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The controversy surrounding genetic engineering is heating
up in Asia, as the transnational food and agriculture industry, worth
over $700 billion a year1, moves to bring
its patented biotechnologies into the regions farmlands. The companies
are enlisting the support of a number of international, non-profit, development
organizations to promote biotechnology and help to engineer the necessary
political and legal landscape for its worldwide adoption. These organizations
include the United Nations Industrial Development Organisation, the US
Agency for International Development (USAID) and many others. The International
Service for the Acquisition of Agri-biotech Applications (ISAAA) is one
of the most focused promoters of gene technologies in Asia. Through the
formation and support of key local elites, ISAAA is helping carry out
an agenda set by transnational corporations (TNCs), in the name of Asias
rural poor.
1. ISAAAs origins
In the 1980s, the Rockefeller Brothers Fund brought together
several other financiers to form the Resources Development Foundation
in New York. This Foundation subsequently established an International
Biotechnology Collaboration Program in cooperation with the Hitachi Foundation,
with a mission to transfer biotechnology to the developing world. In 1991,
under the guidance of Dr Clive James, former Deputy Director-General of
the International Center for Wheat and Maize Improvement (CIMMYT), and
with over a million dollars from an anonymous donor, the programme was
re-established as an independent entity called the International Service
for the Acquisition of Agri-biotech Applications (ISAAA) under the direction
of Dr James. ISAAAs sole purpose is to facilitate the delivery of
proprietary biotechnologies from the corporate labs of the industrialized
world into the food and farming systems of the South.2
The first ISAAA center, the AmeriCenter, opened in 1992
at Cornell University in the US, where ISAAAs most recent Executive
Director, Anatole Krattiger3, another former CIMMYT employee, was stationed.
ISAAA now has a EuroCenter at the John Innes Centre in the UK, an AsiaCenter
at Technova Inc in Japan, an AfriCenter at the regional office of the
International Potato Center on the campus of the International Livestock
Research Institute in Kenya, and a SEAsia Center at the International
Rice Research Institute (IRRI) in Los Baños, Laguna, the Philippines.
A LatiCenter is also planned.
Besides the initial mysterious anonymous donor, ISAAA
receives support from a number of institutions and biotech companies,
including the Rockefeller Foundation, USAID, Novartis, Monsanto and AgrEvo.
(See Appendix for current list.) In 1997, ISAAA reported that it
had raised over $13 million for its programs.4
The big dollars are matched by high-profile board members, past and present,
such as: Robert Fraley, head of Monsantos agbiotech program; Wally
Beversdorf, head of Novartis Seeds biotech program; William Padolina,
former Secretary of the Department of Science and Technology of the Philippines;
and Gabrielle Persley, Executive Director of AusBiotech Alliance and advisor
to the World Bank. (See Appendix for current list.)
ISAAAs operations
ISAAAs rationale is as follows. Since conventional
agricultural technologies cannot feed the growing population, the world
needs biotechnology, especially in the developing countries where demographic
pressures are most critical. However, because of the enormous costs of
biotech research and development (R&D), the technology is almost entirely
in the hands of private companies in the North. The only way to get this
technology to the South is to build "global partnerships" between
the private sector of the North and the public sector of the South. Such
partnerships require "honest brokers", such as ISAAA, that can
bring the sides together and help ensure that the partnerships are carried
out effectively.
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ISAAAs mandate and principal objective will continue
to be the transfer and delivery of biotechnology products to
developing countries, particularly to resource poor farmers,
by building partnerships between institutions from national
programs in the South and from the private sector in the North.
ISAAA Board and Management Response to the External Review,
1994.
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At present, ISAAA targets twelve countries where it aims
to fulfill its mission: Indonesia, Malaysia, the Philippines, Thailand,
and Vietnam in Asia; Kenya, Egypt, and Zimbabwe in Africa; and Argentina,
Brazil, Costa Rica, and Mexico in Latin America.
To create these partnerships, ISAAA sets up technology
transfer projects. They cover either tissue culture, diagnostics or transgenics
(genetic engineering). While tissue culture and diagnostics involve simpler
forms of modern biotechnology, they are seen as "stepping stones"
to the more advanced applications. The projects involving transgenics
focus on crops that are otherwise ignored by the private sector but which
offer "a high probability of success over a short time frame"
to demonstrate the effectiveness of these partnerships.5
In this manner, all ISAAA projects serve primarily to awaken interest
in and commitment to biotechnology within national agricultural research
systems (NARS) and to develop national capacity to conduct biotechnology
research and development (R&D).
For ISAAA, "capacity" refers to a countrys
ability to adopt and integrate patented technologies from the North into
local production systems. Its programmes, therefore, concentrate on field
testing, gene transfer into local varieties, biosafety, negotiating license
agreements and managing intellectual property rights. Since public opinion
can interfere with the transfer of biotechnology as seen in countries
as diverse as Bolivia, Indonesia, Brazil, France, India or Thailand
ISAAAs programs are also directed at promoting public acceptance
of the technology. This is done through publications, seminars, workshops,
and, most importantly, its fellowship programs. Through fellowships, scientists
and policy makers from the South are sent to corporate headquarters and
regulatory authorities in the North to learn about such things as food
safety regulations and how to do field trial applications, but also to
establish personal relationships.
ISAAA in Asia
ISAAAs involvement in Southeast Asia began in 1996
when IRRI hosted ISAAAs annual board meeting at its facilities in
Los Baños, the Philippines. A key participant at the meeting was the Philippines
Secretary of Science and Technology, William Padolina. Dr Padolina soon
became the Deputy Director-General of IRRI, and not coincidentally in
January 1998, the SEAsiaCenter opened for business on IRRIs
grounds. The location not only strengthens ties between ISAAA and one
of the most influential agricultural research institutes in Asia6,
but it lends ISAAA an automatic veneer of credibility.
