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Privatising the
Means for Survival:
The commercialisation
of Africa's biodiversity
Global Trade and Biodiversity in Conflict
Issue no. 5, April 2000
by Rachel Wynberg, Biowatch,
South Africa with contributions from GAIA/GRAIN
Since time immemorial, Africa's people have depended
upon free and open access to a rich diversity of biological resources
for food, fuel, medicine, shelter and economic security, exchanging and
trading such resources among themselves. Today, rapid globalisation means
Africa faces intense pressure to open up its natural resources and markets
to transnational corporations and conform to global trade rules, even
while the basic needs of its populations go unmet. The increasing privatisation
of Africa's biodiversity is threatening not just the biological resource
base, but the livelihoods and rights of the local communities that depend
upon it, and the knowledge and technologies they have developed for biodiversity
conservation and use.
Trade in biological resources is big business today,
but the terms of global trade are increasing corporate control of Africa's
agriculture and healthcare systems and undermining the collective rights
of communities to biodiversity. In agriculture, the commercialisation
of the seed market, patents on seed, and the introduction of genetic engineering
have serious implications for Africas farmers and food security.
In healthcare, intellectual property rights force up the price of essential
drugs. They also reward bioprospecting of African biological resources
by Northern agribusiness, pharmaceutical companies, and research institutes,
whilst national governments, and local communities who are generators
of biodiversity-related knowledge and technologies, lose out.
However, Africa is not content to be merely a supplier
of raw materials for the global economy. The continent is asserting itself
at all levels, from its rejection of the imposition of developed countries'
agendas and Trade Related Intellectual Property Rights (TRIPS) at the
World Trade Organisation, to the strengthening of civil society networks
such as the African Trade Network which support these positions. African
initiatives in indigenous policy development have asserted the rights
of nations to maintain control over their own biological resources, to
guarantee the rights of local communities to use, save, and exchange seeds,
and to provide essential medicine at affordable prices. In developing
strategies and responses to harness and conserve biodiversity, Africa
is resisting the appropriation by transnational corporations of the means
for her population's survival.
1. Africa's Natural Wealth
1.1 Biodiversity: a matter of survivalAfrica is a continent rich with an enormous diversity
of biological resources, and remarkable in the innovations her people
have developed to use and conserve them. The region is home to a quarter
of the world's biodiversity, and many of its plant species occur nowhere
else on earth. A vast range of useful plants originating from Africa have
made critical contributions to world agriculture, including coffee, sorghum,
millets, and palm oil, as well as numerous medicinal plants.
More than for any other region in the world, biological
resources form the basis of national livelihoods and economies in Africa.
The vast majority of the continent's 700 million inhabitants rely directly
on biodiversity for food, medicine, low-cost building materials, fuelwood,
craft materials and income. For them, biodiversity is a matter of survival:
its use, abundance and variety an indispensable buffer against poverty,
drought, environmental change and war.
Unlike many other parts of the world, where knowledge
about biodiversity and the technology of using many species is held by
geographically distinct indigenous groupings, in Africa such knowledge
is found in virtually all rural households, and in many urban households
too. This finds expression in the enormously diverse cultures of the more
than 2000 ethnic groups that inhabit the continent, and in the central
role played by plants and animals in African indigenous systems of medicine
and agriculture.
In addition to subsistence use, the bulk of employment,
economic output, and export earnings in Africa are generated from biological
resources. Agriculture accounts for between 30% and 60% of GDP in Sub-Saharan
Africa and employs more than 60% of the labour force.1
Forestry and fisheries likewise play key roles in many African national
economies, providing up to 60% of foreign exchange in Equatorial Guinea
and Mauritania. In short, a productive, diverse and readily available
biological resource-base is the life support system for Africa.
1.2 Africa's natural wealth under threatAccelerating biodiversity loss is threatening millions
of livelihoods dependent on the biological resource base. This loss is
occurring through the clearing of forests for commercial agriculture,
monoculture cropping and forestry, overfishing, invasive alien species,
mining, and the overharvesting of natural resources. Accompanying these
activities is the erosion and loss of traditional knowledge about biodiversity.
But most pervasively of all, biodiversity and people's livelihoods are
being increasingly impacted by transnational corporations' intensifying
control over food, agriculture and healthcare.
The most powerful players in the global economy, the
corporations, are encroaching upon African biodiversity on an unprecedented
scale. They are aided by a world trade regime that ensures them open access
to markets and the legalised piracy of indigenous knowledge and biodiversity
through intellectual property rights (IPR). Their size and influence is
growing as the agrochemical, seed, and pharmaceutical corporate giants
converge through takeovers, mergers and alliances. Heavy investments in
biotechnology have accelerated these trends, together with the granting
of patents on living organisms, and associated pressures to commercialise
new products. Today, a handful of 'Gene Giants' -Aventis, DuPont,
Monsanto, AstraZeneca, and Novartis - dominate the market. AstraZeneca
and Novartis have announced a merger to form Syngenta, becoming the largest
agrochemical business in the world with a market share of 23%. Between
them, the 'Gene Giants' account for nearly two-thirds of the $31 billion
global pesticide market, almost one-quarter of the $30 billion commercial
seed market, virtually the entire genetically engineered (GE) seed market,2
and increasingly they are merging with the $300 billion pharmaceutical
industry.
Sales of this magnitude help to ensure such companies'
dominance over smaller enterprises and national institutions. In Africa,
just ten companies account for 88% of the agrochemical market.3
Four of the biggest pesticide companies - Novartis, AstraZeneca, Monsanto,
and DuPont- also dominate the African market in genetically engineered
seeds,4 and increasingly, the local supply
and marketing of seeds. Transnational corporations also hold the majority
of local markets for pharmaceuticals in Sub-Saharan Africa, which, together
with the Middle East, was estimated to be worth over $8 billion in 1997.5
Overall, in this scenario of increasing corporate takeover
of the areas of food and health, the biodiversity that underpins them
becomes one more commodity to be exploited for the benefit of the few,
rather than sustained as the means for survival for the many.
2. Africa in the Global Economy
2.1 African vulnerabilityAfrica is plagued by a host of problems. It faces crippling
levels of foreign debt of some $230 billion, repayments of which amount
to double that spent on education and healthcare combined. Most African
countries face stagnant or declining economic performance. Statistics
for Sub-Saharan Africa are particularly bleak. Currently 75.6% of the
population lives on less than $2 per day, and the number of people living
in poverty is rising.6 In addition, the continent
faces the highest levels of HIV/AIDS in the world, at almost three times
the global average.
Donors, investors, and lenders consider integration into
the global economy a prerequisite for Africa's development. The World
Bank, the International Monetary Fund, the African Development Bank, and
aid donor countries such as the US impose conditionalities on recipient
countries based on reorienting their economies to a free market model.
This includes trade liberalisation which involves opening up their markets
to global corporations, privatisation of national institutions and the
slashing of government spending. Countries have little choice but to adopt
structural adjustment programmes which have forced them among other measures,
to cut basic social services, and turn from domestic food production to
export-oriented cash cropping. In general, and in many sectors, the draconian
structural adjustment programmes imposed during the 80s and 90s saw much
economic progress dismantled.
Currently, Africa's current share in world trade is a
mere 1-2%. As an untapped market and emerging trade partner, the continent
is a strategic target for some producers and investors. A survey of sixty-five
transnational corporations carried out by the UN Conference on Trade and
Development (UNCTAD) and the International Chamber of Commerce between
November 1999 and January 2000 showed interest in investing in agriculture,
pharmaceutical and chemical products, and foods and beverages were also
on the list. The Corporate Council on Africa, a US-Africa corporate lobby
group, greeted the prospect of increased privatisation in Nigeria with
the comment that the country was: "a huge market that remains largely
untapped by American companies."7
2.2 The World Trade OrderBut deeper integration into the global economy is likely
to further undermine African public interest goals of food security, healthcare
and environmental conservation. The terms of global trade serve the interests
of the industrialised nations and their corporations, whilst putting developing
countries under increasing pressure to open up their economies to foreign
competition. The previous round of trade negotiations of the World Trade
Organisation (WTO), is expected to increase the value of world trade by
US$200 billion by 2005. However, 70% of this will go to the industrialised
world, while Sub-Saharan Africa is actually expected to be US$1.2 billion
a year worse off.8 In the words of Moses Tekere,
economics lecturer at the University of Zimbabwe: "The fundamental
ideology of the WTO is wrong. What we want is development, and not just
liberalisation."9 The marginalisation
of Southern countries at the WTO is highlighted by the fact that nineteen
African countries are too poor to have even one permanent delegate at
the institution's Geneva headquarters. The overall imbalances have serious
consequences for the countries of the South, many of which are biodiversity
rich, with the vast majority of their populations directly dependent upon
biological resources for their livelihoods.
