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Intellectual property rights (IPRs) and plant breeding
have, historically, had nothing to do with each other. In Asia, and much
of the South, patents were never allowed on life forms because of ethics,
colonial legacies and the threat that statutory monopolies in the health
and food sectors pose to peoples basic needs. Until recently, industrialized
countries also excluded living organisms from intellectual property (IP)
regimes. Unlike manufactured products, biological material was considered
the realm of nature and therefore regarded as a "discovery",
not an invention. Besides, living organisms reproduce themselves, so the
tenets of IP law would need to be bent to suit their characteristics.
But with the dawn of the hybrid seed industry and, later, the biotechnology-driven
life sciences industry, plant breeding has become big business and those
businesses want exclusive rights to their research results.
By the mid-1900s, some industrialized countries began
to offer limited forms of plant variety protection (PVP) to breeders of
new crop varieties. PVP was constructed as a so-called "alternative"
to patenting that would supposedly be attuned to the needs of agriculture.
It guaranteed breeders a commercial monopoly on the use of their varieties
while leaving loopholes open for farmers and other breeders. Since then,
both those loopholes have been tightened up drastically and industry is
pressuring governments to provide full scale patent rights on any form
of tinkering with the very stuff of life. Today, with the breeding sector
dominated by a few mega-corporations, patents on plants and livestock,
and draconian restrictions on farmers, are the norm in most industrialized
nations. Asia has followed a different path, but it appears increasingly
likely that it will meet the same end.
1. THE GREEN REVOLUTION: LAYING THE BASIS FOR PRIVATIZATION
In Asia, the foundation for the emergence of IPRs on
life was laid by the Green Revolution of the 1960s and 1970s, when a package
of credit, chemicals, and, most importantly, high-input responsive semi-dwarf
varieties of staple crops such as rice and wheat were introduced on the
regions farms. The Green Revolution spread rapidly and far. By the
early 1990s, just five of these "super varieties" accounted
for 90% of the rice growing area of both peninsular Malaysia and Pakistan,
nearly half the ricelands of Thailand and Burma, and around a quarter
of the rice area of China and Indonesia1.
These were the heartlands of tremendous genetic diversity of rice only
a few decades ago. The "super" wheat variety called Sonalika
has taken over half the wheat growing area in northern India and 70% in
Bangladesh and Nepal2. Other crops followed
a similar trend. Green Revolution varieties now dominate most of Indias
most important crops, accounting for 65% of the rice area, 94% of wheat,
64% of spiked millet, 61% of great millet, 52% of maize, and 46% of finger
millet3.
The Green Revolution engineered the framework for the
private sectors entry into Asias agricultural sector. First,
it established dependency on external seeds the basis for a private
seed market. As Green Revolution seeds stormed through the rural areas,
Asia lost much of its abundant crop diversity. In the Indian state of
Andhra Pradesh, one study found that the incursion of the Green Revolution
led to a loss of 95% of traditional rice varieties without their collection
or documentation4. Centuries of farmer innovation
were abandoned as the Green Revolution institutions the International
Agricultural Research Centers of the Consultative Group on International
Agricultural Research (CGIAR), plus their national counterparts
entrenched themselves as the new "leaders" of agricultural progress.
And even as the early gains of the Green Revolution did not last, most
farmers, with limited access to pre-Green Revolution seeds or knowledge,
remain dependent today on the off-farm breeding programs of the CG and
national scientists. Not without problems. In the words of one CG scientist,
Tom Mew, from the International Rice Research Institute (IRRI) in the
Philippines, the new varieties spawned by the Green Revolution lead to
"sharp increases in the use of fertilizers and pesticides [that are]
needed to ensure bumper harvests.5" Which
means that farmers planting them need cash or, more accurately, credit.
With the Green Revolution, western capitalism came deep into the countryside
and traditional diversity was replaced by large-scale, cash crop farming,
supported by a system of banks, pesticide merchants, middlemen, and millers.
The seed industry has taken a little longer, but it is now stepping in
for its piece of the pay-off.
From the Green Revolution, the creation of a private
seed industry was an easy step. Still, in the eyes of most corporations,
the Asian seed market is vastly under-penetrated. Asia consumes a third
of the worlds agricultural seed, nearly 40 million tons a year6,
but it accounts for less than a quarter of the $32 billion annual commercial
seed market, with the bulk of sales currently concentrated in Japan and
China7. By and large, Asias seed supply
still remains the domain of farmers and the public sector. Farmers in
India are responsible for at least 60% of the annual seed supply8,
while farmers in the Philippines produce 80%. But this situation is fast
changing.
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"Seed
companies have a 20-year timeline for rice. By then, the rice
seed market will look like the corn seed market today."
Sam Dryden, Emergent Genetics, 2000
(personal communication, October 20)
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The private sector stepped into Asias seed supply
in the 1980s when World Bank and US-supported seed programs and hybridization
of new crops converged. F1 hybrids give high yields but they lose this
advantage the following generation, so farmers have to buy new seed regularly.
Hybrids now exist for maize, rice, pigeonpea, millets, sorghum, oilseed
rape, sunflower and many vegetable crops. Markets for hybrid seed are
starting to swell in many countries as in the Philippines, where the area
of yellow corn planted to hybrid varieties surged from 10% in 1991 to
over 60% in 19979. The hybrid rice seed market is dramatically opening
up across Asia, with Monsanto targeting sales in the range of US$1-2 billion
per year10.
Table 1: Some major seed companies and
their subsidiaries in Asia
|
TNC
|
Home country
|
Asia operators
|
| Advanta |
USA |
Pacific
Seeds |
| Aventis |
France/Germany |
Hybrid
Rice International (India)
Proagro Group (India)
Nunza/Nunhems/Sunseeds
Asia Sun Seeds (joint venture with China National
Seed Group)
|
| Beijing
Seed Corporation |
China |
|
| Charoen
Pokphand |
Thailand |
Chia
Tai Co |
| China
National Seed Group Corporation |
China |
Asia
Sun Seeds (joint venture with Aventis) |
| Dow
AgroSciences |
USA |
|
| DuPont |
USA |
Pioneer
Hi-Bred International (USA)
Southern Petrochemicals Industries Corporation (India)
|
| Hicks,
Muse, Tate & Furst/Emergent Genetics |
USA |
Daehnfeldt
(China)
Mahendra Hybrid Seeds Company (India)
|
| Limagrain |
France |
Kyowa
(joint venture with Mitsubishi) |
| Mitsubishi |
Japan |
Kyowa
(joint venture with Limagrain)
Takita Seed (Japan)
Qingdao International Seed (China)
Plantech Research Institute (Japan)
|
| Monsanto |
USA |
Anhui
An Dai Cotton Seed Technology Company (China)
Ayala Agriculture Development Corporation (Philippines)
Cargill Seeds International (Asia)
DeKalb Genetics
EID Parry (India)
Hebei Ji Dai Cotton Seed Technology Company
(China)
Maharashtra Hybrid Seed Co. (India)
|
| Syngenta
|
Switzerland |
Seoul
Seeds (South Korea)
Syngentas subsidiary in China: Shouguang
Novartis Seeds Co (Shandong Province, China)
|
| Seminis |
Mexico |
|
| Takii |
Japan |
CTT
Seed (Thailand)
Qingdao Huang Long Seed (China)
Pahuja Takii Seed (India)
|
Source: Pesticide Action Network Asia and the Pacific,
internal files.
Hybrids are a crucial piece of the privatization puzzle,
but it is primarily the advent of genetic engineering that is behind the
industrial sectors surging interest in the Asian seed market and
its demands for intellectual property protection. Industry analysts estimate
that biotech will add 50% to the value of seed markets, making previously
unprofitable markets, such as rice, profitable11.
The potential revenue has generated huge mergers between the seed and
biotech industries so much so that the five largest seed conglomerates
now control nearly 50 percent of all agbiotech patents. Capturing the
value of biotech requires several major changes in the global seed market
key among them, the adoption of broad IP regimes for genetic resources.
2. THE EMERGENCE OF IPRs ON LIFE IN ASIA
A significant financial attraction of biotech is the
opportunity it provides for companies to claim ownership of innovation.
Whereas conventional breeding relies on natural modes of reproduction,
genetic engineering violates natural processes of reproduction by transferring
foreign strands of DNA from one organism to another, even across species
barriers. The processes of genetic engineering as well as the genes themselves
and the end product, such as a plant variety, are generally regarded as
"new constructs" of human intervention and therefore intellectual
property. Seed companies can use various mechanisms to protect such property,
including plant variety protection, material transfer agreements, and
more frequently, patents. Recently, The Guardian of London reported
that patents are pending or have been granted on more than 500,000 genes
and partial gene sequences in living organisms12.
Since patents confer commercial monopoly rights, patent owners have power
to exert high levels of control over the market.
Until recently, patents on living organisms were not
recognized. This has begun to change. On January 1, 1995 the Agreement
on Trade-Related Aspects of Intellectual Property Rights (TRIPS) entered
into force. TRIPS falls under the World Trade Organization (WTO) and it
obliges all parties to make patents available for any invention, whether
product or process, in any field of technology without discrimination
by the year 2000 for developing countries and 2006 for least-developed
countries. However, TRIPS Article 27.3(b) allows WTO members to exclude
"plants and animals other than micro-organisms and essentially biological
processes for the production of plants and animals other than biological
and microbiological processes," provided that they offer patents
or establish "an effective sui generis system" of protection
for plant varieties13. What constitutes "an
effective sui generis system" is not defined by WTO. This
has generated considerable debate as well as delay in the implementation
of TRIPS in developing countries.
| Patents vs plant variety protection
Patents and plant variety protection (PVP)
are two different forms of intellectual property rights. Like
any IPR, both patents and PVP provide exclusive monopoly rights
over a creation for commercial purposes over a period of time.