The Director of the SEAsiaCenter is Dr Randy Hautea,
former head of the Philippines Institute of Plant Breeding. The
Center targets Indonesia, Malaysia, the Philippines, Thailand, and Vietnam
because "they all have the political will to pursue and adopt biotechnology
applications."7
Table 1: ISAAAs partnership projects in Southeast
Asia8
|
Projects
|
Partners in the South
|
Partners in the North
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| Papaya Biotechnology
Network |
Research Institute
for Fruits (Indonesia)
MARDI (Malaysia)
BIOTEC (Thailand)
Institute of Biotechnology (Vietnam)
Institute of Plant Breeding (Philippines)
|
Monsanto (USA)
Nottingham University (UK)
University of Hawaii (USA)
Zeneca Agrochemicals (UK)
|
| Tomato Virus Diagnostics |
Central Research
Institute for Horticulture Crops (Indonesia) |
Novartis Seeds
(Switzerland)
Wageningen University (Netherlands)
|
| Black Rot Diagnostics |
Asian Vegetable
Research and Development Center (Taiwan) |
Washington State
University (USA) |
| Bt Sweet Potato |
Agriculture Science
Institute (Vietnam) |
Novartis Seeds
(Switzerland) |
| Bt Soybean |
Indonesia (?) |
AgrEvo (Germany) |
| Bt Corn |
Institute of Plant
Breeding (Philippines) |
Asgrow Seeds (Monsanto) |
| Vitamin A Rice 9 |
International
Rice Research Institute (Philippines) |
Rockefeller Foundation
(USA)
Swiss Federal Institute of Technology (Switzerland)
|
These technology transfer projects start with the identification
of potential biotech applications in local farming and move on to removing
hurdles to the full-scale deployment of transgenic crops. The major impediment
to this end goal, at present, is "the lack of effective biosafety
regulations and an uninformed public sometimes skeptical about transgenic
crops."10 These are key concerns for
ISAAA.
A bedfellow brokerage
One of the most important functions of ISAAAs projects
is fostering the kind of personal relationships that will ensure the critical
impetus to the adoption of biotechnology. In its own words, "By arranging
for senior policymakers from developing countries to share views with
business leaders of private corporations, ISAAA helps to generate the
trust, confidence, and cooperation that will integrate developing countries
into the agri-biotech revolution."11
In essence, ISAAA is building up an advocacy elite to create the regulatory
environment for the successful introduction of corporate biotechnology
from the North. In the process, these experts are expected to dampen social
concerns and public dissent emerging at the local, national or regional
level.
The strategy seems to work. After visiting Monsantos
Life Sciences Research Center, Dr. Chan Ying Kwok, a papaya breeder with
the Malaysian Agricultural Research and Development Institute, said, "Walking
through the greenhouses there I realized I was seeing agricultures
future. It was exciting and inspiring."12
Dr Parichart Burns, a researcher with Thailands National Center
of Genetic Engineering and Biotechnology (BIOTEC) had similar feelings
when she visited Zenecas facilities in the UK: "We were able
to see what the future holds for biotechnology . . . You realize that
this technology is going to change everything."13
Going through a fellowship with ISAAA can have significant
downstream implications. In September 1999, Dr Ruben Villareal, the Director
of the South East Asia Regional Center for Research and Graduate Education
in Agriculture (SEARCA), participated in an ISAAA study tour to Europe
and North America.14 Soon after, his institute
which is mandated by the governments of Southeast Asia to develop
sustainable agriculture in the region announced that biotechnology
was now a "priority theme" in its new five-year plan. According
to Villareal, "Our interest lies in ethics and policy implications
of biosafety standards set by each country, and how these can be harmonized."15
ISAAA and SEARCA have just announced they will jointly establish a Biotech
Center in Los Baños, the Philippines, where both are located.16
Since ISAAAs activities involve high-level policy-makers,
they can have immediate impacts. For instance, ISAAA held an ASEAN (and
China) workshop on biosafety in cooperation with Indonesias Central
Research Institute for Food Crops (CRIFC) in 1993. According to Dr. Sumarno,
the Director of CRIFC, the meeting "triggered the development of
our biosafety guidelines." After the workshop a small group drew
up a draft based on Australian guidelines which were released by ministerial
decree "because of the pressing need for guidelines."17
The "team feeling" established by ISAAAs
personal approach spreads the sentiment of "us" (the pro-biotech
camp) versus "them" (the anti-biotech camp) and as a consequence
shatters the basis for real analysis of the issues and opportunities from
a national development perspective. The full social, economic, and political
implications of "the agri-biotech revolution" for the different
countries and sectors in Asia are, in ISAAAs agenda, simply not
considered.
2. Biotech as a cure for poverty?
ISAAAs mission is an ambitious one: "to contribute
to poverty alleviation in developing countries by increasing crop productivity
and incomes, particularly among resource-poor farmers, and to bring about
more sustainable agricultural development in a safer global environment."18
However it is constrained from the start by a very narrow framework: all
of ISAAAs activities must encourage and deploy biotechnology in
the target country. This will only work if biotechnology is the appropriate
and effective way to address the needs of the resource-poor farmers. Since
poverty is rooted in structural social, political, and economic problems
not a lack of technology ISAAAs projects inevitably
suffer from the same limitations as the Green Revolution. In both instances,
the poverty of small farmers is used to justify the intrusion of an external
technology, but the technology itself cannot address their fundamental
problems. As Linda Cayanan, a farmer in Pampanga in the Philippines, points
out:
I don't even have land. I am renting some land together
with my husband where we are planting rice. Sometimes, I work as a
farm worker for other farmers. What can I do with these new seeds?
I'm sure they are expensive and they will also require expensive pesticides.
Who will pay for them? We cannot. And even if we would be able to
plant them, any surplus they would create would go to the landlord
and to the traders. We would still be as poor as ever. Poor farmers
need land in the first place so they can reap the fruits of their
own work.
