravenes obligations to the WTO's
operating principle of national treatment (TRIPs Art. 3) within
a different set of countries11.
With respect to biodiversity and CBD:
1. Genetic uniformity as a criterion for plant
variety protection results in the deliberate loss of genetic
diversity in agriculture12. Yet
agriculture is a major area of economic activity through which
CBD's objective of 'sustainable use' is targeted to be achieved.
2. Private intellectual property rights on
plant varieties will be enforced despite the principle of national
sovereignty over biodiversity (CBD Art. 3) and the collective
rights of local communities (CBD Art. 8j). Many countries are
party to both TRIPs and CBD but some, such as China and the
US, are only party to one, promising legal conflicts beyond
the bounds of national control.
3. PVP, especially under the 1991 Act of UPOV,
considers diversity only at the level of genes.
With respect to plant breeding
1. In the US, it was found that PVP caused
a reduction in the flow of information and germplasm from private
seed companies to public plant breeding institutions, while
the flow from the public sector to the hands of private sector
increased13.
2. Contrary to corporate propaganda, there
is no positive correlation between the availability of IPR protection
and the scope of research and development across countries.
The Chinese have been the most advanced breeders in rice without
PVP. In the US, only two crops were affected by PVP in terms
of increased breeding programmes14.
3. UPOV contributes nothing to the conservation
of plant genetic resources, which is necessary for plant breeding
itself.
With respect to farmers' rights
1. UPOV only recognises the 'moral' and 'economic'
rights of breeders15 when they
produce varieties satisfying UPOV criteria through UPOV procedures.
The moral and economic rights of farmers who provide the original
breeding material to scientists is denied.
2. UPOV encourages the suppression of the farmers'
age-old practice of saving seed from harvest for replanting.
3. UPOV eliminates choice in the seed market
by encouraging breeding for one kind of agriculture that
which caters to international commodity markets, thereby taking
food away from the local markets which feed people.
|
4.2 Farmers lose their rights and their control of production
systems
The type of legal protection enshrined in UPOV only provides
rights to a handful of formally trained plant breeders. The UPOV system
is based on an excessively narrow view of agricultural research. Formal
breeders are entirely aware that farmers generate diversity through the
crossing and selection of plants. After all, this is how agriculture has
evolved and adapted over centuries. It is also the basis on which the
breeding industry has built its billion dollar economic empire -- by riding
on the back of farmer-led innovation. Yet when it comes to the 'legal,
moral and economic' recognition of the contribution of breeders16,
UPOV only admits those breeders who produce varieties meeting UPOV standards
and paying high administrative fees! 17
UPOV officials always declare that farmers are welcome
to submit applications for protection, but in most developing countries
farmers do not have the means nor does their innovation fall within the
value system embedded in PVP.
The very sense of farmers' rights is negated by UPOV.
In the words of the Union's Vice Secretary-General Barry Greengrass,
The subject of farmers' rights is mainly the business
of the FAO and its Undertaking on Plant Genetic Resources. The expression
'farmers' rights' appears also in Agenda 21, but not in the Convention
on Biological Diversity. It is up to the institutions that are concerned
with farmers' rights to explain what farmers' rights mean and what
rights should be given to what farmers. It is not UPOV's business.18
Indeed, even if farmers' rights were reduced to the narrow
sense of the right to regenerate seed from plants (what UPOV calls the
farmers' privilege) or the right to compensation for contributing the
building blocks of the breeding industry (how the UN Food and Agriculture
Organisation initially framed it), PVP schemes would severely limit the
first and completely ignore the second.
4.3 Restrictions on plant breeding limit diversity
PVP proponents repeatedly claim that their system encourages
innovation. However, their definition of innovation is perverse as it
relies on an industrial perspective of only professionals innovating for
market advantages.
On this basis, innovation ends up being defined along
purely legal criteria. There is no appreciation of what is a useful plant
variety from the farmer's perspective or its value for sustainability.