A patent is a right granted to an inventor14 to prevent all others from making, using,
and/or selling the patented invention for 15-20 years. The criteria
for a patent are novelty, inventiveness (non-obviousness), utility,
and reproducibility. Although patents were designed for industrial
application, with biotechnology, patent offices now grant patents
on microorganisms and, in some countries, on all life forms.
PVP gives patent-like rights to plant breeders.
What gets protected in this case is the genetic makeup of a
specific plant variety. The criteria for protection are different:
novelty, distinctness, uniformity, and stability. PVP laws can
provide exemptions for breeders, allowing them to use protected
varieties for further breeding, and for farmers, allowing them
to save seeds from their harvest. In plant breeding, PVP is
the weaker sister of patenting mainly because of these exemptions.
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In Asia, the seed industry and its allies have aggressively
promoted the Union for the Protection of New Varieties of Plants (UPOV)
as the appropriate system of sui generis protection. UPOV is a
small intergovernmental organization that administers common rules for
the recognition and protection of PVP internationally. Most of the 46
UPOV members are industrialized countries, which currently operate the
UPOV Convention of 1978 or 1991. Accession to the Union is now confined
to the 1991 Act. Through successive revisions of the Convention, the rights
granted to breeders have become more and more similar to those granted
under the patent system. While breeders get exclusive commercial control
over the reproductive material of their varieties and the right to enforce
licenses, farmers planting PVP-protected varieties are prohibited from
saving seeds for replanting except under highly restricted conditions.
And increasingly in many countries practicing PVP, the right of the breeder
extends to the farmers harvest and the direct products of that harvest.
|
"Countries
have a great deal of freedom in devising their own laws on genetic
resources and farmers rights and so on, as long as
the new laws do not conflict with UPOV requirements."
Barry Greengrass, UPOV, 2000
|
The chart in Annex 1 shows that Asia is now fast conforming
to the principles of UPOV. The speed and timing of this process has to
do with the need to comply with TRIPS and provide some sui generis
form of protection over plant varieties in countries that wish to avoid
the patent route. But the deeper and more fundamental trend its
part of is the push, from industry, to privatize resources and knowledge
within the restructuring of global markets. Numerous Asian countries have
taken the sui generis option seriously and sought to guarantee
their huge farming populations special features to buffer the impact of
PVP. Others try to ensure that some of the royalties captured by industry
will flow back into genetic conservation. Thailand, for instance, has
created provisions for local communities to secure rights over local varieties,
compulsory sharing of profits from PVP-protected seeds and links to biosafety
law. Similar thinking has been guiding the drafting process in Bangladesh.
However, the overriding trend is not toward a world of do-as-you-please
sui generis systems. It is toward harmonization. This is what we
now see throughout the region. For example, India and the Philippines
both started off with somewhat "progressive" PVP drafts, seeking
to avoid the worst of UPOV in the implementation of TRIPS. As those drafts
moved further through the legislative pipeline, nearly all those special
features were deleted or watered down considerably, to the extent that
these countries are about to adopt unmistakably UPOV laws. When and where
that process is too slow, direct pressure through bilateral trade negotiations
is steering governments to the same end. The trade agreement signed between
the US and Viet Nam last year provides that Hanoi will embrace UPOV as
soon as possible15. So does the Swiss-Vietnamese
bilateral IPR agreement16. As does the US-Cambodia
trade agreement17. Ditto for the latest EU-Bangladesh
development cooperation package18. Never
mind that some of these countries may not have the means of enforcing
these laws to begin with19. Through a sophisticated
mesh of global, (sub)regional and bilateral trade agreements, industrialized
countries are working hard to secure the conditions that will provide
strategic advantages for their firms. And to penetrate Asias seed
market, that means securing standard UPOV-type laws in all countries
until they wrench the doors open to full-scale industrial patents on life.
| Sui generis in action
The Asian countries with PVP systems in place
so far and which could therefore be considered TRIPS-compliant
are China, Hong Kong, Japan, Korea, Taiwan and, at least
in principle, Thailand. How are they faring in terms of the
promised benefits of PVP, such as increased investment, technology
transfer and improved food security? Its hard to say,
given the short timeframes since implementation and the lack
of studies. Japan adopted its law back in 1978 and over 7,000
varieties are now protected in the country. However, the vast
majority are flowers, and foreign companies are securing more
rights under the system by the year. In rice, some 600 varieties
are protected, but 86% of Japans rice fields are sown
to just 20 of them. Taiwan provides PVP for 62 species, excluding
rice. To date, only 22 varieties have been protected
nearly half of which are, again, flowers20.
Korea set up its PVP system in 1998. Within the first year,
224 applications were filed, a third of them on rice. The public
sector is the most active applicant so far there21.
In 1999, China joined UPOV as part of its drive to join the
WTO. The following year, 66 applications were approved. Just
this year, the first foreign companies have secured Chinese
PVP all on roses22. Thailand
adopted its PVP law in October 1999, but it has not been fully
operationalized yet.
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In the next few years, enormous pressure will be placed
on Asian countries to take further steps to complete the legislative processes
and tighten the laws in favor of corporate breeders. This is the experience
of every single country where PVP has been introduced. In Australia, the
first PVP Act of 1987 contained important concessions to critics of the
whole system. A number of these concessions were soon discarded and, in
1994, the Act was overhauled to conform with, and even go beyond, UPOV
'91. According to one Australian academic who was involved in the process
from the outset, "It may confidently be expected that, if the 1994
Act does not meet the demands of the plant breeding industry, the Act
will again be suitably amended irrespective of contemporary declarations
to the contrary.23" As in all other
UPOV member states, the rights for the breeders get stronger and stronger
while the "privilege" left for the farmers gets weaker and weaker.
The pressure on Asian countries which adopt PVP systems
based on UPOV to accede to further demands of global industry will only
grow. At the multilateral level, the WTO has yet to define what is meant
by an "effective" system of IPR for plant varieties under TRIPS.
And in the absence of a full review of this provision, as mandated in
the treaty, the decision may be left to WTOs oft-criticized dispute
settlement mechanism. UPOV, which is dedicated to strengthening the rights
of corporate breeders, is another actor that will continue to use all
its weight to lobby Asian governments to conform to its Convention. As
UPOVs former Vice Secretary-General recently put it, "Countries
have a great deal of freedom in devising their own laws on genetic resources
and farmers rights and so on, as long as the new laws do not
conflict with UPOV requirements.24"
In sum, many forces are now converging to ensure uniform intellectual
property rights over farm biodiversity in Asia.
| PVP on trial
The few PVP impact studies available suggest
that UPOV-type systems do not live up to the promises of their
proponents. For example, they do not increase the quality or
diversity of plant varieties released by the private sector.
In his investigations, Indian researcher Dwijen Rangnekar found
no clear correlation between the introduction of PVP and an
increased rate of introduction of new plant varieties25.
He also found that when rates did increase, as with wheat in
the UK, it did not lead to increased "inventive activity".
Commercial varieties are genetically quite similar since they
are typically based on parental lines provided by public institutions.
According to Rangnekar, much of commercial breeding is directed
at "cosmetic differences" to serve market strategies26,
casting serious doubt on the claim that PVP stimulates innovation.
A recent study by the International Food Policy Research Institute
shows that 30 years of PVP in the US have had no effect on private
sector investment in breeding, nor on yields, in wheat
the countrys most important food crop27.
Jeroen van Wijk surveyed the impact of PVP
systems in Latin America: "PVP may help the domestic seed
industry in least-developed countries to restrict the trade
in seed saved from their varieties and to increase their income.
There is little evidence, however, that this additional income
leads to the availability of more and better varieties for farmers.28"
More broadly, he concludes that IPR over the seed supply reduces
information flows, germplasm flows, and, ultimately, competition29.
These findings echo earlier studies conducted in the US30.
Although PVP is new to Asia, the Chinese government
is already reporting "serious impacts on the free flow
of germplasm" from the introduction of PVP such as: breeders
not sharing parental lines, reduced use of exotic germplasm
in breeding, and lack of attention to in situ conservation
and farmers knowledge31.
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3. AN ALL-OUT ASSAULT
For industry, plant variety protection law is the anchor
from which it can launch a much more aggressive assault on Asias
seed markets and farmers. Once governments accept and enact PVP, its
a short way further before they open up the patent system to plants and
animals. And once that is secured, there is little standing in the way
of patents on any form of biodiversity-related material or knowledge.
However, this will still take a little time. In the meanwhile,
industry has alternatives to enforce its intellectual property goals
and no shortage of apologists who want us to believe that by accepting
corporate monopolies on life, the public interest can still come out ahead.
Beating around the IPR bush
For industry, PVP has some limitations when compared
to patenting. And Asian governments are only slowly getting the legislation
in place. But, where PVP is ineffective, the private sector already has
ways to enforce its own IP protection systems without the IPR laws.
* Material Transfer Agreements (MTAs)
An MTA is a contract between two or more parties specifying
the conditions under which materials say, a seed sample
are exchanged. The conditions may cover confidentiality, transfer to third
parties, commercialization, and other issues. MTAs are often used when
the materials in question hold commercial value and embody some form of
intellectual property that the provider wishes to retain exclusive control
over. According to John Barton and the late Wolfgang Siebeck, legal consultants
for the CGIAR, "Failure to perform what is promised [in an MTA] is
a breach of contract which gives one party the right to bring action against
the other party, such as suing for damages.32"
Furthermore, some MTAs define the materials, such as gene constructs,
as the "technical property" of the provider, "taken to
mean, without limitation, tangible property such as ... germplasm and
the biological materials and derivatives thereof.33"
In this way, an MTA can provide sufficient monopoly control over intellectual
property in a country that does not provide statutory intellectual
property rights on plants and animals.