The Mexican potato project
Off the map of Asia but essential for understanding ISAAA
is the Mexican potato project. In 1991, ISAAA initiated its first biotech
transfer scheme. This involved a deal between Monsanto and Mexicos
Center for Research and Advanced Studies (CINVESTAV) for the transfer
of coat protein genes for Potato Virus X (PVX) and Potato Virus Y (PVY)
resistance. It was followed by another deal, in 1997, for a replicase
gene for resistance to Potato Leafroll Virus (PLRV). The Rockefeller Foundation
kicked in $350,000 to finance the project. 19
ISAAA states that "the project regards resource-poor
small-scale farmers as the main target group." From the outset, this
makes the project a non-starter because small-scale farmers have little
interest in the technology. In Mexico, potatoes are predominantly grown
by large- and medium-scale farmers. For small farmers that do grow potatoes,
"PVX and PVY are not the most pressing problems in Mexican potato
production. Resistance to these two viruses alone is beneficial for farmers
only if it is not associated with an extra cost."20
Not surprisingly, only large-scale farmers have expressed an interest
in the PVX/PVY resistant potatoes.21 PLRV
is a more significant problem, but it too is of relatively minor importance
when compared with leaf blight and other structural problems. The virus-resistant
potatoes cannot even be expected to reduce pesticides since pesticides
are not used specifically against the disease. 22
Potato production in Mexico is firmly split according
to landholding size, crop varieties and geography. Large-scale farmers
(with over 20 ha) are responsible for 64% of the overall potato production.23
These farmers plant exclusively white varieties, derived from imported
germplasm, while small scale farmers grow local red varieties, which fetch
a lower price in the market but are resistant to blight by far
the most serious disease affecting potato production in Mexico. The ISAAA
project involves the development of both red and white virus-resistant
potatoes. According to the licensing agreements brokered by ISAAA, CINVESTAV
can transform local varieties with the PVX and PVY genes but it cannot
transform imported varieties "suitable for processing." The
agreement for PLRV involves more stringent conditions of use, and CINVESTAV
is not allowed to transform the Alpha variety with the PLRV gene. Alpha
is a white variety that accounts for 60% of the total production volume.24 Furthermore, Monsanto stipulates that, while
CINVESTAV can share the transformed material with other developing countries,
no transformed material (including potato exports) can be transported
to the USA or other countries where Monsanto has patented the technology.
These restrictions on the PLRV technology significantly weaken the projects
potential benefits to large-scale and medium-scale farmers, who plant
mostly Alpha varieties.
Even should small farmers be drawn to the technology,
the potential for it to benefit them is even more remote. ISAAA has secured
a licensing agreement for the red varieties grown by small farmers, but
there are currently no mechanisms to get these varieties out to small
growers. As stated in one of ISAAAs reports: "The existence
of a formal seed market for a certain variety is the precondition for
the introduction of the technology into this variety. Under the current
seed distribution system, therefore, transgenic virus resistance will
not be disseminated in red varieties."25
Had ISAAA examined the situation from the outset, it would have seen that
small potato farmers are completely cut off from all agricultural support.
They have no access to credit even though potato production is extremely
expensive. Public technological assistance vanished with the implementation
of Structural Adjustment Programs during the last two decades, which sharply
reduced the national budget for extension services.26
And, to compound the problem, small farmers have little capacity to demand
changes, as they are not represented in the national potato growers associations.
27
Seven years into the project, ISAAA admits that: "Strategies
to disseminate the technology and place it in the hands of small scale
farmers have not yet been identified."28
Now it claims to be working with the government to bring small farmers
within the seed distribution network by subsidizing private seed production.
Under the plan, the state would buy genetically-engineered red seeds from
commercial seed breeders at a promised price and then distribute them
at a lower, more affordable price to small-scale farmers. But there is
no clear assurance that the Mexican government will take this U-turn to
rescue its small potato growers. And even if it does, the project will
likely still fail because of the crisis potato growers are facing because
of the North American Free Trade Agreement (NAFTA). Currently, local potato
production is sustained by tariffs of around 272%. Under NAFTA, the tariff
must be reduced to zero by 2004. This is bad news for Mexican growers,
since US production costs are much lower. The cost for Mexican small-scale
farmers is $1165 million/ton (M/t), while for American farmers in Idaho
it is only $863M/t and in North Dakota it is $838M/t.29
Monsanto, meanwhile, is confident that the project will
create the conditions for its seed interests. According to Rob Horsch
of Monsanto, "The smaller benefit of the virus resistance will be
the catalyst to . . . the development of an infrastructure to supply clean
certified seed of the best germplasm with improved traits."30
The Tomato Spotted Wilt Virus project in Indonesia
ISAAAs emphasis on "capacity building"
and, in particular, the determination to build partnerships between industry
and public institutions can make the stated objective of assisting poor
farmers meaningless. This is what has happened with ISAAAs Tomato
Spotted Wilt Virus (TSWV) project in Indonesia.
In 1997, ISAAA initiated a collaborative project between
Indonesias Central Research Institute for Horticulture Crops (CRIH),
Novartis Seeds and Wageningen Agricultural University (Netherlands). Two
CRIH scientists were sent on a five-week "intensive" fellowship
to learn how to use techniques developed by Novartis. For ISAAA, the project,
like all diagnostic projects, is considered a "stepping-stone"
to more advanced applications of biotechnology. Perhaps the project will
improve CRIHs capacity to manage the disease, but more significantly,
it opens the door in Indonesia for the deployment of crops genetically
engineered for resistance to TSWV, particularly those developed by Novartis
and Wageningen. Wageningen has a patent for genetically-engineered TSWV-resistant
plants31 and Novartis Seeds has already filed
an application to test its genetically engineered TSWV-resistant tomatoes
in the US. But how will the technology benefit small farmers? ISAAA can
only say that the "training also strengthens Indonesias national
agriculture program by establishing a solid biotechnology infrastructure."32 But the intrusion of a seed giant such as Novartis
is no help and almost certainly a disbenefit to small farmers
in the region.