Through the controversial Trade-Related Aspects of Intellectual
Property Rights Agreement (TRIPS) of the WTO, a global regime has been
created for intellectual property rights over biodiversity, and opened
the door to the patenting of life forms. Driven by the multi-billion dollar
biotechnology and pharmaceutical industries, it raises profound questions
about the ethics of commercialising life forms, the monopoly control of
knowledge, and the rights of the generators and users of community knowledge
and technologies. Added to this is the injustice of permitting corporate
royalties and ownership through legalised piracy of the knowledge and
technologies of rural communities. As members of the WTO, most countries
of the world are now obliged to allow patents and other forms of intellectual
property rights to enter the realm of agriculture, food production and
healthcare. The industrialized world holds 97% of all patents, most of
which are in the hands of large corporations. Furthermore, residents of
industrial countries hold over 80% of patents granted in developing countries.10 The TRIPS Agreement not only facilitates corporate
ownership and monopoly control over the South's biological resources,
but can force developing countries to pay royalties to these patent-holders.
Biodiversity, once freely accessible to all, is being reduced to a privately
held commodity, to be used for individual or corporate profit.
Intellectual property rights form just a part of more
wide-sweeping trade initiatives that threaten biodiversity
and natural resource-based livelihoods in Africa. The WTO Agreement on
Agriculture, for example, disregards the stark inequalities between developed
and developing countries' agriculture. It uses the rhetoric of competing
on a 'level playing field' in requiring all member countries to reduce
government subsidies to local farmers and remove non-tariff controls on
agricultural products. In effect, the Agreement could destroy the livelihoods
of millions of small farmers in Africa by putting them into direct competition
with global corporations. Despite the 'free trade' rhetoric, in reality,
poor countries are forced to implement a liberalisation they can ill afford,
whilst rich countries continue to jealously guard their agriculture and
markets. For example, far from removing its own market protections, the
US actually has had an escalating 67% tariff on peanuts, which means that
African peanut producing countries like Senegal have no access to the
US market. Meanwhile, withdrawals of subsidies from agricultural inputs
have undermined local African food production, with cheap grains from
the North being dumped on African countries. Thus, despite the fact that
a country like Burkina Faso is capable of self-sufficiency in cereal production,
up to 15% of its GDP is spent on importing cereals.
2.3 EU and US trade agreementsTreaties with Africa's major trading partners, the EU
and the USA, are, in the name of development, also establishing free market
regimes. The renegotiation of the Lomé Convention, a preferential trade
agreement between the EU and African, Caribbean, and Pacific countries,
and the US African Growth and Opportunity Act, will shape EU and US trade
with Africa in the coming years, and influence the continent's development
priorities.
The EU clearly views the globalisation of Africa as the
primary aim of its development cooperation. For the past 24 years, the
Lomé Convention has defined trade and aid relations between the majorityof
African countries and the EU. Under Lomé past terms for aid have been
relatively generous and offered signatories preferential access, without
reciprocation, to European markets for the majority of their exports.
Such terms are unacceptable under the WTO. The renegotiation of the convention
in 2000 shows the clear shift towards a more market-orientated development
pattern: liberalisation, and enforcement of intellectual property rights
regimes, and "smooth integration into the world economy" are
now the priorities,11 though in fact, the
new agreement is still likely to be challenged at the WTO. In the re-negotiated
Lomé agreement, the EU is seeking to establish inter-regional free trade
areas with economically strong partners - a policy many see as a risk
to African solidarity.12 The new Lomé terms will affect many African nations:
the EU is a destination for some 40% of Africa's exports, many of which
qualify for preferential treatment under the Lomé agreement.13
The African Growth and Opportunity Act (AGOA), now included
in the Trade and Development Act of 2000 recently passed by
the US Congress, is a framework for competition in Africa favourable to
US business. It is designed to increase US exports to and US private investment
in Africa, promote Export-Import Bank lending, and ultimately create free
trade areas with the strongest countries and regions.14
Simply, the terms of the act seek to ensure that African markets are open
to US business. While AGOA grants extensive rights and benefits to transnational
corporations operating in Africa, it does nothing to ensure that African
workers and businesses benefit from expanded trade, and includes no provisions
protecting the environment. Intended benefits for Africa are enhanced
market access for its trading goods, and US-guaranteed funds and support
to boost private sector development. However, to qualify for the promised
benefits, countries must agree to intellectual property rights, provide
extensive guarantees for foreign investors, and be engaged in a process
of opening up their economies, along lines approved by the World Bank
and International Monetary Fund.
2.4 BiotradeTrade in biodiversity forms an important part of the
vision of a globalised Africa. While Africa has provided a tremendous
amount of her natural resources to the rest of the world over the last
few centuries, both the range of resources and the ways in which they
are being used have escalated.
The past decade has witnessed a surge of interest in
the commercial use of wild species and genetic resources on an unprecedented
scale. Bioprospecting - the exploration of biodiversity for commercially
valuable genetic and biochemical resources - is a boom industry. In particular,
new genetic engineering techniques that are able to move genes and genetic
material from one organism to another have led to new and sometimes previously
unimaginable uses for genetic resources. Genetic bioprospectors search
for interesting genetic characteristics to engineer into species, and
have greatly intensified the bioprospecting 'gold-rush'. The rapidly growing
botanical medicine industry based on plant materials is also driving exploitation
of biodiversity. Natural product-derived pharmaceuticals alone contributed
an estimated $120 billion - or 40% - of global pharmaceutical sales in
1997, with global trade in raw botanical materials approximating $8 billion
in the same year.15
How does Africa stand to benefit from such developments?
Africa is home to 25% of the world's biodiversity, and at a crude estimate
the combined total value of all products derived from the world's genetic
resources lies between $500 and $800 billion annually.16
It is clear that Africa is a rich, profitable seam of raw material and
knowledge for the development of new medicines, foods, cosmetics and other
products from biodiversity. However, historically, benefits derived from
the commercialisation of these resources amounted to nothing for the region,
while colonial powers gained substantial economic advantage through their
use. Many argue the situation is comparable today.
Redressing these inequalities is a key objective of the
Convention on Biological Diversity (CBD), to which 47
African countries are party. Under the Convention, countries providing
genetic resources should receive a set of benefits from those commercialising
the resources, including a fair share of the profits generated, as well
as non-monetary benefits such as technology and the opportunity to participate
in research. In exchange, provider countries should facilitate access
to their genetic resources and associated knowledge. The CBD aims to ensure
that this access is granted on "mutually acceptable terms" and
subject to the prior informed consent of the provider country. In Article
8(j), the CBD recognises the rights of generators of community knowledge
and technologies, and the importance of sharing the benefits derived from
the use of this knowledge fairly. Significantly, the Convention asserts
that custodians of biological resources have control over these resources.
However comparisons between the provisions of the Convention
on Biological Diversity and those of the WTO agreements present some disturbing
contradictions which are now becoming increasingly apparent in Africa
and elsewhere, between the priorities of sustainable and equitable biodiversity
use, and the tenets of the global marketplace. Africa, India, and others
have raised concerns over these contradictions between the CBD and WTO,
in particular in the case of TRIPS. Essentially the priorities of the
two bodies are in conflict: simply, nations cannot pursue conservation,
sustainable development, and biodiversity sharing, whilst adhering to
a corporate-led trade agenda at all costs.