MTAs are thus a de facto form of intellectual
property protection, governed by contract law, not IP law. However, Barton
says that in most countries the obligations of an MTA are not recognized
beyond what is permitted under the countrys intellectual property
law. This is changing in the US, but the relationship between contract
law and IP law remains, he says, "at best fuzzy." Nevertheless,
according to a 1998 survey, MTAs were used in over 60% of the cases where
CGIAR centers situated in developing countries got permission
to use privately owned technology, mainly from industrialized countries.
Significantly, in 30% of the cases the centers could not specify what
form of IPR was involved.34
* Biological protection
For the seed industry, a crucial form of IP protection
can be concocted biologically. Biological IP protection refers here to
the development of seeds in which the intellectual property claimed by
the breeder collapses or cannot be transmitted through natural reproduction.
The most widespread example of biological protection is hybridization.
The yield factor of F1 hybrids deteriorates in subsequent generations,
forcing farmers to buy fresh seed from the company every year or two.
However, not all crops can be hybridized in an economically feasible way.
With biotechnology, this is changing. Scientists have now uncovered ways
to genetically engineer some of these more challenging crops, such as
wheat and rice, for cytoplasmic male sterility one of the most
common and efficient ways to produce F1 hybrid seeds. To date, over 60
patents have been awarded worldwide related to hybrid seed production
using genetically engineered cytoplasmic male sterility.
Another development in biological protection is Genetic
Use Restriction Technology (GURT), more popularly known as "terminator"
and "traitor" technologies. GURTs prevent farmers from saving
seeds since the genetically engineered plants will not germinate in subsequent
generations or will not express a particular trait (such as herbicide
resistance) unless sprayed with specific chemicals that activate the right
gene. Industry intends to use these technology protection systems to secure
exclusive intellectual property control in the South, where laws and enforcement
of IPRs on plants are weak. While several major companies have insisted
in public that they will not pursue the technology, a recent report by
coalition of groups in Europe identified 60 patents on GURTs 25
of them held by a single seed company, Syngenta and reported that
laboratory and field tests of plants transformed with GURTs have already
taken place in the US and UK.35
* A matter of definition?
While Asia weighs the pros and the cons of what to do
in the complex IP arena, agribusiness multinationals and research labs
in the North have already built up an extensive portfolio of patents for
genetically engineered plants that are waiting to be transferred to or
built upon here. Some of these "inventions" may already be setting
foot in Asia as patents on transgenic microorganisms or breeding methods.
The WTO obliges members to provide patents on both microorganisms and
microbiological processes. It also requires product-by-process protection,
by which any patent on a process automatically extends to the product
of that process. A quick search through the online database of the Thai
Patent Office reveals over 15 patents on transgenic "microorganisms",
most of them covering plants! This should not really come as a surprise,
given the environment of IP law today, even if Thailand does not allow
for patents on plants.
* Controlling farmers through purchase agreements
In the US and Canada, contractual agreements between
seed companies and farmers are now standard practice36.
Monsantos Roundup Ready® Technology Agreement is the most widely
known and enforced example. According to the Agreement:
- The farmer cannot save seed or any other part of the
crop grown from the Monsanto seed for replanting.
- The farmer is prohibited from supplying seed to any
other person.
- The farmer must pay 120 times the technology fee plus
the legal fees if s/he is caught violating the agreement.37
- The farmer must cooperate fully with Monsantos
inspections of his/her fields.38
While the main purpose of these contracts is to restrict
the traditional practice of farmer seed saving and sharing, they are also
explicitly designed to curtail research and breeding which society
might call innovation but companies construe as unfair competition. Monsantos
contract for 2001 carries added obligations that place the burden of liability
on the farmer and impose binding arbitration as the sole method of settling
any disputes, with the arbitration handled by a private company selected
by Monsanto.39
The seed industry takes these contracts seriously and
polices them without remorse. Monsanto has used private security agents
and toll-free "snitch" lines to enforce the agreements. In Canada
in 1997, seed companies formed a Plant Technology Alliance to "allow
companies to enforce their technology position." Within a few months
it resulted in 24 out-of-court settlements worth more than $170,00040.
According to one Canadian farmer now in a court case with Monsanto, "Farmers
here are calling it a reign of terror. Everyone's looking at each other
and asking, Did my neighbor say something?" By February
1999, Monsanto had launched an unbelievable 525 cases against farmers.41
Making PR out of IPR
Winning social acceptance of IPR on life is intrinsically
connected with winning social acceptance of biotechnology as the path
to better food and farming in Asia. Biotechnologists are trying to appease
an increasingly critical public with "free deals" on otherwise
patented technologies. Their message is: "No IPR, no biotech. No
biotech, no progress. But we can cut deals with patent holders to ensure
that the poor can access the technology." Very astutely, they are
using IPR as a public relations (PR) tool.
* Golden rice
In January 2000, after ten years of research and millions
of dollars in public funding, European scientists Ingo Potrykus and Peter
Beyer announced that they had successfully developed a transgenic beta-carotene
enhanced rice. This so-called "golden rice" was immediately
hailed as proof that biotech will help the poor. But such lofty ambitions
were quickly thrown into doubt when the International Service for the
Acquisition of Agri-biotech Applications (ISAAA), which conducted a study
for the Rockefeller Foundation and IRRI, revealed that there were some
70 patents potentially tying up the technology. Fearing the complexity
and expense of patent negotiations, the researchers quickly signed the
publicly-funded technology away to AstraZeneca (now Syngenta), one of
the worlds largest agrochemical and biotech corporations.
RAFI pointed out that the researchers fears were
not justifiable. Of the 60 countries with Vitamin A deficiency
which golden rice is supposed to address only 25 could possibly
honor any of the patents involved. And in these countries, only 11 of
the patents could constrain the project locally. Seven of those are held
by four transnational corporations (Syngenta, Aventis, Monsanto, and DuPont),
two of which have expressed their interest to make the technology freely
available to the poor. The other patents are held by public institutions42.
Furthermore, ISAAAs study looked at patent applications
filed through the World Intellectual Property Office, without confirming
whether the patents were actually granted or not in the different countries.
ISAAAs interpretation of the MTAs involved is also
questionable. According to the study, there are around 16 MTAs involved
in the development of golden rice43. In ISAAAs
view, these MTAs should not be ignored since, while not limiting in any
way the IP claims involved, they bind the parties to contract law which
is "more uniformly acknowledged and enforced around the world, even
in countries which do not have enforceable IP laws.44"
This is an extreme interpretation of contract law that may not hold water.
As stressed by John Barton, "Any real barriers are barriers from
patents.45"
Rather than fight a winnable battle against the corporations,
Potrykus and Beyer "cried wolf" and allowed the IP hegemony
of the rich to trample over the so-called interests of the poor to access
technology. Now the IPR hurdles have simply been passed down the line.
IRRI, armed with a $5 million special grant from the US government, has
just received the first samples of golden rice at its headquarters in
Los Baños, the Philippines, and will now develop breeding lines for national
programs to work with. According to IRRI, "It will be five to eight
years before golden rice will reach consumer's plates.46"
In the meantime, the pressure is on the governments of Asia to put the
regulatory framework in place, including IPR laws, to facilitate the local
testing and commercialization of the golden rice. Syngenta may have announced
royalty-free licenses, but it also made it clear that it expects to get
patent protection on the golden rice technology in developing countries.47
Despite all the frenzy, there is little reason to believe
that small farmers will reap any benefits from golden rice. Syngenta has
only agreed to make golden rice freely available to a segment of farmers
those earning less than $10,000 from it each year and only
if the rice they produce is not exported. Certainly, large farmers and
seed companies will not appreciate the subsidized competition. Even IRRIs
own IPR advisor says that market segmentation is a "practical problem"
in areas "where there are both subsistence and large-scale farmers.48" So whos going to take care of this
"practical problem"? Syngenta? IRRI? The national research institutes?
At minimum, it would seem that the whole matter of market segmentation
and restrictions on exports will require someone to enforce growers
contracts on golden rice farmers. Where IPR is at stake, nothing comes
truly for free.
* Rice genome maps
In April 2000, Monsanto made headlines around the world
when it announced that it would share a "working draft" of the
rice genome with the International Rice Genome Sequencing Project (IRGSP),
a consortium of public institutions working together to complete a map
of the rice genome. There was plenty of praise for the companys
heroic act of "humanitarian science" and plenty more reason
to be suspicious. This was a grand public relations ploy and much
more.
According to lawyers, Monsanto has most likely already
filed patents on any sequences that it feels have commercial value49.
And, besides, Monsanto is not giving away the working draft. It is sharing
the data with the IRGSP and other public researchers according to conditions
set out in an MTA50. Under the MTA, institutions accessing the data
can only pursue non-commercial research with it and are subject to several
obligations regarding any intellectual property temptations:
- The institution must regularly inform Monsanto
about its attempts to secure IP.
- Monsanto gets first rights to negotiate a non-exclusive
license on the IP.
- Monsanto has the right to use in its own research
program any results obtained by third party researchers.51
These conditions place Monsanto in an excellent position
to patent or negotiate licenses on genes, once the public researchers
identify their functions.
Monsantos decision to make its working draft public
is really a tactical move to protect itself from competing companies such
as Syngenta which announced in January 2000 that it had completed
a map of the rice genome, four years before the IRGSP expects to finish.