The Papaya Biotechnology Network
According to ISAAA:
The [Papaya Biotechnology] Network was formally
launched in March 1998, with the primary mission of contributing to
improved quality of life for rural and urban families in Southeast
Asia ... The Network seeks to positively impact the lives of resource-poor
and small-scale farmers in Southeast Asia by increasing the availability
of papaya for both food and through the sale of surplus fruit
in local market modest incomes.33
The only means that the project considers for accomplishing
this objective is the development and introduction of papayas genetically
engineered for resistance to the papaya ringspot virus (PRSV). Although,
the transgenic papayas have yet to be released to farmers, Dr. Hautea
champions the Papaya Biotechnology Network as "a model that proves
biotechnology works in developing countries."34
But who is it working for?
The transgenic papayas were originally developed for
the export industry in Hawaii, where papaya is grown on relatively large
farms. It is logical, then, that Malaysia, with a million dollar papaya
export industry, is most interested in the technology transfer. Malaysias
industry took off at the beginning of the 1990s, when the Malaysia Agricultural
Research and Development Institute (MARDI) introduced its two Eksotika
varieties.35 , 36 Before
their introduction, papaya was grown in backyards or as a cash crop during
the early establishment of rubber or oil palm plantations. With Eksotika,
permanent papaya farms were established to cater to the new export markets,
ranging in size from 1-2 ha monoculture farms to large-scale plantations
of 500 ha. Since the Eksotika varieties are extremely susceptible to PRSV,
and disease pressure is enhanced by monoculture cultivation practices,
problems with PRSV rapidly emerged. The disease devastated papaya production
in 1991 the first year it was detected in Malaysia.37
According to scientists at MARDI, PRSV "is the most important constraint
that has curbed the development of the papaya industry in ASEAN countries."38
The project is more likely to reach small farmers in
Thailand than in Malaysia, since papaya remains a backyard crop, with
100,000 families engaged in production and only 0.6% of papaya production
exported. PRSV is a major problem for papaya production in the North of
the country and Thai researchers and farmers have had moderate success
with a number of strategies to combat the disease, including resistant
varieties and cultural practices.
Thailand has worked on biotechnology applications for
PRSV since 1995, when the Plant Genetic Engineering Unit of Kasetsart
University participated in a project with Queensland University of Technology
with support from the Australian Centre for International Agricultural
Research. ISAAA helps with biosafety and intellectual property rights
issues. It brokered a deal with Monsanto, which owns the 35s promoter
gene used in the gene construct, and other patent owners to permit Thai
scientists to use the technology for research and development purposes
alone. So far, ISAAA has made no attempts to broker a deal for the commercialization
of the papaya. In Hawaii, where the technology was donated for free, the
Papaya Administrative Committee incurred at least $100,000 in legal expenses
trying to secure the patent licenses. 39
The mire of license agreements is not the only problem
with the transgenic varieties. The technology itself may be a dud, as
growers in Hawaii are already suggesting. According to the Hawaii Tribune-Herald,
the papayas have a short shelf-life before turning mushy and they tend
to be oversized, making them more expensive to ship. Growers say they
get three times the price for older varieties and that the important Japanese
market has banned genetically-engineered varieties.40
Fruit producers in Southeast Asia voice similar concerns. At a meeting
in June 2000 with Thailand's Ministry of Agriculture, Mrs. Pranee Srisomboon,
the general manager of the Thai Food Processors Association, argued
that growing genetically-engineered papayas would have negative effects
on the industry's exports of canned fruit salad to Japan, USA and Europe.41
The transgenic papayas also raise important biosafety
concerns. According to Dr Peter Palukaitis of the Scottish Crop Research
Institute, the genetically-engineered virus gene inserted in the papaya
"may end up mixing with DNA from other viruses that infect these
papaya plants, possibly resulting in the creation of new, potentially
more virulent disease-causing viruses." Other risks include what
is known as "synergy," in which the mere presence of the genetically
engineered virus in the plants DNA makes it sicker than it would
otherwise be when infected by another plant virus.42
In Hawaii, the widespread use of the transgenic papaya has created considerable
virus pressure and there are already signs that the papaya is "less
disease-resistant than advertised." 43
For whom does the biotech bell toll?
Without having produced tangible benefits for small farmers,
the connection between ISAAAs technology transfer projects and the
well-being of small farmers is a leap of faith. It is based on the assumption
that biotechnology per se is good for small farmers. According
to Dr Krattiger, "Feeding the worlds rapidly growing population
and stopping environmental degradation will require agri-biotechnology."44
Yet many small farmers in Asia, such as those consulted about ISAAAs
work for the purpose of this paper,45 do not share this perspective at all (see box).
Orly Marcellana, a farmer from Quezon, the Philippines, echoes the cynicism
that many farmers share:
Nobody from the government, nor from these companies,
ever asked us what our problems are. I'm sure they don't even care.
All they want is to make profit. For us farmers, it's a never ending
story with these improved seeds. Every time they are introducing a
new "miracle" variety, after some time it turns out to be
not so miraculous after all. And then, there they are with yet another
"miracle" and again, they promise us that we will be the
first to benefit. But after all these "miracles" our conditions
are still the same. We are poor as ever. Do they really think that
the farmers still believe in these "miracles"?