3. Biodiversity, Agriculture and Healthcare
3.1 AgricultureNowhere are the polarities between the approaches of
the WTO and the Biodiversity Convention more apparent than in agriculture,
reflected in the two profoundly different farming systems, traditional
and industrial, that exist in Africa. Traditional farming is practised
by the majority of African farmers, and over 90% of food in Sub-Saharan
Africa is produced by customary farming practices based on multiple cropping,
farm-saved seeds, low chemical inputs, rainfall, and on-farm crop selection.17
Ownership of resources, seeds, and knowledge, and technologies is usually
held collectively, "shared with pride and given away as a great honour".18
In contrast, industrial agriculture is based on bought seed, high chemical
inputs, irrigation, mechanisation, and mono-cropping, producing mainly
cash crops for export such as coffee, cotton, cocoa, tobacco, tea and
sugar. With the exception of maize production, this largely takes place
at the expense of producing food crops for local consumption.19 Most seeds are imported high-yielding hybrids
and cultivars, which need to be bought anew each season from the corporations.20
For agribusiness, traditional farming is bad news. It
limits the market for agrochemicals and, with farm-saved seeds representing
about 90% of total planted seeds on the continent,21
constitutes a considerable constraint to the expansion of the commercial
seed market. Thus, there are aggressive efforts to 'modernise' Africa's
agriculture, that is, introduce high-yielding hybrids, transgenic (i.e.
genetically engineered) varieties, fertilisers, herbicides and pesticides.
This is most apparent in the supply and distribution of seeds. Through
structural adjustment programmes, virtually every government in Africa
is under pressure to privatise state-owned seed supply systems. For example,
in Malawi, a World Bank and IMF programme to reform the agricultural sector
involves the privatisation of the National Seed Company of Malawi. Structural
adjustment has wrought similar changes in theseed sectors in Uganda, Senegal
and other West African countries.
The establishment of the African Seed Trade Association
(AFSTA) is part of this trend. Its stated mission is to "represent
the interests of African seed industries and to promote the development
of seed industries for the betterment of crop production in Africa".22
In theory, an indigenous seed industry could be developed to meet the
needs of African farmers. However, recent indications show that financial
pressures are driving indigenous seed companies into relationships with
large monopolies, or resulting in their complete takeover. Sensako, a
local seed producer in South Africa, has sold a majority stake to Monsanto
"in order to compete with other transnational seed companies",23
and another South African seed company, Carnia, has witnessed a similar
fate. Together, it is estimated that the mergers will result in job losses
for a quarter of the staff.24
What do these developments mean for the millions of small
farmers dependent on farm-saved seed for their livelihoods? Debates over
African agricultural reform discuss the need to provide farmers with access
to quality seed and new research developments, and to improve export earnings.
Yet few African farmers have the capital to purchase high-yielding seeds,
much less transgenic varieties, which are often genetically engineered
to lock the farmer into buying the associated packages of herbicides and
pesticides made by the same company. Moreover, tighter intellectual property
control will prevent farmers from saving and exchanging 'proprietary'
seeds.
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TRIPS obligations TRIPS obligations for member countries of the
WTO to introduce intellectual property rights over plant varieties
would intensify the threat to farm saved seed. Although some
African countries are adopting innovative approaches towards
meeting this requirement, fifteen francophone states forming
the African Organisation of Intellectual Property (OAPI) signed
an agreement last year updating their common IPR law. Aside
from patents, copyrights and trademarks, this agreement - the
revised Bangui Agreement - contains a plant variety protection
scheme that is almost carbon-copied from the highly restrictive
Union for the Protection of New Varieties of Plants (UPOV) Convention
of 1991.25,26
It explicitly prohibits farmers from saving seeds that are registered
under the PVP system in the case of forestry species, fruits
and ornamentalless governments permit specific exemptions. The
most likely beneficiaries of the scheme - European and US seed
companies - will get exclusive monopoly rights over new varieties
and African farmers will have to pay an intellectual property
'tax' to use them. Only one country, Cameroon, has ratified
the treaty so far and it did so with no parliamentary or civil
discussion. In fact, numerous farmers' organisations, scientists
and NGOs in different parts of francophone Africa are concerned
about the impact of the new law on biodiversity, agricultural
sustainability and community rights. Some view it as a typical
case of legislation being imposed from outside, with no participation
of people related to development, agriculture, or the environment.
With the rights of some 20 million farmers affected it would
seem that for its proponents, no sacrifice is too great in the
pursuit of a globalised Africa.
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3.2 Biotechnology: hungry for profit?Africa's role in the biotechnology industry has been
overwhelmingly as a supplier of raw materials used by research institutions
and transnational corporations in the West. However, the increasing rejection
of genetically engineered products by Northern consumers has accelerated
the vigorous promotion of their use and development in Africa, and the
US is desperate to find new markets for its $60 billion agricultural industry.
Biotechnology is being aggressively pushed in Africa
under the rhetoric of "counter[ing] famine, environmental degradation,
and poverty".27 The recent Africa Growth
and Opportunity Act (AGOA) - which ensures the creation of a favourable
investment climate for US companies to invest in Africa, including the
withdrawal of what they term 'trade barriers' that protect local agriculture
- will surely form part of this push for biotechnology. Under AGOA, Clinton's
'Partnership for Growth and Opportunity for Africa' is a scientific exchange
programme to enhance crop biotechnology research in Sub-Saharan Africa
and promote general "awareness for the benefits of biotechnology
for developing nations".28
In Algiers, an African Agency for Biotechnology has recently
been established to help develop biotechnology across the continent.29
In Kenya, the International Service for the Acquisition of Agri-Biotech
(ISAAB) aims to "facilitate the transfer of biotechnology to developing
countries for the primary benefit of the rural poor and small scale farmers".30
In South Africa, Monsanto, Delta and Pine Lands, AgrEvo, Novartis, Pioneer
Hi-Bred, as well as several research institutions and producers, have
formed a major consortium called Africa-Bio to "provide one strong
voice for lobbying government on biotechnology and ensuring that unjustified
trade barriers are not established which restrict its members".31
The potential impact on Africa's food security and agriculture
is immense. Although the need to improve African food security and agricultural
productivity is a concern shared by all, the problem is not insufficient
food, but rather its distribution and access, which includes the struggles
of poor farmers to obtain credit, lack of storage facilities and inadequate
infrastructure.32 Twenty-four representatives
from twenty African countries and thirty community, environmental and
farmer organisations attending a United Nations meeting in August 1998
wrote a strongly worded rejection of gene biotechnology, in a joint statement
entitled 'Let the Harvest Continue', saying that it served only Northern
corporate interests and was inappropriate to African needs.
In reality, the large majority of field trials and commercial
releases of genetically engineered crops have been for herbicide and pest
resistant crops rather than for developments that could make a real impact
on African food production, such as improvements in nitrogen fixation,
or drought and viral resistance. Industry places emphasis on high volume
crops that offer most opportunities for export sales, rather than staple
food crops commonly used by Africans, such as sorghum or millets. In South
Africa, where 165 field trials and 5 commercial releases of GE crops have
been approved over the past few years, over 90% of applications for transgenic
crop testing were for insect and herbicide resistant strains. The former
are largely focused on crops engineered with the bacteria Bacillus thuringiensis
or Bt, a toxin which kills insects which feed on it, but which pests develop
resistance to very quickly. The latter are engineered to be resistant
to the corporation's own brand of herbicide, so that the farmer is forced
to buy the seed and herbicide as a package. Seventy per cent of these
applications were received from transnational 'gene giants', including
Monsanto, Pioneer Hi-Bred, AgrEvo, Delta and Pine Land, Novartis and DuPont.
Moreover, most African countries do not have basic facilities
for the simplest of tissue culture methods, let alone for GE techniques.