Syngenta has already made it clear that it will restrict access to the
genomic map and expects proprietary control over any research carried
out with the information. According to Thomas Hargrove, a well known rice
journalist, "Dr. Steven Briggs, head of genomics for Syngenta, said
the company's data would be like a copyrighted newspaper article
publicly available but not free for people to use as they see fit. And
if collaborators make commercial inventions, Syngenta and Myriad would
expect to share in the benefits. Briggs also told The New York
Times that while the companies would not seek to patent the entire
genome the raw sequences in the genetic code they would
try to patent individual valuable genes. And he indicated that Syngenta
and Myriad were well on their way to finding many of those." 52
Seemingly oblivious to this new restriction on public
research, the Chair of the CGIAR had only words of praise for Syngenta:
"This has the potential to usher in a new era of food security
a world where there is less hunger, healthier and better-nourished people,
and reduced poverty, especially in rice-producing areas.53" IRRI is particularly pleased with Syngentas
token offer to share the information with IRRI and with "subsistence
farmers", even though it is far from clear what that implies. IRRIs
Director General, Ronald Cantrell, waxed lyrical about it: "The fact
that you now have large multinationals at least acknowledging the need
to share new technologies with the poor and neglected in the developing
world must be viewed, at the very least, as an important step in the right
direction. . . We hope that the Syngenta announcement will just be the
first of many by private companies that will allow much greater freedom
in the transfer of technologies to the developing world. But, if this
is to happen, we must allow these companies some way to recover their
development costs."54
4. COLLAPSE OF THE PUBLIC SECTOR
Asias incredible agricultural heritage is a product
of centuries of free exchange of seeds and knowledge. Agriculture innovation
occurs through a fluid process, circulating and expanding from farmer
to farmer. During the 20th century, public institutions began
to assert themselves in this process, with highly mixed results. More
recently, the private sector has stepped in with a very narrow agenda.
Now, IPRs threaten to ruin Asias highly successful agricultural
practices. They give preferential rights to already privileged formal
sector breeders and fence off the innovative process leaving farmers
on the outside.
Many in the public sector, particularly within the CG
system, are resigned to this shift. Citing decreased funding, they welcome
a larger role for the private sector all the while insisting that the
public sector serve the small farmers that the private sector will inevitably
neglect. If this means conceding to American-style IPR regimes, they reason,
so be it. But the real-life problems will soon emerge.
To illustrate, a large part of plant breeding at public
institutions in Asia now employs molecular techniques. Molecular markers
are used to track the incorporation of interesting traits from one variety
to another. The technique, known as marker-assisted selection (MAS), allows
breeders to tag genes that they believe are responsible for a desired
trait with markers and thereby facilitates efforts to breed these genes
into commercial varieties. IRRI has already tagged 35 genes of rice with
molecular markers55. According to IRRI, "Because
of their relative simplicity, easy integration into conventional breeding,
and minimal background intellectual property, marker-aided selections
are expected to be strong driving forces in crop improvement in the future.56"
But MAS also makes it easier to stake claims to "proprietary"
genes and thus extend the reach of IP control over genetic resources immensely.
The private sector is onto this track. On September 30,
1999, Monsanto filed a patent in 81 countries on soybeans with enhanced
yield (WO0018963). That patent has already been issued in Australia (AU6277599).
It covers any cultivated soybean containing certain genes or segments
of DNA from "wild" or "exotic" soybeans identified
through MAS. The group of genes, which is only vaguely defined, is said
to be responsible for enhanced yield. Not only does the patent claim an
important trait in soybean breeding, but it also gives Monsanto monopoly
rights on Glycine soja (wild soybean), particularly PI407305 from
southern China and all its progeny. Further, the patent extends to any
soybean carrying the yield genes.
This aggressive intellectual property environment makes
it very hard for the public sector to survive. While institutes like IRRI,
which perhaps can afford the lawyers, try to draw up means of coping with
all these growing threats and barriers, their defences are woefully insufficient.
From counter-IPR policies to cosy partnerships with the devil to their
own MTAs, they are advancing right into the bottomless pit of privatization.
| Public-private partnerships: the win-lose game
* International Potato Center and market segmentation
Several years ago, the International Potato
Center (CIP), a CGIAR institute in Peru began negotiations with
Plant Genetic Systems (PGS) of Belgium to license its proprietary
Bt technology for use in transgenic potatoes. Under the initial
agreement, CIP could transfer the technology to any developing
country, as long as the Bt potatoes were not sold to developed
countries. In the second round of negotiations, PGS insisted
on market segmentation, but this time they were unwilling to
give CIP freedom-to-operate in important commercial markets
in the South, most notably India. Before negotiations could
advance, PGS was purchased by AgrEvo. CIP returned to the table
to try and negotiate then with AgrEvo, but once again the talks
were interrupted when AgrEvo merged with Rhone-Poulenc to form
Aventis57. CIPs Director-General,
Wanda Collins, is frustrated by the process: "Each time
we are close to negotiating an agreement the company has merged
or been taken over."58
As CIP has learned, the private sector is preoccupied
with turning a profit it is not interested in giving
up commercial markets. When it comes to potatoes, market segmentation
will not provide much freedom-to-operate in Asia. Potato production
in Asia is a big business, increasingly dominated by foreign
seed companies and food processors. For instance, over the last
couple of years, Technico, an Australian potato seed company
signed a $60 million multi-year deal with global food giant
Pepsi-Frito Lay for production of potato seed in Thailand and
China. Technico plants have been established in China and India
capable of producing 10 million and 18 million Technituber seeds
per year respectively.
* PhilRice and Akkadix
Researchers need access to germplasm in order
to make the step from genome mapping to functional genomics
and gene discovery. The genome map of a variety of rice, for
example, provides a reference from which genes of agronomic
importance can be identified from a wide range of rice varieties.
These genes can then be patented. The CG centers and national
institutes are highly regarded in certain circles for the germplasm
they hold and the breeding they conduct. In 1999, the Philippine
Rice Research Institute (PhilRice) signed an agreement with
Akkadix, an American seed company, to collaborate on the development
of targeted traits in rice using Akkadixs Rice-Tag technology.
While Akkadix gets to mine the "great rice germplasm"
of PhilRices genebank and take advantage of its rice expertise,
PhilRice gets an undisclosed amount of funding and the right
to use any commercial developments arising from the deal in
the Philippines59. So can Filipino farmers look forward to
improved rice varieties from the contribution of their seeds
that PhilRice has made on their behalf? Not likely. Akkadix
is searching for traits already found in rice varieties of the
Philippines. In other words, the Akkadix deal bestows upon the
Philippines prime rice research outfit the right to use
its own countrys genetic resources on commercial terms
that will serve Akkadix.
* Xa21 rice
In 1995, Pamela Ronald and the University of
California at Davis, where she works, obtained a patent on Xa21,
a gene conferring resistance to bacterial blight that she and
colleagues cloned from the African rice Oryza longistaminata.
Much of the research behind UC Davis patent was carried
out by IRRI and Asian national research institutes. Nevertheless,
the patent for genetically engineered Xa21 rice lies solely
in the hands of UC Davis and the International Laboratory for
Tropical Agricultural Research, an American institution with
its own patents on the transformation process. In recognition
of the contribution made by Mali, where O. longistaminata
originates, and public researchers in Asia, Ronald urged
UC Davis to set up a Genetic Resources Recognition Fund, which
would use royalties from the commercialization of the technology
to support students from developing countries studying at UC
Davis. She also pushed the University to agree to give IRRI
full rights to develop cultivars using the cloned Xa21 gene
and distribute them freely to developing country research institutes60.
But the national institutes will have to work out their own
agreements with UC Davis if they want to release varieties
containing the Xa21 gene. Such agreements may not come easy.
UC Davis is reportedly in consultation with Pioneer Hi-Bred,
a major rice seed company in Asia. Thailands Rice Research
Institute has already decided to drop its Xa21 rice project
for fear of infringing upon the UC Davis patent.61
* ICLARM and tilapia
The forces driving IPR in plant breeding have
also impacted research in fish, particularly in the area of
aquaculture (fish-farming). The UN Food and Agriculture Organization
estimates that 25% of the worlds fish stocks are overexploited
or completely depleted and that global demand for fish will
be met by a 300% increase in aquaculture by the year 201062.
Currently, 91% of global aquaculture occurs in the Asia-Pacific
region.
In the years ahead, fish farming will largely
depend on the African fish tilapia otherwise known as
the "aquatic chicken" because it is easy and cheap
to farm and generally suitable for commercial markets. The value
of tilapia imports into the US has surged from under $10 million
in 1992 to approximately $90 million in 2000. Asia accounts
for over 50% of these exports. Japan is another big importer,
with much of its tilapia coming from the Philippines63.
The booming market has perked the interest of multinational
agribusiness in all sectors, including production. According
to one business representative, "What was once an industry
of small farmers is rapidly evolving into an aquaculture version
of agribusiness; relatively large companies with multinational
interests controlling an increasing share of production."64
But the public sector is not sitting on the
sidelines. The International Center for Living Aquatic Resources
Management (ICLARM), a CGIAR center, and national research institutions
throughout Asia are at the forefront of tilapia breeding efforts.
In 1994, with support from the Asian Development Bank, ICLARM
introduced its "New Super Tilapia" and launched a
joint project to distribute it throughout Asia with the International
Network on Genetics in Aquaculture (INGAR). ICLARM and its INGAR
partners are investigating new breeding techniques, such as
marker-assisted selection, hybridization, induced polyploidy,
and genetic engineering, for applications with tilapia and other
farmed fish. Each step brings them further into the realm of
intellectual property.
Breeding holds significant commercial potential
for the private sector. INGAR shares its germplasm according
to an MTA, which prevents the recipient from seeking IP on the
germplasm. Yet, ICLARMs Modadugu Gupta admits that institutions
seeking IP on modifications that it makes to the material would
"probably not" be covered by the MTA65.
So far, China is the only country in Asia where an outdoor release
of transgenic fish has taken place, but a commercial introduction
of transgenic fish may not be far ahead66.