That is how we get to distorted views of genetic variation as hinging
on a few genes when a plant has over ten thousand of them! Most farmers
in the South work with complexity on the farm; they cannot rely on single
genes. At its very core, the PVP system discriminates and works against
the entire context of traditional and local innovation and breeding.
History shows how quickly these traditional systems are
being appropriated. It is now enough to claim property rights on the seed;
they want it to be extended to all future generation. Under the UPOV approach,
a farmer who buys an exclusive variety, grows the plants and saves seed
from those plants for further sowing would be breaking the law. However,
the 1978 Act defined the scope of the breeder's right in such a way that
the farmer could resow the seed but could not sell it. Under the 1991
Act, the breeder's right extends to all uses of the seed. Under the 1978
system there exists a 'farmer's privilege' but under the 1991 system the
enactment of such a privilege is curtailed and left to the discretion
of the member country19. Any further use
of the variety by the farmer requires special permission, otherwise breeding,
selecting and conserving seed on the farm is illegal. Yet these activities
are fundamental to innovation and evolution. Sustainable agriculture,
which hinges on a broad and free use of diversity in sophisticated farming
systems, is impossible without this liberty.
4.4 Dependency is a disincentive
For professional breeders, UPOV is falling victim to
its own trap. The 1991 Convention has established a new principle of essential
derivation20. This means that if a
new plant variety differs from an older one by very minor characteristic
just one minor gene, for example -- the new variety will be considered
'essentially derived' from the older one.
It might seem that this will encourage wider breeding
efforts, to avoid the stigma of plagiarism, but that is not at all certain.
For one, the system is deceptive. If you are a breeder and you make a
slight change on a PVP variety, your 'new' variety can very well pass
as distinct, uniform and stable. You will therefore be granted your own
title of PVP for meeting the criteria. After that, the owner of the original
variety might judge on his own terms that your variety is essentially
derived from his, and they will stop you from enjoying your title without
their permission.
It is unlikely that national authorities will play a
role here. They expect the corporations to judge themselves whether varieties
are essentially derived or not, and this means they will do so behind
closed doors. So, through formal procedures you may get a title, but behind
closed doors it can be taken away from you. This system is also deceptive
because one UPOV regime (1991) is replacing another (1978), and the varieties
protected under the old regime will also fall under the new regime. It
is possible that a variety that stood its own ground under UPOV 1978 will
suddenly be shelved as 'essentially derived' under the 1991 regime.
Second, the industry doesn't even know how the essential
derivation system is going to work. The system was designed so that
corporations can fight it out among themselves. So far, the points of
consensus are that there will be different measures of essential derivation
for different species and that molecular markers will be used to judge
distances. This set-up is inherently biased against the technological
capacities and negotiating space of farmers and breeders in the South.
Third, we can expect breeders to get discouraged and
drop out. In that way, UPOV undoes its promise of encouraging research
and development -- by actually providing disincentives.
4.5 The South gets unsustainable development
UPOV is a 'one way street' for world agriculture: leading
towards corporate control and the genetic uniformity that corporations
need for global marketing operations. It was set up by the North and remains
controlled by the North. Its membership is still 85% industrialised countries
who control the world's commercial seed sector. The presence and weight
of corporate associations like ASSINSEL in the development of legal monopolies
through UPOV is evident.
| World's top 10 seed companies control 40% of the
market |
| Company |
1996 seed sales
(estimated in US millions)
|
|
1. Pioneer Hi-Bred International (U.S.)
|
$1,721 |
| 2. Novartis (Switzerland)