Those countries which are developing or applying modern biotechnology
- South Africa, Egypt, Kenya, Nigeria and Zimbabwe - do so without capacities
for risk assessment and management.33 Although
transgenic crops have been released in Morocco, Zimbabwe, Egypt and South
Africa, no environmental impact assessments have been undertaken, nor
appraisal made of the need and desirability for the crop. This is despite
recent findings that illuminate the potential health and ecological risks
of biotechnology, and concerns about the impact of genetic engineering
on Africa's biodiversity.34
Far from being the panacea for Africa, genetic engineering
brings with it a host of socio-economic and environmental problems for
the continent. Biotechnology could destroy the livelihoods of Africa's
small farmers. The International Labour Organisation estimates the impact
of genetic engineering could result in employment losses of up to 50%
in developing countries.35 Genetic engineering
techniques could make it possible for corporations to produce crops that
currently grow exclusively in the tropics, in the laboratory or in temperate
zones. For example some 70, 000 Madagascan vanilla-growing farmers could
be threatened through the laboratory production of vanilla aroma.36
In addition, higher yields from genetically engineered cocoa varieties
for large commercial growers could reduce prices and jeopardise smallholder
markets of the crop in West Africa. The industrial manufacture of the
sweetener thaumatin - derived from a West African plant - threatens the
livelihoods of thousands of people collecting the resource from the wild
in Côte d'Ivoire and other West African countries.
Commercialisation of the so-called Terminator Technology,
designed to prevent seed reproduction and thus assure repeated sales,
as well as other coercive technologies that enforce dependency on seed
companies, would have untold effects on the millions of small-scale farmers
throughout Africa that depend on replanting farm-saved seeds. These farmers
simply do not have the money to buy seed anew each year. Patent applications
for Terminator Technology in up to 90 developing countries further fuel
these concerns. Despite public commitments from Monsanto and AstraZeneca
not to commercialise Terminator Technology, such promises have been short
lived. In 1999 AstraZeneca conducted its first field trial on seed sterilisation
technology in the United Kingdom, and Terminator is now on the fast
track to commercialisation.37
The emphasis for agribusiness will always be on products
that generate sales large enough to recoup and generate profits, while
it is people and the environment that will bear the risks and costs genetic
engineering in agriculture poses. It is contradictory to have the priorities
of profit controlling development priorities of fundamental needs like
food and healthcare. Food security, human development and environmental
sustainability simply do not factor in this value system.
3.3 HealthcareA similar story is unfolding for Africa's healthcare.
Privatisation, and the distortion of intellectual property and trade measures
are being pursued at the expense of meeting the basic needs of the majority
of the population. As with agriculture, two systems of medicine co-exist
in Africa, one based on traditional medicine, the other on western approaches
to healthcare and the use of pharmaceutical products. Western medicine
has dominated in most national health systems, but many countries are
beginning to integrate traditional medicine into their official healthcare
programmes.38
The traditional medicine system uses biodiversity as
an integral part of a spiritual healing process, environmental ethic and
ancestral belief system that is uniquely African. Knowledge and observations
are handed down from one generation to another, resulting in a health
system that is generally shared across ethnic and cultural lines, but
that is also continuously changing and strongly influenced by social,
economic and political factors.39
Traditional medicine is cheaper and more readily available
than Western medicine: in rural Sub-Saharan Africa, there is a traditional
doctor for every 100 to 1,000 people. The ratio of modern Western-style
doctors is typically 1:10,000-100,000.40 For the estimated 70-80%of African people, both
rural and urban, who rely on traditional medicine and the variety of plants
and animals it is based on, the conservation and sustainable use of biodiversity
is vital.
Many species used for herbal medicine are collected from
the wild. In Africa, medicinal plants are often harvested faster than
they can grow to supply the demand, and an increasing number are becoming
scarce and vulnerable. Conservation is critical not only to protect biodiversity,
but also to meet the health needs of the continent. With markets in the
US and Europe for African herbal products such as the bark of Prunus africana,
used to treat men's prostitis growing at 10% per annum, added to rapid
population growth in Africa, pressure on these resources will only increase.
Most of the top 150 plant-derived prescription drugs
correlate with traditional medical knowledge from communities around the
world.41 Exploitation of traditional knowledge
by the powerful players in the global economy, using new technologies
and with their profits protected by patent laws, is big business today.
Although Africa has yet to yield a 'block-buster' drug, traditional African
knowledge has been used to identify and develop numerous commercial products,
with medical, cosmetic, food or agricultural value. In many instances
these have been patented by researchers or companies in industrialised
countries with no regard for the original holders of the knowledge or
the technology. (See Table 1, page 9).
Patenting causes problems for both the traditional and
modern systems of health care. Not only does it permit piracy of traditional
medicine, it also makes the herbal drugs less accessible, for example,
by creating scarcity of Prunus africanus used to treat prostitis. It also
monopolises the market of modern drugs and keeps them artificially expensive,
putting the modern health care system out of reach of most poor people.
The great irony, therefore, is that the modern drugs
obtained from African traditional medicine are unlikely to assist with
the health crises that plague the region. The same corporations that dominate
in the agrochemical and seed industries are increasingly also merging
with the pharmaceutical industry. Within five years, they may own 75%
of pharmaceutical companies worldwide. At an estimated $300 million to
develop and introduce a new drug, they are clearly focused on commodities
for wealthy Western markets - anti-obesity drugs, anti-depressants, cardiotonics
and cancer treatments - rather than on medicines that could transform
the lives of millions of Africans suffering from malaria, tuberculosis
and malnutrition. On average, Africans spend less than $10 per person
per year on health care, and their debt-strapped governments are unable
or unwilling to subsidise adequate medical treatment. Even those drugs
that are appropriate - such as AIDS drugs - are prohibitively expensive
for most developing countries. (See box).
The TRIPS agreement will exacerbate the lack of access,
by further increasing the price of drugs and the concentration of research
and development in industrialised countries. In addition, the current
revision and expansion of the WTO General Agreement on Trade in Services
(GATS) will force countries to open up their health services to foreign
commercial and transnational corporations. Privatisation and foreign ownership
will have serious implications for the majority of people in the world
who simply cannot afford to pay for health services.
Table 1. Key Patents on African Biodiversity
| Species |
Patent number and owner |
Use and benefit-sharing |
| Forskolin (Coleus forskohlii) |
US 4,724,238; EP 0265,810; IN 162,171; IN 147,030;
IN 143,875 held by Hoechst (DE) |
Traditionally used in medicine throughout Africa,
India and Brazil. Patent applies to the use of Forskolin's anti-inflammatory
and analgesic properties. |
| Combretastatin A4, isolated from the Cape Bushwillow
(Combretum caffrum) |
US 4,996,237; WO 9405682 held by University of
Arizona (US) and four Italian inventors. |
Several Combretum species are used in traditional
African and Indian medicine. Patent refers to the use of the compound
in the treatment of lymphocytic leukaemia and colon cancer, and
to methods to extract and isolate combretastatin. OXiGENE has
an option to acquire an exclusive worldwide royalty-bearing license
for these compounds |
| Myrrh (Commiphora molmol) |
JP 10298097 held by a Japanese individual - Aamedo
Mohamedo Ari Masoudo |
Traditional use dating back to ancient Egyptians.
Patent applies to the treatment of schistosomiasis |
| Yellow yam (Dioscorea dumetorum) |
US 5,019,580 held by Shaman Pharmaceuticals and
M. Iwu |
Used in West African traditional medicine to treat
diabetes. Patent applies to the use of dioscoretine to treat diabetes |
| Monellin from Serendipity berries (Dioscoreophyllum
cumminisii)42 |
US 3,998,798; JP 5,070,494 held by University of
Pennsylvania (US) and Kirin Brewery Ltd (Japan) |
Used for centuries by West Africans to sweeten
food and drink |
| Harpagophytum procumbens |
US 5,888,514 held by Weisman Bernard (US); WO 9744051
held by Finzelberg S Nachfolger Gmbh (DE) and the inventors |
Species endemic to South Africa, Namibia and Botswana,
where it has a long history of traditional use and is also harvested
for international trade. Patents cover use of extracts to treat
various bronchial asthma, ulcerative colitis, Chrohn's disease,
rheumatism, and bone or joint inflammation. No known benefit-sharing
arrangements are in place. |
| Harungana vismia |
US 5,837,255 held by Shaman Pharmaceuticals Inc.
(US) |
History of traditional medicinal use in a variety
of African countries. Product targeted towards the treatment of
hypoglycemia and diabetes. |
| Hypoxis and Spiloxene species |
US 4,652,636 (1987) held by Roecar Holdings NV
(NL) |
Plants originate in Southern Africa where they
have traditionally been used to treat tumours and infections.