The US Food and Drug Administration is currently reviewing an
application from A/F Proteins for its AquaAdvantage transgenic
salmon67. According to the company,
the fish is genetically engineered to produce high levels of
growth hormone and reaches maturity in half the time of non-transgenic
salmon. A/F Proteins says that it has found significant interest
in China for salmon and Southeast Asia for tilapia and intends
to open an office in Singapore in the near future. The company
already says it has global orders for 15 million genetically
engineered salmon eggs68. Another
US company, Connecticut Aquaculture, is working with researchers
at the University of Connecticut to produce and breed fast growing,
disease resistant transgenic tilapia. Supposedly, the fish grows
at two to six times the rate of non-transgenic tilapia.69
If these company estimates are true and the
transgenic varieties clear biosafety hurdles, they will certainly
expand commercial breeding. One casualty of this transformation
could be INGARs IPR policy. According to ICLARM, "ICLARMs
policy on IPR on aquatic genetic resources states that it will
not normally seek intellectual property protection on any material
in its collection of aquatic resources or on cells, organelles,
genes, or molecular constructs isolated therefrom or from ICLARMs
own breeding activities . . . However, with the entry of the
private sector in to the arena of genetic improvement of aquaculture
species, it remains to be seen whether the free exchange of
germplasm will continue or the access will be regulated."70
* CIMMYT and apomixis
Apomixis is a natural method of asexual reproduction
found in some plants that results in offspring that are genetically
identical to the mother plant. If hybrid crops were engineered
with apomixis, commercial seed producers and farmers could replant
the seeds they produce without losing "hybrid vigour".
Since apomixis is a double-edged sword for the seed industry
reducing the costs of seed breeding but making it much
easier for farmers to save seed public researchers worry
that the industry may try to control the technology. In whats
known as the Bellagio Apomixis Declaration of May 1998, leading
researchers in apomixis warned that the concentration of legal
rights into a small number of hands will prevent the technology
from addressing the needs of resource poor farmers.71
At present there are at least 14 patents on
apomixis technologies. The major patent holders are the USDA,
Novartis, and Advanta, which owns patents through its subsidiaries
Maxell Hybrids and Agripro Biosciences. The USDA is setting
policy on apomixis through extensive negotiation with the American
seed industry. To date it has signed confidentiality agreements
with more than 20 companies concerning one of its patents (US
5,710,367)72. Another apomixis
patent holder is the International Maize and Wheat Improvement
Center (CIMMYT). This CGIAR center believes it can best serve
its mandate by patenting the technology. The patent, according
to CIMMYT, will give it leverage to ensure that the technology
is accessible to resource-poor farmers. In July 1999, CIMMYT
negotiated a research partnership with a consortium of interested
seed companies, including Pioneer Hi-Bred, Novartis, and Limagrain,
and the French Institut de Recherche pour le Développement,
another apomixis patent holder. Under the terms of the agreement,
the companies receive a global non-exclusive license to the
research from the partnership. CIMMYT also receives a global
license, but it is confined to research products for "subsistence
farmers". According to CIMMYTs Director-General,
Timothy Reeves, the companies were reluctant to finalise a definition
of "subsistence farmer" and wanted to leave it "grey"
until the agreement was concluded. Reeves says that a definition
was agreed upon at the last minute, describing "subsistence
farmers" as those with farms where over 50% of the harvest
is used on the farm73. Not only
does the definition not encompass many resource-poor farmers,
particularly tenant farmers, but it leaves a key question unresolved:
will the onus be on the farmer to prove that the farm is a "subsistence
farm" when companies send out their agents to police the
countryside?
|
5. IPRs VERSUS SUSTAINABLE AGRICULTURE
Farmers constitute by far the largest sector of seed
breeders in every country of Asia. It is they who generate the diversity
on which the breeding industry has built its billion-dollar empire74.
There are nearly 100,000 distinct rice accessions in IRRIs genebank,
for example, the bulk of which were developed by farmers. Forty years
of UPOV has also resulted in 100,000 new plant varieties75
however, this accounts all crops combined, not rice alone, and
many of them are genetic analogues of each other. PVP and patents are
purely intended to protect a small number of formal sector breeders, particularly
the handful of transnational corporations that dominate the commercial
market. They are disastrous for farmers.
...PVP and patents undermine farmers rights
In a narrow sense they restrict the right of farmers
to share, use and save seed from their harvests by extending the breeders
monopoly to the harvest of the farmers crop. Under UPOV, the breeder
has the "power not only over the right to produce or sell, but also
. . . the power to specify how this production or sale should occur.76"
But, more broadly, PVP and patents violate the spirit of farmers
rights and set a precedent for their elimination. Farmers rights
embody the rights of farmers and farming communities to conserve, develop,
use, control, and benefit from not only local biodiversity but also rural
peoples knowledge systems and technologies77.
These rights, which cannot be protected by IPRs, form the basis of sustainable
agriculture and recognize the importance of farmer innovation to global
food security and well being.
Although some countries may be attempting to include
some reference to farmers rights and sustainable agriculture within
PVP legislation, IPR is completely alien to these concepts and there is
always pressure under IPR regimes to scale back the rights of farmers
in favor of the rights of industry. PVP in particular reduces the inherent
rights of farmers to an exemption the farmers "privilege"
to save seed which is extremely vulnerable to international pressure,
industry tactics and arbitrary political decision-making. It is not surprising,
then, that in all countries where PVP has been adopted, farmers
rights have significantly diminished over time to the point where
farmers find themselves constantly policed by industry operatives for
violation of seed companies higher rights.
...PVP and patents foster dependence on foreign companies
Transnational corporations dominate applications for
PVP and patents in developing countries. At present, 97% of all patents
are held by nationals of industrialized countries and 90% of all technology
and product patents are held by global corporations78.
The table below shows that over half the current biotech patents on rice
are owned by a handful of mostly Western chemical conglomerates. With
their economies of scale and IP leverage, transnational companies can
rapidly take control of the seed industry once the IP rules are set in
place. This should not be confused with foreign investment and technology
transfer. Studies show that PVP and patents decrease germplasm and information
flows and restrict technology transfer to fixed varieties with highly
limited legal spaces for further breeding. Furthermore, they marginalize
farmers from societys view of innovation while insisting that farmers
pay royalties to cover the costs of R&D which they had no say in.
Public research, likewise, becomes more oriented to the needs of industry,
with national researchers worrying more about their accountability to
terms of collaboration set by industry than their responsibilities to
farmers.
Table 2: Biotech patents on rice genes,
transgenic rice plants or methods to obtain them worldwide
| Company/Organisation |
Country
|
Number of patents
|
| DuPont |
US
|
95
|
| Mitsui |
Japan
|
45
|
| Monsanto |
US
|
36
|
| Aventis |
France-Germany
|
28
|
| Syngenta |
Switzerland
|
20
|
| Japan
Tobacco |
Japan
|
19
|
| Cornell
Research Foundation |
US
|
18
|
| Mitsubishi |
Japan
|
14
|
| CSIRO |
Australia
|
9
|
| University
of California |
US
|
9
|
| Sumitomo |
Japan
|
8
|
| Purdue
Research Foundation |
US
|
8
|
| Dow
Agrosciences |
US
|
8
|
| US Department
of Agriculture |
US
|
6
|
| Advanced
Technologies |
US
|
5
|
| DNA
Plant Technologies |
US
|
5
|
| Hokko |
Japan
|
5
|
|
Total biotech patents on rice: 609
|
|
Top 17 patent holders: 56%
|
Source: Compiled by GRAIN from Derwent Biotechnology
Abstracts, July 1987 September 2000.
...PVP and patents give foreign companies control over
the germplasm that has been developed by Asias farmers
With PVP and patents, farmers end up paying royalties
to access their own germplasm, which is tampered with and repackaged in
the North. Certain schemes have been proposed to address this unfair arrangement,
but they breach the cultural practices of most farming communities. According
to a statement on TRIPS released by a global coalition of indigenous peoples
organizations, NGOs, and networks: "Knowledge and cultural heritage
are collectively and accretionally evolved through generations. Thus,
no single person can claim invention or discovery of medicinal plants,
seeds or other living things. The inherent conflict between these two
knowledge systems and the manner in which they are protected and used
will cause further disintegration of our communal values and practices.79"
The message is clear: supporting innovation in the countryside means enhancing
the space in which farmers and formal sector breeders can freely exchange
and develop plant varieties and knowledge. IPR regimes do the opposite:
giving transnational corporations monopolies on the collective knowledge
and germplasm of Asias farmers.80
...PVP and patents exacerbate the erosion of agrobiodiversity
The typical UPOV criteria for plant variety protection
distinctiveness, uniformity, stability, and novelty encourage
breeding for monoculture production systems and are irrelevant to farmers
who do their own breeding to produce genetically diverse seeds. This is
extremely dangerous. Chemicals or genetic engineering, which the vast
majority of Asian farmers cannot afford, will be used to compensate for
the crop vulnerability that can be anticipated from such DUSN-driven breeding.
Essentially, Asian countries are in the midst of choosing
between two utterly different models of agricultural R&D: one that
is driven by TNCs in the North, and the other that is led by farmers and
the public sector. By adopting PVP and/or patent regimes for life forms
they are choosing a corporate model of plant breeding and, subsequently,
a re-organization of agriculture according to the interests of Northern
seed TNCs, which also happen to be the worlds largest pesticide
and biotech TNCs. These corporations have vested interests in crop uniformity
and vulnerability not the food security of Asia or the well-being
of the regions farmers.
6. PEOPLES PERSPECTIVES
Most of the official sector in Asia gives tacit support
to IPR. For those in power, it is the only way to access biotechnology
from the industrialized countries, which they believe will increase agricultural
production. Instead of examining alternatives, they tack on provisions
to PVP bills that can only delay the inevitable fall out. In general,
farmers, NGOs and other concerned social actors have been marginalized
from decision-making and there is a danger that many do not fully recognize
the urgency of the situation or understand how IPR relates to other structural
problems that they are concerned with. Nevertheless, as more farmers and
those working with them face the issue, there is a growing opposition
based on a shared perception of what IPRs are all about. As articulated
by Leopoldo Guilaran, a rice farmer from Visayas, the Philippines, "If
seeds are patented, its like cutting off a farmer's arm since you
are removing the farmers freedom to choose seeds and preserve them."
|
"We
are the original breeders."