The examples above illustrate ISAAAs most critical
failing: it has never stopped to ask small farmers its target group
what they think the problems and solutions are, and what role,
if any, biotechnology can play. This raises fundamental questions about
ISAAAs accountability and legitimacy.
| A farmers eye view
Shaban Ali, Shekher Dair, Ishwardi, Pabna,
Bangladesh
"Tell me, if I can do very well with my
existing seeds, why should I need laboratory seeds or the altered
seeds (GMOs)? If I can conserve my own seed, why would I be
so stupid as to purchase seed from the company? The problem
is that farmers are helpless because government and the scientists
are collaborating with the companies to destroy us. This is
not science; it is politics. Science should start with the knowledge
of the farmers; what the present seeds are doing, and what is
possible to do in the future. It is not the task of science
to mutilate the generative capacity of seed, or to make a variety
that is a bizarre combination of characteristics. No sensible
person will find any justification in such act."
Pak Siawang, Jene'berang Village, Gowa, Indonesia:
"All technologies have some negative impacts
and can marginalise people, creating inequality. This is the
same with genetic engineering, of which we don't know and we
are not being informed properly about how it was produced, but
it must have negative impacts, just like the high-yielding variety
seeds. We will be forced to buy chemical fertilizers and pesticides,
for which the prices always increase."
Mr. Witoon Boonchado, President of Tung Kula
Ronghai Farmers Association, Roi Ed, Thailand
"The GE crops are happening because of
the greed of TNCs. This cannot give us any benefit. TNCs are
the sole beneficiaries. There are many alternatives and sustainable
ways to solve farmers problems. By using only organic
fertilizer and traditional varieties we can improve both yield
and quality."
Rekha Begum, Village Kandapara, Delduar, Tangail,
Bangladesh
''We lost our own seeds when company people
and government officers told us that Irri dhan (HYV rice variety)
was good. Believing them we not only lost our seeds, but we
lost our fish because of pesticide, lost our livestock because
the fodder was reduced and the quality was bad, and most importantly
we lost our health. It took more than 10 years of hard work
to reintroduce our varieties and we are far better than before.
Now the companies are talking about new types of seed produced
by bizarre manipulation (biotechnology) to cheat us again."
Jahanara Begum, Badarkhali, Chokoria, Bangladesh
Who needs these seeds? Do not [claim] that
seeds produced in some laboratory can feed the hungry. We want
paradise on earth, not hell created by seed companies, because
we care for where we dwell with our children and our extended
family that includes our animals, birds, plants and everything
that is our life. We do not want more paddy by destroying our
dwelling and our community relation of love and sharing. Companies
should leave us alone; farmers know how to take care of themselves
and live happily.
Mrs. Nuan Namkiang, Roi Ed, Thailand
"I do not want to repeat the mistake made
when farmers embraced the Green Revolution some 20 years ago."
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3. The business of charity
ISAAAs projects aim to bring the benefits of biotechnology
to where they are purportedly needed most developing countries.
"Need", in ISAAAs logic, refers at once to poverty, which
biotechnology is supposed to help alleviate, and a lack of access to biotechnology,
which ISAAA will rectify by "contribut[ing] to self-reliance and
sustainability through national capacity building for the long term."46
Despite the rhetoric, ISAAAs projects show a remarkable lack of
concern for either the needs of the poor, as it would define them, or
national self-reliance and sustainability. ISAAA is all about a big business
agenda the integration of Third World economies into a biotechnology-driven
market controlled by the North. This is best seen at work in the way ISAAA
handles the intellectual property hurdle of technology transfer.
Under its intellectual property rights (IPR) program,
ISAAA has a straightforward agenda that follows a simple rationale: biotechnology
is largely the subject of private intellectual property rights in the
industrialized countries and therefore developing countries need to honor
these ownership rights if they want to access the technology. ISAAA cannot
succeed in its mission in Asia unless governments adopt stronger intellectual
property laws and unless scientists are willing to negotiate licenses.
So the task for ISAAA is to stimulate policy reform and teach research
administrators how to manage IPR in its target countries.
| The private sector owns the majority of the pieces
required for any of the biotechnological applications that hold
so much promise for farmers, particularly in the poorer areas
of the developing world. This is irrespective of Monsanto's announcement
on April 3, 2000 that it will make its rice genomics information
freely available to scientists.
R David Kryder, P Kowalski and Anatole G Krattiger,
ISAAA, 2000
|
This is not an easy task. The issue of IPRs in relation
to plant, animal and human genes is becoming a minefield for policy makers.
In Europe, such debates have the highest level policymakers in a quandary
and political commitments frozen in their tracks.47
Meanwhile, developing countries are fighting to reframe global IPR obligations
in relation to genetic resources under the World Trade Organizations
agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS).
For Northern governments and the biotech industry that ISAAA works with,
the TRIPs agreement means as a minimum granting patents
on microorganisms and microbiological processes, as well as some kind
of legal protection over new plant varieties. Few developing countries
at WTO have fully implemented TRIPS because they see it as a threat to
food security and biodiversity.
In the absence of what it sees as adequate legislation,
ISAAA focuses on licensing strategies to facilitate access to proprietary
technology outside of the IPR system. This means that until the
intellectual property systems are in place in the poor countries, to protect
the rights of biotechnology patent holders in the rich countries, contract
law will have to prevail. In the words of Dr Krattiger:
ISAAA dedicates much of its resources to . .
. brokering agreements that fall outside the traditional IPR framework.
The reason is . . . that a large percentage of developing countries
do not permit patents on plants and animals. As a consequence, in
order to develop new channels of technology transfer, it is imperative
to develop new systems initially based on trust and with time ISAAA
believes that such agreements will become modus operandi. Considering
the private sectors understandable reluctance to donate expensive
technologies for free, ISAAA invests much of its resources to building
trust in the private sector by gradually increasing the complexity
of transfer agreements.48
The complexity of moving proprietary technology around
the life industry is mind-boggling. The infamous pro-Vitamin A rice which
is being promoted as salvation for millions of malnourished women and
children across the Third World purportedly carries no less than 70 patents
on it.49 By the time it moves from Switzerland,
where it was developed, to a country like Bangladesh, where it is supposed
to be commercialized for free, a huge number of licenses and agreements
must be negotiated, according to ISAAA, to prevent Bangladeshi farmers
from having to pay all the costs of research that went into it. Quite
apart from the headaches a process like this entails, no one involved
in promoting this technology is asking the farmers if they want it in
the first place, and few are questioning whether this kind of intellectual
property tangle is legitimate at all. More fundamentally, there is a profound
mismatch between the privatization of agricultural research and the pursuit
of the public good. Achieving one through the other is essentially impossible.