Patent applies to the use of the compound for treatment of any
cancer but lymphocitic leukaemia. |
| Mesembryanthemaceae family, including Sceletium
tortuosum |
WO 9,746,234 held by Farmac Nederland B V (NL)
and South African nationals |
Traditionally used by communities in Southern Africa
as an inebriant and sedative. Patent grants a monopoly on the
use of mesembrin and related compounds in the treatment of mental
disorders. |
| Brazzein ("J'oublie") (Pentadiplandra
brazzeana)43 |
US 5,527,555; US 5,326,580; US 5,346,998; US 5,741,537
held by the University of Wisconsin (US) |
Plant originates from Gabon, where it has long
been used as a sweetener. Patent applies to the protein compound
providing the sweetness, the Brazzein gene and transgenic organisms
expressing the gene. This will eliminate the need for it to be
collected or grown commercially in West Africa. Prodigene is introducing
the gene in maize. There are plans of benefit sharing with West
African people who discovered and nurtured the resource. |
| Pygeum (Prunus Africana)44 |
US 3,856,946; FR 2,605,886 held by Debat Lab (France) |
The tree is native to African montane forests,
with a broad range of distribution. Traditionally used for carving
and to some extent for medicinal purposes.45 Its use for the treatment of prostate disorders
has resulted in sales of some US$150 million per year, but also
serious over-exploitation in many areas. |
| Thaumatin from (Thaumatococcus danielli)46 |
US 4,011,206
US 5,464,770 held by Tate & Lyle (UK) and Xoma Corp (US) |
Plant originates in West Africa, and researchers
at the University of Ife in Nigeria first identified its potential
as a sweetener. The gene has since been cloned and used as a sweetener
for confectionery. People from whose lands the plant was obtained
received no compensation.47 |
| Fungus (Eupenicillium shearii) |
US 5,492,902 held by the US Dept of Agriculture;
the University of Iowa Research Foundation; and Biotechnology
Research and Development (US) |
Fungus is derived from soils of the Ivory Coast.
Intended use is as an insecticide. |
| New strain of HIV virus-1 |
US 5,019,510 held by Institut Pasteur (France) |
The strain was isolated from a Gabonese doctor.
Patent is claimed for the virus and its DNA sequence. |
Only the Rich get Cured -
South Africas access to AIDS medicinePolicies to reduce the costs of medicines sorely
needed to solve public health problems in Africa are being vigorously
contested by pharmaceutical corporations as an infringement
of their patent rights and a violation of WTO regulations.
In an attempt to alleviate its public health
problems, South Africa has issued compulsory licenses, which
authorise local manufacturers to make cheap versions of still-patented
drugs, and allowed parallel importing of drugs, which permits
them to be imported at less than the manufacturers want to charge.
In a country where 20% of young people and pregnant women have
HIV/AIDS, the law would give access to drugs like AZT that reduce
the transmission of the HIV virus from pregnant mothers to their
babies.
Both compulsory licensing and parallel importation
are actually permitted under the WTO TRIPS Agreement. Despite
this fact, the US government, at the request of 41 of the largest
pharmaceutical companies in the world, chose to interpret otherwise,
and threatened trade and other sanctions - including the withdrawal
of aid - to pressurise the South African government to repeal
its legislation. South Africa's determination not to back down,
with the support of the strong AIDS activist lobby in the US,
managed to embarrass the Clinton administration in December
1999 into retreat.
Undeterred, international drug companies are
suing the South African government in national courts. The South
African government remains determined to introduce measures
to reduce the costs of medication. With 23.3 million Africans
infected with the AIDS virus, South Africa's stand for affordable
medicine could set important precedents for the region, and
indeed for other developing countries. However, the case also
shows how intellectual property rights come into conflict with
the provision of decent medical care for the poor, because companies
are under no obligation to develop useful products or to make
them available at an accessible price. For example, the USA
has blocked the World Health Organization (WHO) from developing
medicines based on health care patents the US government owns,
even for those drugs identified by the 'WHO essential list'
as crucial to solve global healthcare crises.
|
4. Commercialisation and Bioprospecting
4.1 Commercialisation for communities?Given the current situation, how can the tremendous biological
resources and human innovations of the African continent be used to benefit
the region? One solution embraced by players as diverse as the World Bank,
national governments, UN agencies, NGOs and the private sector, is to
actively commercialise biodiversity and community knowledge and technologies
within the benefit sharing and conservation provisions of the Biodiversity
Convention. Biodiversity, they argue, cannot be adequately conserved without
economic return: through commercialisation, the biological riches of developing
countries will be valued and will bring economic opportunities and much
needed technology transfer and capacity building. In practice, however,
commercialisation is transferring the control and development of biodiversity
into the hands of largely Northern corporations and institutes, and leaving
little by way of return for communities on the ground.
Every day, more and more African biological resources
are collected for commercial purposes, to be screened for potential therapeutic
or other benefits, or to be packaged and marketed as herbal drugs, cosmetics
or other natural products. Reports from Namibia, Senegal, Uganda, Kenya,
South Africa, Mauritius, Zimbabwe, Cameroon and Ethiopia indicate the
increase in bioprospecting.48 Local interest
is also increasing: universities, museums, botanical gardens, and other
research institutions are collaborating in bioprospecting deals. They
provide foreign companies or research institutions with help in field
collections, provision of biological material or information, and in a
very small number of cases where the capacity is available, through direct
participation in new product discovery. Individual biologists, chemists,
and healers from developing countries are approached by companies or foreign
research institutions wishing to investigate a country's biodiversity
and - generally through a lack of awareness - accept ad hoc payments or
enter into an agreement out of line with theaccess and benefit-sharing
provisions of the Biodiversity Convention. Dwindling government research
budgets have made developing country universities and research institutions
especially vulnerable to the lure of Western scientific institutions and
companies.
A major problem is that most African countries lack the
technological and scientific capacity to capitalise on commercial collaborations
and the opportunities created by the Biodiversity Convention. Also lacking
is the relevant expertise to negotiate and ensure a fair deal, a constraint
heightened by the absence of legislation in most African countries to
regulate access to genetic resources and to set parameters for benefit-sharing.
Given this, how can commercialisation of biodiversity be anything but
a reinforcement of Africa's role as a rich seam of raw material to be
expropriated, achieving at best only trivial benefits for their struggling
economies?
Some African countries - notably South Africa, Kenya
and Nigeria - have been able to engage in the process, through 'adding
value' to information and resources supplied, by undertaking in-country
research and development, and in some instances gaining access to screening
technologies and product development (see box). While such projects have
to some extent strengthened local institutions, scientific capacities,
and biodiversity inventories, there is still little indication as to how
African people are to be socio-economically uplifted, how incentives are
created for biodiversity conservation, how generators of community knowledge
and technologies are compensated, nor how the vexed questions of patenting
of life forms are resolved. In short, commercialisation seems ultimately
to serve rather than address the economic imbalances and inequities of
the global trade system.
Some, in South Africa for example, doubt the ability
of bioprospecting to pay real dividends, and show a growing recognition
of the importance of developing and supporting industries based on phytomedicines,
personal care products and food supplements.53
This option offers fewer risks and delays,54 the use of technologies more appropriate to developing
countries, and also a far greater chance of benefits reaching the ground.
Thus, in South Africa, a job creation programme for retrenched mineworkers
is spearheading the commercial production of a beer made from the indigenous
marula tree; in Namibia a women's cooperative is involved in the commercialisation
of a resource long used and nurtured by them; and in Botswana and Zimbabwe
numerous projects are being launched to develop products, owned and managed
by local communities. Countries clearly need to develop strategies to
respond to bioprospecting and the search for new drugs and other products,
but Africa is best positioned to invest its energies in more locally driven
solutions to economic and environmental crises that provide tangible economic
improvements to local livelihoods.
Key Bioprospecting Initiatives in Africa
CSIR, Phytopharm and PfizerCSIR, a parastatal research institute in South
Africa, and the UK-based company Phytopharm intend to develop
an anti-obesity drug from Hoodia, a plant indigenous to the
region and long known by the San people to assuage thirst and
hunger. The appetite suppressant has the potential to become
the first blockbuster drug to be derived from an African plant,49
with an estimated market potential of more than $3 billion.