Bamroong Kayotha, Forum of the Poor, 2000
|
There is widespread agreement among numerous farmers
organizations, and NGOs and professionals working closely with them, that
patents on life forms, including microorganisms, must be prohibited. Bamroong
Kayotha, an advisor to the Forum of the Poor in Thailand, expresses what
many farmers in Asia feel: "Why should we give monopoly rights to
a handful of plant breeders and nothing to the millions of farmers who
developed and nurtured the materials these breeders rely on? We are absolutely
opposed to patents on life. Breeders should not have seed monopolies.
Farmers' rights must be recognized first. We are the original breeders."
Similar sentiments were put forward by the thousands of Thai farmers and
citizens that participated in "The Long March Against GMOs and IPRs
on Life" in September 2000: "IPRs on biodiversity grant exclusive
monopolies to private individuals and firms and are thus a threat to our
food security. We therefore oppose such IPRs on life, biological materials
and processes."
Several coalitions and groups in Asia are pushing their
governments to take a strong position regarding TRIPS. They want a thorough
review of the Agreement and a broad public discussion about what IPR policies
their countries should implement. The overall objective is to change TRIPS
so that it prohibits patents on life forms and makes no requirement for
IPR on plant varieties. The South Asia Network on Food, Ecology and Culture
(SANFEC) warns that the sui generis option in TRIPS is a trap that
will force countries to ultimately implement UPOV-type of PVP. Because
what constitutes an "effective" sui generis system, they
point out, will be "determined by industrialized countries and their
corporations, and subject to trade sanctions."
Many groups argue that instead of allowing IPR on plant
varieties, Asian countries should urgently establish mechanisms to protect
and encourage farmers rights and community innovation. The Indonesian
Network on Farmers Rights calls for legal frameworks to be adopted
to protect "the knowledge and innovation of farming and local communities,"
"farmers rights over genetic resources," and "seed
exchange and cultivation technologies for sustainable agriculture."
The participants of the "Long March" called upon governments
and state agencies to "reorient their policies to emphasize alternative
agriculture" and set up legal frameworks that "allow countries
to bring cases to court when companies illicitly patent biological resources."
Among other demands, SANFEC calls upon governments to "develop and
enforce a code of conduct for the regulation of all so-called life-science
transnational corporations, with a view to protect the rights, livelihoods
and food security of their people," and to "ensure accountability
of the public research institutions for the protection of the interests
of the poor farmers, and for sustainable agriculture, bio-diversity and
the rights of the communities over their knowledge, technology, practice
and genetic resources including all plants, plant-forms, and animals."
These positions boil down to a completely different reading
of what constitutes useful agricultural R&D, and how to promote innovation,
than what is imposed on Asia from Washington or Geneva. They emanate from
the experiences of farmers in Asia and are rooted in a broader vision
of national development that supports sustainable agriculture. IPRs emanate
from the boardrooms of Japan, Europe and North America. With the onslaught
of IPRs, the middle ground has disappeared and Asias governments
will have to decide which side they are on.
CONCLUSION
Even the public sector admits that agricultural research
and development is at a crossroads. One path leads to the privatization
of agriculture and the other path, which has been neglected, leads toward
farmer-led agriculture. You cannot travel both ways when it comes to IPRs.
Governments and the formal research sector have not,
for the most part, acknowledged this conflict. Many Asian countries are
trying to fulfil their sui generis requirements under TRIPS in
the hope of simultaneously attracting foreign private sector investment
for domestic R&D, protecting the fate of the farmers, and providing
some boost for their own public research systems. They are deluded. The
investment funds they are banking on are controlled by a few transnational
life science companies. PVP is one tool for these corporations to divide
the market among themselves but it is not, and never has been,
a tool to organize research. Patents are what these corporations are after,
and countries that see private investment as the engine for future agriculture
R&D are inevitably going to be pushed into a patent regime for living
organisms. Jeroen van Wijk shrewdly warned the regions rice research
administrators last year that, "Asian countries are now considering
introducing a [plant variety] protection system that is losing its relevance
even before it is adopted. It will not take long before Asian stakeholders
have to prepare themselves for the possibility of recognizing patent protection."81
Patent proponents keep banging on about the importance
of IPR for access and innovation. But this is a smokescreen. If access
was the issue, then the evidence stands against IPR: it restricts the
flow of germplasm, reduces sharing between breeders, erodes genetic diversity,
and, all in all, stifles research. What is actually at issue is the question
of whose interests agriculture R&D should serve. IPRs are suited to
the profit strategies of the global seed conglomerates that want to dominate
agricultural production worldwide. The transnational seed companies are
building vast industrial breeding networks in all major crops and, with
their economies of scale and ownership over technology through IPR, they
will shut local private and public breeders out of the commercial market.
For them, IPR is simply a means for controlling the market and extracting
more profit from it.
On the other hand, IPRs are entirely inadequate as an
incentive for research into sustainable agriculture. By their very nature,
IPRs inhibit and easily destroy innovation on farms the centres
of research and development for sustainable agriculture. There are plenty
of options for rewarding innovation that encourage pro-farmer research
and development, but IPR is not one of them. These options are being articulated
by farmers and organizations working with them but disregarded by governments
rushing to comply with TRIPS with severe implications for the regions
long term food security.
Asian governments urgently need to wake up to the inherent
threats of IPR over genetic resources, take a look at other options which
would better serve the interests of their people, and start implementing
a truly pro-people agricultural R&D agenda.
Annex 1: Status of PVP Laws &
Drafts in Asia (January 2001)
|
BANGLADESH
|
| Title |
The Plant Varieties Act of Bangladesh |
| Status |
Draft. Has been approved by relevant
ministries and is under public discussion. |
| Basis |
UPOV 1978 |
| UPOV? |
Bangladesh is not member and has not
formally approached UPOV. However, in early 2001, the European
Union approved a development cooperation package for Bangladesh
under which Dhaka must accede to UPOV (1991) by 2006. |
| Features |
Criteria for protection: novelty,
consistency, distinctness, stability. In addition, varieties must
demonstrate "immediate, direct and substantial benefit to
the people of Bangladesh". Hybrids only protected if parents
are available as public domain.
Country of origin of materials used to develop protected
varieties shall be disclosed.
Any variety that may lead to genetic or cultural erosion
shall not be protected.
Any variety developed by public institutes, or by farmers/NGOs
using public funds, shall be considered common property of the
people of Bangladesh and shall receive Citation of Award rather
than PVP certificate.
Short duration of breeders right (e.g. 7 years
for annuals).
Strong provisions for community rights and farmers
rights, which will be supported through a Plant Variety Development
Fund
Where community varieties, wild materials or indigenous
varieties are used in the development of a protected variety,
25% of the revenue from its commercialisation will be redistributed.
Protection is restricted to nationals of CBD member
states.
|
| GMOs? |
Can be protected by PVP subject to
further legislation. |
|
CHINA
|
| Title |
Regulations of the Peoples Republic
of China on the Protection of New Varieties of Plants (23 April
1999) |
| Status |
In force. Eighteen genera, including
rice and corn/maize, are subject to protection so far. |
| Basis |
UPOV 1978 |
| UPOV? |
China is member (1978 Act) |
| Features |
Conformity with UPOV. There is debate
on whether to abolish, further restrict or enhance the farmers
privilege. |
| GMOs? |
Can be patented in China. No PVP on
GMOs yet. |
|
HONG KONG SAR
|
| Title |
Plant Varieties Protection Ordinance
(CAP 490 adopted in 1997) |
| Status |
In force |
| Basis |
UPOV 1991 |
| UPOV? |
Hong Kong SAR is not member and has
not formally approached UPOV. |
| Features |
Essentially UPOV 91. It includes a
farmers privilege and the breeders right does not
extend to either human consumption or any non-reproductive use
of the harvest. |
|
INDIA
|
| Title |
The Protection of Plant Varieties and
Farmers Rights Bill |
| Status |
Draft. Undergoing parliamentary examination. |
| Basis |
UPOV 1978 and 1991 |
| UPOV? |
India has initiated the accession procedure. |
| Features |
Farmers may sell the harvest
of any protected variety, but not as reproductive material under
commercial marketing arrangements
Foresees benefit-sharing arrangements between breeders
and those, including farmers and communities, who claim to have
contributed genetic material to a protected variety. The burden
of proof lays with the claimant, not with the holder of the
PVP certificate.