But ISAAA is attempting it anyway. It trains people how to buckle up,
face the music of the TNCs who demand the kind of market control afforded
to them through IPR, and tries to support them in the IPR quagmire. In
so doing, ISAAA actively promotes the expansion of the patent system to
the life sciences.
ISAAA has gone a step further than simply dealing with
licenses and transfer agreements. It is also taking it upon itself to
secure its own intellectual property rights over technologies it deems
relevant for Asias poor in the name of Asias poor. In April
and August of this year, ISAAA filed two separate US trademark applications
on the words "Golden Rice". It claims to have done this "to
ensure that the name GoldenRiceä remains in the public domain for
the benefit of resource-poor farmers."50
Who in the community of nations authorized an entity like ISAAA to secure
private rights over the Golden Rice name for the purpose of ensuring its
public domain status if that makes sense is a mystery. How
resource-poor farmers will benefit from this operation is even more obscure.
Conclusion
ISAAA appears to be successfully influencing the development
of biotechnology in Asia. It has brought together a large number of scientists
and officials, generated enthusiasm among them for biotechnology by sending
them to cutting-edge US facilities, and then trained them to be excellent
spokespersons for the needs of this industry. This advocacy network is
active in science, government, business, education and media throughout
the region. ISAAA is influencing the course of public policy development
related to genetic engineering in the region, encouraging US-style biosafety
and intellectual property regimes.
ISAAA is a valuable tool for the biotech industry. On
the one hand, it supports a constant stream of public relations exercises
to propagate hype about humanitarian motives behind biotechnology. On
the other hand, it concentrates on generating the proper business climate
for the biotech industrys market expansion in important developing
countries. It is not surprising, then, that the industry provides funding
and other resources to ISAAA and plays an important role in directly governing
the institution.
From the standpoint of farmers in the region however,
ISAAAs operation suffers from numerous drawbacks. Too many of ISAAAs
premises are based on vested interests. If the problem ISAAA seeks to
address is poverty in Asias farming sector, biotechnology is not
the right starting point. Many farmers do not believe that biotech will
improve their conditions at all. ISAAAs suggestion that North and
South, private and public can be treated as "equal partners"51
is strategically erroneous. As Perfecto Vicente, a farmer from Davao del
Norte in the southern Philippines, explains:
Since farmers are not involved in the development
of biotechnology, it will always lead to the control of resources
and control of benefits by the companies. When it comes to planting
GMOs, it will seem like the farmer is the co-producer but when it
comes to equity, the farmer is at the losing end since corporations
have carefully computed their earnings from such a venture and they
will make money even if the farmers crop fails. Farmers will
be mere suppliers of raw materials while the companies will be the
processors because they hold the technology and they have capital.
ISAAAs agenda will only make conditions worse for
small farmers. Biotechnology is controlled by foreign agribusiness whose
interests are diametrically opposed to the needs of small farmers. Small
farmers need sustainable, inexpensive technologies that do not come with
high risks, or generate dependency on foreign companies. ISAAAs
technology projects, despite their modest nature and especially because
of their larger intent, offer no practical help to small farmers.
Finally, there is a very serious problem of accountability
permeating ISAAAs operations. ISAAA uses the poverty of small farmers
in Asia to pursue its own agenda. The institution is not transparent and
cannot be since it carries responsibility for corporate security, both
in its constitution and in the deals it brokers. What it boils down to
is that, through ISAAA, industry is using local people from illustrious
scientists to anonymous small farmers across Asia to promote biotechnology
and expand markets for its own benefit. Unfortunately, more than just
being used by ISAAA, small farmers are also being put at risk. Biotechnology
comes packed with both environmental and socioeconomic threats that will
be borne primarily by the farmers. They are the ones who will feel any
negative health or ecological impacts most acutely and they are the ones
who will face the consequences if the crops fail or promised markets disappear.
ISAAA is pushing a much broader agenda than the donation
of private technology one that benefits industry from the North
while offering no clear benefits to the South. Rather than accept the
gifts of high-tech papayas, people of all walks in Asia should filter
out the hype and make a much more critical assessment of what biotechnology,
and its agents like ISAAA, really have to do with "development".