No benefit sharing arrangements have been developed for the
original holders of the knowledge. Further development and marketing
is to be undertaken by US-pharmaceutical giant Pfizer. This
is part of a much larger bioprospecting programme for the CSIR,
which aims to tap traditional knowledge to investigate most
of the country's 23,000 plants for commercially valuable properties.
This is being done through an agreement between the CSIR and
a committee of tenindividual healers, raising controversial
questions about the way in which the wider healer communities
of South Africa are to benefit from commercialisation.50
Bioresources Development and Conservation
ProgrammeThe Bioresources Development and Conservation
Programme (BDCP) is a Nigerian-based NGO with an international
office in the US, and administrative and research centres in
Cameroon, Ghana, Guinea and Kenya. Acting as an intermediary,
the organisation aims to forge partnerships between African
countries and institutions in industrialised countries, and
to foster scientific and technical expertise for Africa to develop
and patent indigenous resources and compete on an equal footing
with Western-based companies. It focuses on developing treatments
for malaria, leishmaniasis, trypanosomiasis and other tropical
diseases typically neglected by Western pharmaceutical companies.
Much of this work is through the International Cooperative Biodiversity
Group, a project under the auspices of the National Institute
of Health, the US National Science Foundation, and US Agency
for International Development.
US-based company Axxon Biopharm Inc, the business arm of the
BDCP, has produced five products based on African species so
far. Although Axxon state that they "appropriately acknowledge
the intellectual property rights of the individuals and communities
that contribute to our success" through BDCP benefit sharing
mechanisms, it is unclear how this is achieved. The Integrated
Rural Development and Traditional Medicine, established by the
BDCP through contributions from Shaman Pharmaceuticals, the
Healing Forest Conservancy, and the ICBG, administers funds
for "conservation, drug development and the socio-economic
well-being of rural communities".
Bioprospecting and Capacity-Building in East
AfricaBased in Nairobi, Kenya, the International
Centre of Insect Physiology and Ecology (ICIPE) is a non-government
institute of advanced research and training in insect science.
Bioprospecting is a key activity at ICIPE, although the organisation
has not yet developed any concrete agreements and is currently
focusing on building awareness and capacity about the issue
among East African institutions. It does this through workshops,
and the coordination of two key projects focused on bioprospecting.
The first, funded by WHO, the World Bank, and UNDP, involves
research institutions from Tanzania, Uganda, Ethiopia and Kenya
in a bioprospecting initiative focused on mosquito-repellent
and insecticidal plants in East Africa. The second project,
funded by the UN-affiliated International Centre for Scientific
Culture, aims at providing, free of charge, mass spectral services
to African scientists who are investigating natural products
from plants and animals but who do not have access to such facilities.
They also offer a fellowship programme to African scientists.
Importantly, ICIPE has developed a Memorandum of Agreement with
the Ministry of Environment and Natural Resources and the Kenya
Wildlife Service describing how benefits would be shared between
the institutions in the event of commercialisation. Biodiversity
research, conservation and rural development are priorities
in this regard.
ICIPE is also working with Belgian NGO the
International Organisation for Chemical Sciences in Development
(IOCD) in preparing a bioprospecting programme of workshops
and training courses. The IOCD spearheads a "Biotic Exploration
Fund", which raises money to "help developing countries
build local scientific and entrepreneurial capabilities for
bioprospecting".51 A programme
is being planned for Uganda, following work in Kenya and South
Africa. However, the initiative is backed financially by Monsanto,
Ciba-Geigy, Novartis, and several other agrochemical and pharmaceutical
corporations,52 leading many to
be sceptical of the initiative. Others question its efficacy:
little emerged from similar initiatives undertaken in South
Africa in 1996.
|
5. Reclaiming Africa
5.1 The African Renaissance: Global fora and regional
strengthHow are African governments, farmers, NGOs and communities
responding to these fundamental changes in agriculture and healthcare,
and the incursions into African tradition and culture? Is the stage set
for a new and mightier form of colonialism, where Africa is helpless in
the face of economic conditionalities and trade pressures?
On the contrary, despite the enormous obstacles facing
the continent, at the turn of the millennium, a new and dynamic political
phase is abroad in Africa, identified as the "second independence
struggle" or, according to South Africa's President Thabo Mbeki,
an "African Renaissance". This is being reflected at many levels,
and in many different ways. From Addis Ababa to Cape Town, the call is
for the continent to find "African solutions for African problems",
in discarding pessimism, taking control of its own future, breaking neo-colonial
relations with the world's economic powers, and vigorously pursuing the
economic recovery of the continent. There are moves to protect the rights
and interests of indigenous and local communities, reject the patenting
of life forms, and develop indigenous technologies and innovations that
are appropriate to local conditions and needs.
Within international fora, these sentiments are illustrated
by the increasingly influential role played by Africa in the various initiatives
stemming from the Convention on Biological Diversity and in the World
Trade Organisation.
The dramatic collapse of the Third Ministerial Meeting
of the World Trade Organisation in Seattle in November 1999 was caused
in part by a joint rebellion by developing countries, prominent among
them the Africa Group of ambassadors, against being steamrollered by the
industrialised nations into an agreement. In an unprecedented, and strongly
worded statement during the meeting, on 2 December 1999 the Organisation
for African Unity (OAU) / African Economic Community (AEC) warned that:
There is no transparency in the proceedings and African
countries are being marginalised and generally excluded on issues of vital
importance for our peoples and their future... We reject the approach
that is being employed and we must point out that under the present circumstances,
we will not be able to join the consensus required to meet the objectives
of the Ministerial Conference. We therefore expect that our concerns as
consistently expressed by African countries ... to be adequately addressed.
The WTO - and indeed the whole globalisation project
- suffered a stunning loss of legitimacy at Seattle. The collapse of the
trade round was not only an affirmation of developing countries' complaints,
but also an opportunity to further challenge the way the WTO serves the
interests of the industrialised nations and their corporations. The Africa
Group still continues to refuse to accept a new round of talks until its
concerns about imbalances at the WTO and in the global trading system
have been dealt with. Building on their newly found muscle and solidarity
in Seattle, WTO General Council Chairman Ali Mchumo of Tanzania said the
least developed countries would continue to fight to rectify the imbalances
from previous trade agreements.55
More specifically, the Africa Group's position on the
revision of the TRIPS agreement was a major stand. In the run up to Seattle,
African governments, regional bodies such as the Organisation for African
Unity (OAU)56 , the South African Development
Community (SADC)57 and the African Group
of Ambassadors, had affirmed:
- their rejection of the patenting of life
forms;58
- the need for the TRIPS Agreement to exclude
microorganisms and microbial processes from patentability;59
- the importance of maintaining flexibility
within Article27.3(b) of TRIPS for sui generis systems to protect plant
varieties, and the need for such systems to protect the innovations
and practices of farming communities;
- the need for TRIPS to be harmonised with
the CBD and the International Undertaking; and
- the importance of relaxing the exclusive
rights of patent holders in respect of drugs listed as essential by
the World Health Organisation.
The African TRIPS position is supported by many developing
countries like Cuba, Dominican Republic, Egypt, El Salvador, Honduras,
India, Indonesia, Malaysia, Pakistan, and Uganda. In addition, peoples
movements and NGOs around the world urged their governments to support
the position of the Africa Group.
The collapse of the WTO round left the vexed issue of
patents on life, and the different positions of developing versus developed
countries, unresolved. Though most developing countries should have implemented
TRIPS by 1 Jan 2000, 80% of those African countries due to do so have
not.60 There are reports of US mounting pressure
through 'WTO TRIPS Compliance Meetings' for patent regimes to be adopted
in Africa, presenting patents on life as inevitable and with no information
about the current stalemate at the WTO made available. At one meeting,
the Southern African Development Community's legal adviser had no information
about the strong SADC statement made in Seattle regarding life patents.61
In fact, given the current state of play in Geneva, the TRIPS review could
be extended well beyond 2000. This provides a golden opportunity to stand
firm on the Africa Group's position, which is in fact the most comprehensive
proposal for a favourable way forward for developing countries.62
Above all, in the rejection of TRIPS Africa is arguing
for the WTO to allow member states to maintain systems of their own choice
in order to ensure national food security, livelihoods, healthcare, and
the development of sustainable agriculture. At the regional level, initiatives
are underway to put such systems in place.