|
$991 |
|
3. Limagrain (France)
|
$552 |
|
4. Advanta (Netherlands)
|
$493
|
|
5. Grupo Pulsar (Mexico)
|
$400
|
|
6. Sakata (Japan)
|
$403 |
|
7. Takii (Japan)
|
$396 |
|
8. Dekalb Plant Genetics (U.S.)
|
$388
|
|
9. KWS (Germany)
|
$377
|
|
10. Cargill (U.S.)
|
+$300
|
| Source: Rural Advancement Foundation International,
RAFI Communiqué, November/December 1997. As of early 1998,
Monsanto is reportedly planning to buy Dekalb for US$1 billion. |
As a club dominated by industrialised countries, it is
no surprise that each revision of the UPOV Convention has systematically
strengthened the rights of formal breeders and reduced the manoeuvring
space for farmers and informal breeders. Even if more developing countries
enter UPOV, that is not likely to change as intergovernmental power
politics sharply attest. In fact, UPOV might increasingly follow the path
of its headquarters host, WIPO. More and more, intellectual property organisations
are becoming administrative arms of the WTO.
Since the WTO is where trade rules are set up, and IPRs
are fast becoming a guiding principle in trade agreements, institutions
like WIPO and UPOV may readily turn into handmaidens of WTO. Their role
in the world is increasingly shifted from shaping policy to ensuring their
members implement WTO policy. This scenario may particularly apply if
countries interpret the TRIPs clause on sui generis rights as requiring
UPOV-like rights. UPOV probably wants this to occur, so that the Union
broadens its membership. This implies that the UPOV system could increasingly
be controlled by WTO and not by its membership, and in turn serve to control
developing countries. The South is far better off staying outside of this
spiral towards stronger rights for breeders in the North (mostly TNCs)
and subservience to WTO's agenda.
Several Latin American nations have been successfully
lobbied to join the Union, although Brazil is thinking twice before it
crosses the threshold. As the Workers Party has pointed out, if Brazil
joins UPOV, 'We should not be surprised if in a near future our small
farmers end up in jail for using protected rice varieties21.' It is clear that Brazil's opposition
party's analysis of UPOV sees the Convention as heralding a transfer of
power from farmers and states to corporations.
Loss of sovereignty is a major concern. In Africa, a
few countries like Zimbabwe and Kenya have years of experience with PVP
which is set up to suit off-season breeding operations by American companies
like Pioneer and Cargill. As one Kenyan legal expert put it, 'The principles
and standards sanctioned by the UPOV Convention and the TRIPs Agreement
not only grant preferential patent protection to enterprises of developed
countries in Kenya, but also condone the uncompensated extraction of plant
genetic resources from Kenya to developed countries.' 22
In the Philippines, the preoccupations are the same.
Dr Randy Hautea, until recently Director of the Institute of Plant Breeding,
has studied the options and concluded that while the Philippines certainly
has to comply with its obligations under TRIPs, it should do so 'without
actually joining UPOV' as this would 'sacrifice the national interest23.'
One major issue in the Philippine deliberations has been how to protect
indigenous and community rights against the demands of plant breeders,
especially against foreign companies who want to appropriate the country's
rich biodiversity. UPOV is one of the primary forces undermining community
rights and biodiversity.
In Thailand the debate has been fiercer over the past
two years, and peasant movements, supported by NGOs and the academe, have
taken the government to task in drafting farmers' rights into a plant
variety protection bill24. If Thailand followed
the logic of UPOV, 'Many transnational companies will be able to claim
for their own the plant varieties which we have developed. They can use
a lot of money and sophisticated technology, tamper with genes and appropriate
the life form. It becomes theirs by law!' 25
In other words, and contrary to UPOV propaganda, the
problem is the other way around. Farming and indigenous communities in
the South are the ones who need protection from biopiracy. The problem
does not get solved by the South setting up the same laws as the ones
in the home countries of the biopirates.
No one is accusing Pakistan, Colombia or Madagascar of
conducting biopiracy themselves! In the words of Gul Hossain from the
Bangladesh Agricultural Research Council, at a meeting sponsored by UPOV
itself, 'The North owes first to the South, and for that matter UPOV
owes to the South too.'26
Ten reasons why countries should say NO to UPOV
Countries are under strong political pressure to join
UPOV because of the TRIPs requirement. However, the baseline facts still
remain:
- Countries do not have to join UPOV to implement
a sui generis system as compliance with TRIPs.