APPENDIX
ISAAA Donors
AgrEvo, Germany
Agricultural Biotechnology for Sustainable Productivity (ABSP), USA
Anonymous Donor
Australian Centre for International Research (ACIAR)
Australian International Development Assistance Bureau (ADAB)
Biotechnology and Biological Sciences Research Council (BBSRC), UK
Bundesministerium fur wirtschaftliche Zusamnarbelt (BMZ), Germany
Cargill Seeds, USA
Conselho Nacional de Desencolcimento Cientifico a tecnologic (CNPQ),
Brazil
Danish International Development Agency (DANIDA)
Dow AgroSciences, USA
East-West Seed Co., Thailand
Gatsby Charitable Foundation, UK
Gemeinschaft fur technische Zusamenarbeit (GTZ), Germany
Hitachi Foundation, Japan/USA
International Development Research Centre (IDRC), Canada
KWS, Germany
McKnight Foundation, USA
Monsanto Company, USA
Novartis Seeds, Switzerland
Pioneer Hi-Bred International, USA
Rockefeller Foundation, USA
Schering AG, Germany
Stockholm Environment Institute, Sweden
Swedish International Development Agency (SIDA), Sweden
Swiss Agency for Development and Cooperation (SDC), Switzerland
United Nations Environment Programme (UNEP)
United States Agency for International Development (USAID)
United States Department of Agriculture (USDA)
William Brown Resources Development Foundation, USA
ISAAA Current Board of Directors
Clive James (Chair)
Jasper E. Van Zanten (Vice-Chair)
Ronnie Coffman, Associate Dean of Research, Cornell University, USA
Wally Beversdorf, Head of Biotechnology R&D, Novartis Seeds
R.N. (Sam) Dryden, Jr., Big Stone Partners, Private-sector Committee
of the CGIAR, USA
Richard B. Flavell, Chief Scientist, CERES USA
Robert D. Havener, Emeritus President of Winrock International and Board
of Directors of ICARDA
Cyrus Ndirirtu, Director, Kenya Agricultural Research Institute (KARI),
Kenya
Gabrielle Persley, Executive Director, AusBiotech, Australia
Vo-Tung Xuan, Professor of Agronomy, CanTho University, Vietnam
Former Directors
Robert T. Fraley, Head of Biotechnology, Monsanto
William Padolina, Deputy Director-General, IRRI
Eduardo Trigo, President ArgenInta Foundation, Argentina
Patrons
Norman Borlaug, USA
Gordon Goodman, UK
Jiro Kondo, Japan
Thomas Odhiambo, Kenya
M. S. Swaminathan, India
Participants from Southeast Asia Involved in
ISAAAs activities
Indonesia:
Joko Budianto (Agency of Agriculture R&D)
Diani Damayanti (CRIH)
Sudarmadi Purnomo (Research Institute for Fruits)
Lilik Setyobudi (Research Institute for Fruits)
Eri Sofiari (CRIH)
Sumarno (CRIFC)
Malaysia:
Umi Kalsom Abu Bakar (MARDI)
Chan Ying Kwok (MARDI)
Lam Peng Fatt (MARDI)
Low Fee Chon (Rubber Research Institute)
Hassan Bin Mat Daud (MARDI)
Ong Ching Ang (MARDI)
Vilasini Pillai (MARDI)
Raveendranathan P. (MARDI)
Vijaysegaran a/I Shanmugam (MARDI)
The Philippines:
Vermando M Aquino (IPB)
Emerenciana Duran (Philippine Nuclear Research Institute)
Eduardo Fernandez (IPB)
Rogelio A. Panlasigui (DOST and Chairman of NCBP)
Lolita Valencia (IPB)
Ruben L. Villareal (UPLB)
Violeta N. Villegas (IPB)
Agnes F. Zamora (UPLB)
Thailand:
Supat Attathom (BIOTEC)
Chalongchai Babpraset (Kasetsart University)
Sakarindr Bhumiratana (BIOTEC)
Parichart Burns (BIOTEC)
Watchareewan Jamboonsri (BIOTEC)
Wichai Kositratana (Kasetsart University)
Chatree Pitakpaivan (Ag. Consultant)
Sutat Sriwatanapongse (BIOTEC)
Thira Sutabutra (Kasetsart University)
Wichar Thitiprasert (DOA)
Vietnam:
Lam Dai Nhan (Institute of Plant Breeding)
Le TranhBinh (Institute of Biotechnology)
Nguyen Huy Hoang (Institute of Plant Breeding)
Pham Xuan Liem (Nat Centre for Variety Evaluation and Seed Cert.)
Tran Thi Oahn Yen (Southern Fruit Research Institute)
Truong Dinh Khang (Ministry of Science, Tech., and Enviro.)
Vo Tong Xuan (CanTho University)
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ISAAA in Asia
Promoting corporate profits in the name
of the poor
was researched by Devlin Kuyek for a
group of organizations and individuals cooperating in a joint
project on current trends in agricultural R&D which will
affect small farmers in Asia. The organizations participating
in this research project are Biothai (Thailand), GRAIN, KMP
(Philippines), MASIPAG (Philippines), PAN Indonesia, Philippine
Greens and UBINIG (Bangladesh). Also participating in their
individual capacities are Drs. Romeo Quijano (UP Manila, College
of Medicine, Philippines) and Oscar B. Zamora (UP Los Baños,
College of Agriculture, Philippines).
The many people who gave time and information
to the preparation of this paper are gratefully acknowledged.
Published jointly in October 2000.
This material, in full or in part, may be reproduced freely.
Comments on the paper may be addressed to Devlin
Kuyek at intku@hotmail.com
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Footnotes:
1.
Based on the sales (within the respective sectors) of the top 100 food
and beverage companies, the top 10 agrochemical companies, and the top
10 seed companies in the world. Sources: Seymour Cooke Food Research International,
"The Worlds 100 Food and Beverage Corporations", 2000;
Agrow, World Crop Protection News, April 16, 1999 and September
17, 1999; and RAFI.
2. While some of the information below comes from personal
communication with ISAAA representatives and individuals associated with
ISAAA, the researcher for this paper regrets that ISAAA, and particularly
its SEAsia Center, did not or would not respond to many of his inquiries.
3. On August 31, 2000, Anatole Krattiger resigned as Executive
Director of ISAAA. The position of Executive Director has now been abolished
and split into two: David Alvarez of Cornell University has become the
Director of Administration and Gabrielle Persley, an advisor to the World
Bank, has become the Director of Programs. Dr Krattiger continues to work
in Ithaca, New York, where he now runs his own consultancy firm, bioDevelopments
LLC.
4. Clive James, "Progressing Public-Private Sector
Partnerships in International Agricultural Research and Development. ISAAA
Briefs, No. 4, ISAAA, Ithaca, New York, 1997, p. 19.
5. ISAAA, "Three Year External Review," 1994.
Accessed from the World Wide Web at http://www.isaaa.org/EXR95.htm
on July 4, 2000.
6. IRRI and ISAAA collaborate in several activities. While
IRRI scientists participate in ISAAA seminars, Dr Hautea is a resource
person for IRRIs Asia Rice Biotechnology Network. Dr Hautea is even
on IRRIs staff list at its website.