The strong, united African position contributed to progressive
positions being taken on the environmental, ethical, social and economic
consequences of modern biotechnology under the Biosafety Protocol. During
the last two Biosafety Protocol meetings, the Africa Group was nominated
to lead the 'Like-Minded Group'63 in negotiations.
It was well positioned to do so due to the fact that it had been analysing
the issue and developing its position for a number of years. Africa's
strength, together with that of most developing countries, and the aftermath
of the collapse of the WTO meeting in Seattle, helped to create a situation
in which a Biosafety Protocol was agreed upon.
The OAU has developed 'African Model Legislation for
the Protection of the Rights of Local Communities, Farmers and Breeders,
and for the Regulation of Access to Biological Resources'. This model
aims "to ensure the conservation, evaluation, and sustainable use
of biological resources, including agricultural genetic resources, and
knowledge and technologies in order to maintain and improve their diversity
as a means of sustaining the life support systems". Importantly,
it rejects intellectual property rights and sets out alternatives to UPOV
for the protection of plant varieties.
In co-operation with the OAU, SADC is drafting common
legislative framework for sui generis rights, including catering for different
sectoral activities within a country - from horticultural products through
to open-pollinated crops and medicinal plants. Another recent OAU initiative
has resulted in draft biosafety model legislation that would make it illegal
for a country to export genetically modified food without first seeking
permission from the importing country.64
Such co-operative undertakings and debates help to enable governments
to establish domestic regimes that regulate biotechnology, control access
to genetic resources, ensure equitable benefit-sharing, and protect the
rights of farmers, communities and plant breeders.
5.2 National legislation and grassroots initiativesWhile it is still too early to assess the impacts of
OAU processes, awareness is undoubtedly growing among governments as to
the urgency of implementing measures to deal with these issues. In many
countries, TRIPS requirements for countries to create intellectual property
rights over plant varieties have provided a major impetus. In countries
that have significant plant breeding activities, such as South Africa,
Zimbabwe, and Kenya, legislation has long existed to do this. In Zimbabwe,
such legislation is coming under increasing scrutiny and efforts are underway
to develop a sui generis legislation, in line with the proposal described
above for SADC. Other countries such as Zambia, are committed to a Plant
Breeder's Act presently being formulated through wide consultation.65
In Uganda draft legislation to protect community rights is on the table
and going through a process of consultation. In a number of Africa countries,
including Ethiopia and South Africa, there are ongoing policy processes
to ensure the protection of traditional knowledge and Farmers Rights,
though South Africa in particular is facing powerful lobbies opposing
this.
At the national level, perennial constraints of capacity,
resources, vested interests, corruption, and lack of political will are
critical obstacles to government awareness of and ability to support and
implement broadly the progressive joint position taken by African negotiators
in international fora. A major problem, and one that is not unique to
Africa, is that institutional links between biodiversity and trade issues
are usually not made within and across national government departments.
Despite the current policy vacuum in most countries, as governments' awareness
grows they are also realising the importance of legislative measures to
control access to genetic resources and to regulate biotechnology. (See
Table 2, page 16).
Making the links between trade, structural adjustment,
biodiversity conservation, and basic development issues has been far less
of a problem for the growing and dynamic coalitions of civil society organisations,
farmers, scientists, and citizens throughout the region. They have become
more and more engaged with trade issues as these have impacted civil society's
areas of concern of local sustainability and equity. Non-governmental
organisations were steadfast in their support for the positions taken
by the African Group for the WTO negotiations.66
For example, the African Trade Network, of over 20 NGOs and civil society
groups from 10 African countries, called on African political leaders
to prohibit the patenting of life forms and ensure the protection of traditional
knowledge over biological resources by supporting the Africa Group position.
Grassroots groups throughout Africa are working to safeguard
the region's threatened biodiversity, as well as to safeguard agriculture
and healthcare systems that serve the needs of local populations. A recent
example is that of a consortium of groups from Southern Africa who launched
a South African Seed Initiative in early 2000 to ensure food security
and nutrition security for all those affected by the floods in the region.
They appealed to the international community to "prevent the importation
of inappropriate seeds to the Southern African region which can undermine
agrobiodiversity and thus food security for years; and to support efforts
to reconstitute locally adapted planting material and quality seed material/varieties,
like indigenous or farmers' varieties appropriate to the various ecosystems."67
Table 2 includes outlines of other grassroots initiatives on the continent,
though many more are newly emerging.
Maintaining momentum for Africa's self-determination
- in the face of dramatic obstacles - is a great necessity. There are
enormous pressures on Africa from the World Trade Organisation, UPOV,
and transnational corporations, to adopt WTO rules and introduce TRIPS
and high-input and corporate controlled agricultural systems. Huge vested
interests are at stake, from the faceless transnational corporations pushing
biotechnology at all costs, to those government officials already reaping
significant benefits through handouts and iniquitous deals.
Yet, the current period marks a real sense of strength
and renewal, reflected in Africa's effective negotiating on the world
stage, and its strong analysis and joint positions on biodiversity. The
voice from Africa is growing steadier and stronger in defending the values
of self-determination, the right to control its own biological resources,
and the need to protect the knowledge and livelihoods of its communities.
The momentum it is creating is not just articulating a newly confident
African voice, but is encouraging other Southern communities to demand
global justice.
Table 2. Examples of African national
legislation and grassroots initiatives related to biodiversity
- Cameroon
- Cameroon has broad provisions to regulate
access to genetic resources. CBD issues, such as benefit sharing,
incentive measures and local population involvement in resource
management are included in the forestry law and were also incorporated
into the 1996 Framework Law on Environmental Management.
- Ethiopia
- Does not permit the export of any indigenous
germplasm for commercial development.
- Rejected UPOV '91.
- Does not permit patents on life, imports
of GE products, nor GE crops or experiments.
- Has drafted legislation on community
rights, farmers' rights and access to biological resources.
- Kenya
- There have been calls to legislate
to control imports of GMOs, backed up by a strong voice from farmer
groups to reject the patenting of life forms and to assert the importance
of collective ownership of genetic resources and associated innovations.
- Malawi
- Malawi is presently developing a policy
on access to genetic resources and benefit sharing.
- Namibia
- The Biodiversity Task Force, a national
task force to protect biodiversity, comprises NGOs and the Namibian
government working on a number of pieces of legislation relating
to the commercialisation and use of biodiversity, biosafety, regulations
on access to genetic resources and the protection of traditional
knowledge.
- A biosafety framework is currently
before parliament. The Alliance acts as a monitoring forum.
- Official policy is to reject patenting
of living materials and imports and trials of GE crops. Returned
South African maize for animal feed because it could be contaminated
with GE.
- Rejected UPOV '91.
- South Africa
- Poor co-ordination between different
government departments administering biodiversity related legislation.
Legislation has developed on an ad hoc basis, though South Africa
does have a Genetically Modified Organisms Act.
- NGOs in the process are challenging
the biosafety related legislation because it is viewed as inadequate.
- Does not permit patents on plants and
animals, but does on microorganisms.
- UPOV '91 has been signed but not ratified.
- Indigenous Rights legislation is being
redrafted.
- First GE field trial 1990, first commercial
release 1997. Commercial growing of Bt cotton and maize.
- NGOs have formed a coalition (safeage)
to monitor, inform the public, and challenge these developments.
A flourishing coalition of trade unions, political parties, NGOs,
consumer bodies, and farmer groups is demanding a five year freeze
on the use and release of genetically engineered crops, and other
movements in other African countries calling for similar measures
are springing up all the time.
- Uganda
- Uganda has the same policy as Namibia,
refusing patents on living materials, GE imports and experiments.
- Refused to adopt UPOV '91 despite heavy
pressure to do so.
- Drafted its own Plant Varieties Act,
and has refused permission for Bt cotton trials.
- There is a NGO forum on biodiversity
with some regional representation to promote and protect biological
and cultural biodiversity.