A National Gene Fund will be built up with royalty fees
from plant variety right holders, national and international
contributions, etc., meant to be used for benefit-sharing and
compensation to farming communities, and for conservation and
sustainable use of genetic resources.
|
| GMOs? |
Can be protected by PVP subject to
further legislation. |
|
INDONESIA
|
| Title |
Plant Variety Protection Act |
| Status |
Draft. Approved by Parliament and awaiting
signature of President. |
| Basis |
UPOV 1991 |
| UPOV? |
Indonesia has consulted UPOV on the
conformity of its Act with the UPOV Convention but not formally
initiated the accession procedure. |
| Features |
Essentially UPOV 91, with farmers
privilege. |
|
KOREA, REPUBLIC OF
|
| Title |
Seed Industry Law (31 December 1997) |
| Status |
In force. Twenty-seven genera, including
rice, are protected so far. |
| Basis |
UPOV 1991 |
| UPOV? |
Korea has initiated the accession procedure. |
| Features |
Essentially UPOV 91. The extension
of the breeders right to products of the harvest (Art. 57.2)
is stronger than what UPOV requires. The "farmers privilege"
is restricted to the amount of seed needed to replant the crop
on the land cultivated by the corresponding farmers. |
| GMOs? |
The PVP law will be amended to secure
need for biosafety approval. |
| Other |
Korea provides utility patent protection
for asexually reproduced plant varieties and breeding methods
under its Patent Law. |
|
MALAYSIA
|
| Title |
Plant Variety Protection Act |
| Status |
In final stages of drafting by Attorney
General. May be submitted to Parliament in the second half of
2001. |
| UPOV? |
Malaysia has consulted UPOV on the
conformity of its Act with the UPOV Convention but not formally
initiated the accession procedure. |
| GMOs |
It is expected that GMOs will be protected
under both the PVP and the Patent Law. |
|
PAKISTAN
|
| Title |
Plant Breeders Rights Ordinance |
| Status |
Draft |
| Basis |
UPOV 1978 and 1991 |
| UPOV? |
Pakistan has consulted UPOV on the
conformity of its Act with the UPOV Convention, although in 1999
the government announced that it would not join UPOV. |
| Features |
Farmers privilege extends to
sale, unless under branded marketing arrangement. No PVP shall
be granted on varieties containing terminator type
genes. Breeders right does not extend to harvested material
for consumption. Portion of royalties will flow to National Gene
Fund for genetic conservation. |
| GMOs? |
Shall be protected subject to broad
biosafety clearance. |
|
PHILIPPINES
|
| Title |
Philippine Plant Variety Protection
Act |
| Status |
Draft. In final stage of Senate approval.
Could be enacted by mid-2001. |
| Basis |
UPOV 1991 |
| UPOV? |
The Philippines has consulted UPOV
on the conformity of its Act with the UPOV Convention but not
formally initiated the accession procedure. |
| Features |
Essentially UPOV 91. A farmers
privilege will apply to the reproduction and exchange of seeds
of certain crops among certain farmers operating on their own
land holdings, subject to conditions which will be defined at
a later stage. |
| GMOs? |
Can be protected by PVP subject to
biosafety approval. |
|
TAIWAN
|
| Title |
Plant Seed Law (1988) |
| Status |
In force. Protection is available for
62 species, excluding rice. |
| Basis |
UPOV 1978. |
| UPOV? |
Taiwan is not member and has not formally
approached UPOV. |
| Features |
Essentially UPOV 78. |
|
THAILAND
|
| Title |
Plant Varieties Protection Act, B.E.
2542 (1999) |
| Status |
Adopted but not yet in force. National
PVP Committee now being established. |
| Basis |
UPOV 78 |
| UPOV? |
Thailand has consulted UPOV on the
conformity of its Act with the UPOV Convention |
| Features |
Covers four kinds of plants:
new varieties, local domestic varieties, general domestic varieties
and wild species. Wild species need not express uniformity. General
domestic plant varieties and wild species shall be protected automatically,
without registration. There are special provisions for farmers
and community rights over local domestic plant varieties, which
must be unique to a particular locality within the Kingdom.
Rights will be granted for 12 years in the case of registered
annual species.
Revenue accruing from the procurement and use of general
domestic varieties and wild species will be on a profit-sharing
basis through a Plant Variety Protection Fund. The Fund will
benefit local communities and government units involved in conservation,
research and development of plant varieties.
|
|
VIET NAM
|
| Title |
Decree on the Protection of New Plant
Varieties (1999) |
| Status |
Draft. Currently before Parliament. |
| Basis |
UPOV 1991 |
| UPOV? |
Viet Nam has consulted UPOV on the
conformity of its Act with the UPOV Convention but has not initiated
formal accession procedures. Viet Nam has agreed to implement
UPOV as part of its bilateral trade agreement with the US (2000)
and to seek membership in UPOV as part of its bilateral IPR agreement
with Switzerland (2000). |
| Features |
Essentially UPOV 91 |
SOURCE: Compiled and adapted by GRAIN from numerous sources including:
PVP drafts and laws themselves; Asia Pacific Seed Association, "PVP
Asia in the Balance", Asia Seed and Planting Material, Vol.
7, No. 3, Bangkok, June 2000, pp. 18-19; William G, Padolina (ed), Plant
Variety Protection for Rice in Developing Countries: Impacts on Research
and Development, IRRI, Manila, 2000, pp. 65-116; Rolf Jördens, UPOV
Vice Secretary-General, personal communication, 12 February 2001; government
websites and national newspapers. The interpretations presented in the
table are of mixed origin but can be traced back to their source.
|
Intellectual Property Rights:
Ultimate Control of Agricultural R&D in Asia
was researched by Devlin Kuyek for a group
of organizations and individuals cooperating in a joint project
on current trends in agricultural R&D which will affect
small farmers in Asia. The organizations participating in this
research project are Biothai (Thailand), GRAIN, KMP (Philippines),
MASIPAG (Philippines), PAN Indonesia, Philippine Greens and
UBINIG (Bangladesh). Also participating in their individual
capacities are Drs. Romeo Quijano (UP Manila, College of Medicine,
Philippines) and Oscar B. Zamora (UP Los Baños, College of Agriculture,
Philippines).
The many people who gave time and information
to the preparation of this paper are gratefully acknowledged.
Published jointly in March 2001.
This material, in full or in part, may be reproduced freely.
Comments on the paper may be addressed to Devlin
Kuyek at intku@hotmail.com
|
Footnotes:
1. GRAIN, internal data set
compiled from numerous sources.
2. M. Lipton and R. Longhurst,
New Seeds and Poor People, Unwin Hyman Ltd, London, UK, 1989.
3. R.C. Purohit, "The
Hybrid Seeds Market in India", American Consulate General, Bombay,
March 1994.
4. A. Kothari, Agricultural Biodiversity:
Luxury or necessity, Seminar 418, 1994
5. "A Successful Alternative
Way to Control Rice Blast", Agriculture Magazine, Vol IV,
No 12, Manila Bulletin Publishing Corp., December 2000, p.30
6. Clive James, "Progressing
Public-Private Sector Partnerships in International Agriculture Research
and Development, ISAAA Briefs, No. 4, ISAAA, Ithaca, p. 11.
7. FIS/ASSINSEL, World Seed
Statistics, http://www.worldseed.org/stat.htm
8. R.C. Purohit, op cit.
9. The Advantages and Disadvantages
Between Modern Plant Varieties and Landraces - Panel Discussion, data
set circulated at the UPOV-WIPO-WTO Joint Regional Workshop on "The
Protection of Plant Varieties Under Article 27.3(b) of the TRIPS Agreement",
Bangkok, 18 and 19 March 1999.
10. Paul Teng, Marsha
Stanton, and Mike Roth, "The changing private sector investment in
rice," in William G. Padolina (ed), Plant variety protection for
rice in developing countries: impacts on research and development,
limited proceedings of the workshop on "The Impact on Research and
Development of Sui Generis Approaches to Plant Variety Protection
of Rice in Developing Countries" (16-18 February 2000, IRRI, Los
Baños, Philippines), International Rice Research Institute, Makati City,
2000.
11. G. Traxler, "Assessing
the prospects for the transfer of genetically modified crop varieties
to developing countries", AgBioForum, Vol. 2, Numbers 3&4,
1999, pp. 198-202. http://www.agbioforum.org
12. James Meek, "The
race to buy life," The Guardian, Wednesday November 15, 2000.
http://www.guardianunlimited.co.uk/genes/article/0,2763,397827,00.html
13. Sui generis
means special, unique, of its own kind.
14. Patents are theoretically
restricted to inventions, but the United States Constitution explicitly
allows patents to be granted on discoveries as well.
15. US-Vietnam Bilateral
Trade Agreement, Chapter II, "Intellectual Property Rights,"
signed 13 July 2000. http://usembassy.state.gov/vietnam/wwwhtiss.html
16. Swiss Federal Institute
of Intellectual Property, "Ratification of Intellectual Property
Agreement", Berne, 19 May 2000. http://www.ige.ch/e/news/2000/n107.htm
17. Agreement between
United States of America and the Kingdom of Cambodia on Trade Relations
and
Intellectual Property Rights Protection, http://www.cptech.org/ip/health/c/agreements/cambodia-1994-ip.html
18. "Cooperation
Agreement between the European Community and the Peoples Republic
of Bangladesh in Partnership and Development", Official Journal
of the European Communities, Luxembourg, C143/9, 21 May 1999, approved
by the European Parliament under Consultation Procedure on 17 January
2001.
19. See UN Conference
on Trade and Development, The TRIPS Agreement and Developing Countries
(UNCTAD, Geneva, 1997, p. 25), for an estimate of the costs to Bangladesh.
Furthermore, implementation of UPOV 91 is expected to rely on the
use of molecular markers to determine essentially-derived varieties.
20. National Taiwan University
Seed Laboratory web site, http://seed.agron.ntu.edu.tw/ENG/Eindex.htm
21. Choi Keun-Jin and
Ryu Hae-Yeung, "Plant variety protection and its implications for
rice in Korea" in W.G. Padolina (ed), op cit.
22. "China Grants
Foreign New Plant Species Protection Rights", Farm China Report,
9 February 2001. http://eng.farmchina.com/seed/MRdetail.asp?id=1268
23.
David Godden, "Growing Plants, Evolving Rights: Plant Variety
Rights in Australia," Australian Agribusiness Review, Vol.
6, Paper 3, 1998. http://www.agribusiness.asn.au/agribusinessreview/1998V6/GrowingPlantsRightsIssues.htm
24. W.G. Padolina (ed),
op cit., p.172. Emphasis in the original.
25. Dwijen Rangnekar,
Intellectual Property Rights and Agriculture: An Analysis of the Economic
Impact of Plant Breeders Rights, Action Aid UK, March 2000.
26. Dwijen Rangnekar,
"A Comment on the Proposed Protection of Plant Varieties and Farmers
Rights Bill, 1999", March, 2000, p.6.