- Art. 27.3(b) of TRIPs is up for review in 1999
and can be amended to remove the obligation to protect plant varieties
by IPR.
Developing countries can defend their sovereignty and
biodiversity. Ten reasons for not joining UPOV are:
1. UPOV denies farmers' rights both in the narrow
and the wide sense. In the narrow sense, the right to freely save
seed from the harvest is curtailed. In the wide sense, UPOV does not recognise
or support communities' inherent rights to biodiversity and their space
to innovate.
2. Northern companies will take over national breeding
systems in the South. There is no code of technology transfer implicit
in the UPOV regime, other than the net effect that TNCs will be able to
market varieties in the South under legal conditions adjusted to their
global ambitions. National breeders and local seed companies will be bought
out by the foreign companies.
3. Northern companies will get ownership of the South's
biodiversity with no obligation to share the benefits. Contrary to
the CBD, UPOV does not provide for any sharing of benefits from the North's
exploitation of the South's biodiversity. Farmers of the South end up
paying roylaties for their own germplasm which has been tampered with
and repackaged in the North. In this manner, the North gets full commercial
control over the germplasm and the communities' knowledge and efforts
which contributed to it.
4. UPOV criteria for protection will exacerbate erosion
of biodiversity. This is extremely dangerous, especially in poor countries.
Chemicals or genetic engineering will be needed to compensate for crop
vulnerability, which farmers cannot afford. Uniformity leads to harvest
loss and further food insecurity.
5. Privatisation of genetic resources affects research
negatively. Impact studies in the United States and elsewhere show
a clear correlation between PVP and reduced information and germplasm
flows. Also, UPOV rules on essential derivation will act as
a disincentive to researchers since TNCs can bully researchers to submit
to accusations of plagiarism.
6. Moves to keep biodiversity under negotiated access
systems for example at CBD and FAO will be undermined.
PVP laws give private ownership over resources that fall under national
sovereignty and, more truthfully, community sovereignty.
7. Joining UPOV means becoming party to a system that
increasingly supports the rights of industrial breeders over those of
farmers and communities. Every revision of UPOV broadens the rights
of breeders and weakens the rights of farmers and the public interest.
Developing countries will be obliged to endorse this trend.
8. UPOV is not in harmony with TRIPs, and conflicts
with the CBD. UPOV extends mutual privileges within a membership of
37 countries. TRIPs requires the similar privileges to be mutually shared
among nearly 150 countries. Someone has to revise their rules. Further
CBD, with a full 170 member states, requires benefit-sharing that UPOV
does not provide for. The CBD is currently assessing whether IPR systems
like PVP run counter to its objectives.
9. The TRIPs Agreement will be reviewed in 1999.
This means that the obligation to provide patent or sui generis
rights on plant varieties can be removed before developing countries are
obliged to implement it. The opportunity to remove this obligation is
legitimately on the table.
10. The lion's share of the benefits will flow to
the North. UPOV is designed to facilitate monopolies in corporate
plant breeding. Most of the breeding is for international markets. Despite
35 years of Green Revolution and UPOV, the South is still food insecure.
Joining a biased system like UPOV will ensure that the South's integration
into Northern-controlled markets increases, but not for the benefit of
those who are hungry today.
Footnotes:
1.
Quoted in L.J. (Bees) Butler, 'Plant breeders' rights in the US: Update
of a 1983 study' in Joeroen van Wijk and Walter Jaffé (eds), Intellectual
property rights and agriculture in developing countries, University
of Amsterdam, 1996, p. 30. Hess is an honoured American agronomist and
currently sits on the Board of ISNAR (International Service for National
Agricultural Research), an agency which advises developing countries on
administration of agricultural research systems.
2. 'Sui generis' means unique, or of its own kind, in
Latin. Sui generis rights are legal rights tailoured for things that,
because of their nature, don't fit into classic intellectual property
rights schemes. Examples of these are integrated computer circuits, electronic
data bases, folklore or plant varieties. In that sense, sui generis
rights are simply deviations from conventional intellectual property rights.