7. ISAAA, This is ISAAA, April 2000, ISAAA, Ithaca,
New York, p. 3.
8. Except where indicated, the information is sourced
from ISAAA publications.
9. Personal communication from Duncan Macintosh, Head
of Public Awareness at IRRI, October 2, 2000.
10. R. Hautea, Y.K. Chan, S. Attathom, and A.F. Krattiger,
"The Papaya Biotechnology Network of Southeast Asia: Biosafety Considerations
and Papaya Background Information," ISAAA Briefs, No. 11,
ISAAA, Ithaca, New York, 1999, p. 2.
11. ISAAA, ISAAA Biennial Report 1997-1999, ISAAA,
Ithaca, New York, 1999, p. 7.
12. D.P. Alvarez, "Connecting People to the Promise
of Biotech: Update of the ISAAA Fellowship Program in Africa and Southeast
Asia," ISAAA Briefs, No. 15, ISAAA, New York, 2000, p. 1.
13. D.P. Alvarez, "Connecting People to the Promise
of Biotech: Update of the ISAAA Fellowship Program in Africa and Southeast
Asia," ISAAA Briefs, No. 15, ISAAA, New York, 2000, p. 4.
14. Dr Villareal is a member of the IRRI-Asian Development
Bank Asia Rice Biotechnology Network.
15. Dr Ruben L Villareal, "Closing Remarks",
D.L. Umali Memorial Lecture (Biotechnology Forum), Ortigas, 10 March 2000.
Retrieved from http://www.isaaa.org/dlumali/dlumalilectweb/closing_remarks.htm
on October 2, 2000.
16. Duncan Macintosh, IRRI, personal communication, October
8, 2000.
17. R. Hautea, Y.K. Chan, S. Attathom, and A.F. Krattiger,
op. cit., pp. 58-59.
18. ISAAA, This is ISAAA, op. cit., p. 2.
19. Peter Commandeur, "Private-Public Cooperation
in Transgenic Virus-resistant Potatoes: Monsanto, USA-Cinestav, Mexico,"
Biotechnology and Development Monitor, No. 28, September 1996,
p. 15.
20. M. Qaim, "Transgenic Virus Resistant Potatoes
in Mexico: Potential Socioeconomic Implications of North-South Biotechnology
Transfer," ISAAA Briefs, No. 7, Ithaca, New York, 1998, p.
28.
21. Peter Commandeur, op. cit., p. 18.
22. M. Qaim, op. cit., p. 8 and p. 23.
23. Ibid., p. 10.
24. Ibid., p. 7.
25. Ibid., p. 26.
26. Ibid., p. 13.
27. Idem.
28. Ibid., p. 1.
29. Ibid, p. 18.
30. Peter Commandeur, op. cit., p. 18.
31. US 5939600
32. ISAAA, ISAAA Biennial Report 1997-1999, ISAAA,
Ithaca, New York, 1999, p. 36.
33. R. Hautea, Y.K. Chan, S. Attathom, and A.F. Krattiger,
op. cit., p. 2.
34. ISAAA, ISAAA Biennial Report 1997-1999, op.
cit, p. 17.
35. R. Hautea, Y.K. Chan, S. Attathom, and A.F. Krattiger,
op. cit., p. 92.
36. Eksotika I sells for RM 1,000 (US$ 263) per kilo
and Eksotika II, a hybrid, sells for RM 3,000 (US$ 790) per kilo.
37. R. Hautea, Y.K. Chan, S. Attathom, and A.F. Krattiger,
op. cit., pp. 24-26.
38. Ibid., p. 89.
39. Press Release from the State of Hawaii, Office
of Governor Benjamin Cayetano, October 28, 1998. Retrieved from http://gov.state.hi.us/News/98_210.html
on August 17, 2000.
40. "Big Isle papaya crops tainted", Hawaii
Tribune-Herald, April 7, 2000, Front Page.
41. Witoon Lianchamroon, personal communication, October
10, 2000.
42. Carol Kaesuk Yoon, "Stalked by deadly virus,
papaya lives to breed again," New York Times, July 20, 1999. For
further information see: A. Greene, R.F. Allison, "Recombination
between viral RNA and transgenic plant transcripts," Science
263, 1994, pp. 1423-1425, and H. Lecoq, et al., "Aphid transmission
of a non-aphid transmissible strain of zucchini yellow potyvirus from
transgenic plants expressing the capsid protein of plum pox potyvirus,"
Molecular Plant-Microbe Interactions 6, 1993, p. 403.
43. "Big Isle papaya crops tainted", op. cit.
44. ISAAA, ISAAA Biennial Report 1997-1999, op.
cit., p. 9. Emphasis added.
45. The quotes from the farmers were gathered by the
participants in this research project.
46. ISAAA, "Three Year External Review," op.
cit.
47. After twelve arduous years of debate, the European
Union was supposed to implement its directive on biotechnology patenting
by mid-2000. Only three countries of the 15 did so. Two are trying to
get the directive scrapped at the European Court of Justice and at least
two others are suggesting renegotiation.
48. A. Krattiger, "Insect Resistance in Crops: A
case study of Bt and its transfer to developing countries," ISAAA
Briefs, No. 2, ISAAA, Ithaca, New York, 1997, pp. 24-25.
49. See R. David Kryder, Stanley P. Kowalski and Anatole
F. Krattiger, "The Intellectual and Technical Property Components
of pro-Vitamin A Rice: A Preliminary Freedom-To-Operate Review",
ISAAA Briefs, No. 20, ISAAA, Ithaca NY, 2000.
50. Ibid, p. x.
51. Anatole F. Krattiger, "An Overview of ISAAA
from 1992 to 2000", ISAAA Briefs, No. 19, ISAAA, Ithaca NY,
2000, p. 6.
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