27. Julian M. Alston
and Raymond J. Venner, "The Effects of the U.S. Plant Variety Protection
Act on Wheat Genetic Improvement", EPTD Discussion Paper,
Number 62, IFPRI, May 2000. http://www.ifpri.cgiar.org/divs/eptd/dp/eptdp62.htm
28. Jeroen van Wijk,
"How does stronger protection of intellectual property rights affect
seed supply? Early evidence of impact," Natural Resources Perspectives,
Number 13, Overseas Development Institute, November 1996. http://www.oneworld.org/odi/nrp/13.html
29. Jeroen van Wijk and
Walter Jaffé, Intellectual Property Rights and Agriculture in Developing
Countries, University of Amsterdam, January 1996; and Jeroen van Wijk
and Walter Jaffé, The Impact of Plant Breeders Rights in Developing
Countries: Debate and experience in Argentina, Chile, Colombia, Mexico,
and Uruguay, October 1995.
30. See L.J. Butler and
B.W. Marion, The Impacts of Patent Protection on the US Seed Industry
and Public Plant Breeding, Food Systems Research Group Monograph 16,
University of Wisconsin-Madison, 1985; B.W. Marion, "Plant Breeders'
Rights in the US: Update of a 1983 Study", in Intellectual Property
Rights and Agriculture in Developing Countries, Jeroen Van Wijk and
Walter Jaffé (eds), University of Amsterdam, 1996, pp 17-33; and Jack
R. Kloppenburg Jr., First The Seed: The Political Economy of Plant
Biotechnology 1492-2000, Cambridge University Press, 1988, pp. 140-151.
31. Wang Shumin and Luo
Lijun, op cit., p. 73
32.
J.H. Barton, W.E. Siebeck, "Material transfer agreements in
genetic resources exchanges: the case of the International Agriculture
Research centers," Issues in Genetic Resources, No. 1, International
Plant Genetic Resources Institute, Rome, May 1994.
33. R. David Kryder,
Stanley P. Kowalski and Anatole F. Krattiger, "The Intellectual and
Technical Property Components of Provitamin A Rice: A Preliminary Freedom-to-Operate
Review", ISAAA Briefs, No. 20, ISAAA, Ithaca, 2000, p. v.
34. Joel I. Cohen, Cesar
Falconi, John Komen, and Michael Blakeney, "Proprietary Biotechnology
Inputs and International Agricultural Research," ISNAR Briefing
Paper, No. 39, May 1998, p.4. http://www.cgiar.org/isnar/publications/briefing/Bp39.htm
35. Syngenta: Switching
off farmers rights?, ActionAid, GeneWatch UK, Berne Declaration and
the Swedish Society for Nature Conservation, October 2000. http://www.actionaid.org
36. Jeroen van Wijk,
"How does...", op cit.
37. In the US, a $25
technology fee is typically attached to a $60 bag of Monsantos Roundup
ReadyÒ corn seed.
38. Michael Stumo, "Down
on the Farm Farmers Get the Biotech Blues," Multinational Monitor,
Vol. 21, Nos. 1&2, January/February 2000.
39. Eva Ann Dorris, "To
sign or not to sign," Farm Progress, December 1, 2000.
40. Barry Wilson, "Industry
forms alliance to help enforce seed rights," Western Producer,
December 4, 1997.
41. Rick Weiss, "Monsanto's
Gene Police Raise Alarm On Farmers' Rights, Rural Tradition," Washington
Post, February 3, 1999.
42. RAFI, "Golden
Rice and Trojan Trade Reps: A Case Study in the Public Sectors Mismanagement
of Intellectual Property," RAFI Communique, Number 65, September/October
2000. http://www.rafi.org
43. R. David Kryder,
Stanley P. Kowalski and Anatole F. Krattiger, op cit., pp.36-37.
44. Ibid, p.32.
45. Personal communication,
January 18, 2001.
46. Tom Hargrove, "Interview
with Dr. Gurdev Khush, World Food Prize Laureate," Planet Rice, September
16, 2000.
http://www.planetrice.net/newspub/story.cfm?ID=383
47. Communication between
GRAIN and Dr. Adrian Dubock of Syngenta, January 24, 2001.
48. Personal communication
with John Barton, January 18, 2001.
49. Idem.
50. Takuji Sasaki and
Ben Burr, "Monsanto Sequence and Physical Map Contribution to the
IRGSP", April 4, 2000, http://demeter.bio.bnl.gov/4april.html
51. The agreement can
be downloaded at http://www.rice-research.org
52. Tom Hargrove, "Rice
Genome Map: Science Triggers Global Controversy", Planet Rice, 31
January 2001.
http://www.planetrice.net/newspub/newstory.cfm?ID=621
53. Idem.
54. "Map of rice
genome to help developing world: Philippines experts," Asia Pulse,
February 8, 2001.
55. Ren Wang, "Strategic
Rice Research: Impossible Problems, Possible Solutions," Presentation
at CGIAR International Centers Week 2000, Washington DC, 26 October 2000.
56. Ken Fisher, Hei Leung,
and Gurdev Khush, "Box 2: Molecular Breeding: Biotechnology at work
for rice,"in G.J. Presley, "Agriculture Biotechnology and the
Poor: Promethean Science", retrieved March 3, 2000 from the World
Wide Web: http://www.cgiar.org/biotech/rep0100/contents.htm
57. Personal Communication
from Marc Ghislain, Biotechnology adviser, CIP, December 15, 2000.
58. Personal Communication
with Wanda Collins, Deputy Director General for Research, CIP, October
26, 2000.
59. Mathew Dougherty,
"Akkadix and PhilRice to Cooperate on Rice Functional Genomics Research",
AgBiotech Newsletter, No. 196, January 19, 2000. http://www.bowditchgroup.com/enews196.htm
60. Pamela Ronald, "The
Genetic Resources Recognition Fund," January 1998, http://www.agbiotechnet.com/reviews/jan98/html/ronald.htm
61. P. Hongthong, "Ministry
asked to stop GMO research," The Nation, Bangkok, 14 March
2000.
62. Elliot Entis, "Policy
Implications for Comercialization of Transgenic Fish," in R.S.V.
Pullin, D.M. Bartley and J. Kooiman (eds.), Towards Policies for Conservation
and Sustainable Use of Aquatic Genetic Resources, , ICLARM Conf. Proc.,
1999, p.35.
63. Kevin Fitzsimmons,
Tilapia Aquaculture in the 21st Century, Fifth International
Symposium on Tilapia Aquaculture, Manila, September 2000. http://ag.arizona.edu/azaqua/ista/announce.htm
64. Elliot Entis, op
cit., p.37.
65. Modadugu Gupta, "Perspectives
on Aquatic Genetic Resources in Asia and the Pacific," in R.S.V.
Pullin, et al., op cit., p.114.
66. Ibid., p.110.
67.
Eric Niiler, "FDA, researchers consider first transgenic fish,"
Nature Biotechnology, Vol 18, February 2000, p.143.
68. "Frankenfish
for tomorrow's dinner?", Washington Post, October 17 2000,
retrieved from http://www.thecampaign.org/newsupdates/oct00q.htm
69. Dr. Thomas T. Chen,
"Aquaculture Biotechnology Program at the UCONN Biotechnology Center,"
http://www.umassd.edu/specialprograms/NRAC/publications/newsletter/newsletter17/featureB17.html
70. Modadugu Gupta, op
cit., p.107.
71. Bicknell, R.A. and
Bicknell, K.B., "Who Will Benefit from Apomixis?" Biotechnology
and Development Monitor, No. 37, University of Amsterdam, 1999, p.
17-20, http://www.pscw.uva.nl:80/monitor/3706.htm
72. Peter Bretting, "Apomictic
Maize - A Promising Advance in Hybrid Seed Production," http://www.ars.usda.gov/misc/apomixis.htm
73. Personal communication,
October 26, 2000.
74. Gaia Foundation and
GRAIN, "Ten Reasons Not to Join UPOV," Global Trade and Biodiversity
in Conflict, No. 2, London/Barcelona, May 1998. http://www.grain.org/publications/gtbc/issue2.htm
75. UPOV, "Plant
Variety Protection and the Protection of Traditional Knowledge",
paper presented at the "UNCTAD Expert Meeting on Systems and National
Experiences for Protecting Traditional Knowledge, Innovations and Practices",
Geneva, 30 October - 1 November 2000. http://www.unctad.org/trade_env/docs/upov.pdf
76. David Godden, "Growing
Plants, Evolving Rights: Plant Variety Rights in Australia," Australian
Agribusiness Review, Vol. 6, 1998, Paper 3, http://www.agribusiness.asn.au/agribusinessreview/1998V6/GrowingPlantsRightsIssues.htm
77.
Ignatius Wijayanto (Secretariat of Network on Farmers' Rights) and
Riza Tjahjadi (PAN Indonesia), "Indonesia Advances on Farmers' Rights,"
December 1998.
78. Human Development
Report 2000, Human Rights and Human Development, UNDP, New York,
2000, p.84.
79. "Indigenous
Peoples' Statement on the Trade-Related Aspects of Intellectual Property
Rights (TRIPs) of the WTO Agreement," signed at the United Nations,
Geneva, Switzerland, on 25 July l999.
80. In 1999, Steven Price,
a plant breeder with the University of Wisconsin, sent out a survey to
187 public breeders in the US asking them about difficulties they may
be having in obtaining genetic stocks from private companies. Forty-eight
percent of those who responded said that they had had difficulties obtaining
genetic stock from companies; 45% said it interfered with their research;
and 28% said that it interfered with their ability to release new varieties
(Nature Biotechnology, Vol 17, October 1999, p.936).
81. Jeroen van Wijk,
"Plant variety protection and rice breeding," in W.G. Padolina
(ed), op cit., p. 151.
|