The agreement of the WTO on intellectual property (TRIPs) obliges countries
to establish monopoly rights on plant varieties, either by patent or some
'sui generis' system.
3. Barry Greengrass, UPOV Vice Secretary General, personal
communication , 16 April 1998.
4. see 'TRIPs
versus the CBD', Global Trade and Biodiversity in Conflict, Gaia Foundation/Grain
Briefings, Number 1: April 1988.
5. See Dan Leskien and Michael Flitner (1997), 'Intellectual
Property Rights and Plant Genetic Resources: Options for a Sui Generis
System', Issues in Genetic Resources #6, IPGRI, Rome. GATT-WTO
officials have reaffirmed publicly that the lack of reference to UPOV
in the TRIPs Agreement gives countries maneuvering space to set up alternative
sui generis systems.
6. UN Food and Agriculture Organisation (1996), The
State of the World's Plant Genetic Resources for Food and Agriculture,
p. 21.
7. See ASSINSEL Position on Maintenance of and Access
to Plant Genetic Resources for Food and Agriculture, updated 23 April
1997, at http://www.worldseed.org.
8. Butler, op cit., p. 28.
9. See van Wijk and Jaffé, op cit., p.14
10. Idem
11. See Leskien and Flitner, op cit., p. 31.
12. Crucible group, 'People Plants and Patents' IDRC,
Ottawa, 1994, pp 24-25
13. See van Wijk and Jaffé, op cit., p. 25.
14. Idem
15. UPOV, 'About UPOV: The Need for Legal Protection
for New Plant Varieties', at http://www.upov.org
16. 'Moral' and 'economic' rights of breeders are stressed
in UPOV literature.
17. In developed countries where the system is in place,
the cost of registering and maintaining a PVP certificate of protection
figures in the tens of thousands of dollars. In the United States specifically,
the same costs for a plant patent rise to a quarter of a million dollars.
18. UPOV (1995), UPOV National Seminar on the Nature
and Rationale for the Protection of New Varieties of Plants under the
UPOV Convention (Manila, December 1994), UPOV, Geneva, p. 27. We have
transposed the verbs from the past tense to the present tense for easier
comprehension; the message is the same.
19. UPOV National Seminar on the Nature and Rationale
for the Protection of Plant Varieties under the UPOV Convention, Manila,
8 December 1994 - UPOV - Geneva.
20. All countries who recently joined UPOV on the terms
of the 1978 Act were coaxed to add on the new principle of essential derivation
as well. In other words, their laws are '78-plus'.
21. A Lei de Proteção de Cultivares, em vigor desde
28 de abril deste ano, é analisada pela Assessoria Técnica da Liderança
do PT na Câmara dos Deputados. Responsáveis: Gerson Teixeira, Rolf Rackbart.
Partido dos Trabalhadores, Brasília, 16 de maio de 1997.
22. James Otieno Odek (1995), The Relevance of International
Patenting and Plant Breeders' Protection Systems to Kenya as a Developing
Country: Myth or Reality?, SJD Thesis, Faculty of Law, University
of Toronto.
23. See 'Plant variety protection: what are our options?',
Policy Update, Vol. 4 No. 3, University of the Philippines Los
Baños, March 1996.
24. Plant Varieties Protection Act, B.E. 254, final
draft, Bangkok, 1997. See BIOTHAI/GRAIN (eds, 1998), Signposts to sui
generis rights, available from GRAIN, for a review of legislation
in developing countries.
25. See 'Patenting Mother Nature Provokes Outrage' in
The Bangkok Post, 4 January 1998.
26. M. Gul Hossain, Towards developing a plant variety
protection system in Bangladesh, Seminar on PVP under the UPOV Convention,
organised by Ministry of Agriculture and UPOV, Dhaka, 16 September 1996.
|