- Calls to tighten legislation on GMOs,
again backed by strong feeling from farmer groups, to reject the
patents on life, and assert the importance of collective ownership
of genetic resources and associated innovations.
- Zimbabwe
- No legislation on patents, but breeders'
rights grant sole rights for 10 years.
- Scientific and consumer groups are
calling for tighter legislation on the import of genetically engineered
seeds, plants and food, and to delay the importation of genetically
engineered crops and food until the risks have been scientifically
evaluated.
- Communal Areas Management Programme
for Indigenous Resources (CAMPFIRE) are investigating threats of
patenting of indigenous knowledge on medicinal herbs, with a view
to coming up with a system to identify properties that belong to
Zimbabwe.
| Recommendations
1. Build on local knowledge Africa's biodiversity based food and health
systems should be strengthened and enhanced. These are based
on generations of refining knowledge and adaptation to local
needs and ecosystems. New or foreign ideas and technologies
should be evaluated according to their capacity to enhance such
diversity-based systems, and improve their sustainability and
productivity. In that context, the enhancement of community
control over local livelihood systems should be the first priority.
2. Prioritise local and regional economies
and livelihoodsAfrica should strengthen its local and regional
economies as a first priority, rather than turning its focus
to competing in global markets. Africa is a rural based economy
that supports millions of people living in diverse local livelihood
systems and informal economies. Indiscriminately opening up
these systems and economies to global market pressures and corporate
control, where the starting positions are so unequal, will inevitably
result in their destruction and increase poverty and marginalisation.
3. Support and implement joint African positionsAfrican unity in international negotiations
on a number of critical issues has made it a global force, fomented
solidarity amongst developing countries, and challenged the
domination of industrialised countries. It is very important
that this proactive stand and this unity is maintained and supported,
and that the proposals are internalised at the national levels
into policy, practice and legislation. Most essentially these
include:
- The common African position in
the TRIPS negotiation, arguing for a full review process,
and rejecting patents on life.
- The continuous scrutiny of patents
on African plants and knowledge, and the legal challenge of
them.
- The OAU model legislation for
the development of community rights, and rules for access
to and benefit sharing of biodiversity.
- The implementation of the biosafety
protocol providing strong criteria and controls for evaluating,
testing, importing, and production of genetically modified
organisms in Africa.
4. Strengthen role of civil societyContinued networking and monitoring by civil
society groups are fundamental to conserve and use biodiversity,
and to protect the rights of Africans to safe food, appropriate
and adequate healthcare, and diverse sustainable livelihoods.
It is important that in the area of biotechnology, governments,
NGOs and farmers organisations continue to evaluate and monitor
the introduction of transgenic crops into their countries. Mandatory
environmental and social impact studies and full disclosure
of all information about releases and commodities should be
required and implemented. A broad public discussion on the appropriateness
of genetic engineering for Africa needs to be promoted.
5. Towards meaningful benefit sharingThere is a serious danger that Africa's biodiversity
is turned into merely yet another commodity traded between the
rich and the poor, resulting in the appropriation of knowledge
and resources. This is the direction much of the current benefit
sharing initiatives are taking. Rather than leaving the benefit
sharing discussion to bilateral deals between powerful corporations
and weak countries and communities, clear and mandatory rules
of the game should be drawn up. Those on the ground should be
able to insist on local job creation and other visible demonstration
of benefits, with the ability and information to refuse anything
less and token gestures. Those involved in agreements should
be required to give full disclosure and implement full prior
informed consent procedures. But perhaps most importantly, more
resources and energies should be put to develop and build locally
driven initiatives to add value and quality to products from
biodiversity, both for its local use and for its international
trade.
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Footnotes:
1 World Bank, World Development Report,
Oxford University Press, 1992.
2 P. Heffer, Preparatory Meeting for the Establishment
of an African Seed Trade Association, Lilongwe, Malawi, 8-10 April 1999,
International Seed Trade Federation, FIS, 1999, p29; RAFI, World Seed
Conference: Shrinking Club of Industry Giants, News release 3 September
1999. http://www.rafi.org
3 B. Dinham, Pesticide Use in Sub-Saharan Africa, Unpublished
report, Pesticide Action Network, 1999.
4 Ibid.
5 S.A Laird, K. ten Kate, Natural Products and the Pharmaceutical
Industry, The Commercial Uses of Biodiversity: Access to Genetic Resources
and Benefit-Sharing, Earthscan, European Commission, London, 1999 pp.
34-77.
6 World Bank, Global Economic Prospects for Developing
Countries 2000, December 1999.
7 Corporate Council on Africa, News Release, http://www.africacncl.org/press_releases.htm
Accessed 31 March 2000.
8 Panos Institute, More Power to the World Trade Organisation?,
Panos Briefings, November 1999.
9 L. Machipisa, Levelling the Playing Field, InterPress
Service, 28 March 2000.
10 United Nations Development Programme, Human Development
Report,UNDP London 1999.
11 European Union, The new ACP-EU Agreement, http://www.oneworld.net/euforic
Accessed 31 March 2000.
12 BRIDGES Weekly Trade News Digest Volume 3(20), IATP,
24 May 1999
13 L. Main, C. Skinner, South Africa, Africa and the
European Union. Negotiating an African Renaissance?, Indicator South Africa,
Vol 15(2), 1998, pp 43-50.
14 C. Landsberg, C. Kabemba, The US and Africa. A New
Beginning?, Indicator South Africa, Vol 15(2), 1999, pp 36-39.
15 S.A Laird, K. ten Kate, 1999, op cit.
16 Ibid.
17 F. Dakora, Using indigenous knowledge to increase
agricultural productivity in Africa, Indigenous Knowledge and its Uses
in Southern Africa, HSRC Cooperative Programme, Institute for Indigenous
Theory and Practice, 1997
18 W. Mundaka, Farmers Rights: The Crisis Every Ugandan
Farmer Needs to Know About, 8 Rural News, Integrated Rural Development
Initiative, http://www.nic.ug/IRDI/html/rights.html
19 GRAIN, Plant variety protection to feed Africa? Rhetoric
versus reality, GRAIN, October 1999. http://www.grain.org/publications/reports/variety.htm
20 Preparatory Meeting for the Establishment of an African
Seed Trade Association, op cit. pp. 22-25.
21 Ibid pp. 47-52.
22 Ibid pp. 113-117.
23 M. Mlangeni, US company buys majority stake of South
Africa seed producer Sensako, Business Day, 5 March 1999. http://www.bday.co.za/99/0305/company/c3.htm
24 L. Cook, Seed Firm to Lose Staff, Business Day, 25
August 1999. http://www.bday.co.za/99/0825
25 RAFI, Legal "Terminator" Threatens Francophone
Africas Farmers, News Release 17 February 1999; E. Masood, Africa Splits
Over Bar to Plant Patents, Nature, 11 March 1999.
26 The Union for the Protection of New Varieties of Plants,
an intergovernmental convention managed by the UN World Intellectual Property
Organisation. Its original Plant Breeders Rights Convention was adopted
in Paris in 1961. Since then the Convention has been amended several times
and two forms of PBR are now in common use. Most UPOV members adhere to
its 1978 Convention, which is widely interpreted by governments to allow
farmers to save and exchange seed. UPOVs 1991 Convention, however, assumes
that farmers cannot save seed unless governments permit specific exemptions.
27 F. Wambugu, Why Africa Needs Agricultural Biotech,
Nature, Vol 400, 1 July 1999, pp15-16.
28 USDA, USDA launches biotech research project for Sub-Saharan
Africa, USDA Press Release, July 27 1999. http://www.gene.ch
29 Africa moves to strengthen biotechnology, Nature,Vol
399, 6 May 1999, p6.
30 ISAAA, ISAAA Launches New Intellectual Property /
Technology Transfer Initiative, News Release, 12 November 1997. http://www.isaaa.org/new1.htm
31 N. Opperman, Plans for biotechnology association for
food, feed and fibre sectors, The Farmer, October 1999, p. 25.
32 H.R. Herren, Potentials and Threats of the Genetic
Engineering Technology: Quest for an African Strategy at the Dawn of a
New Millennium, International Centre of Insect Physiology and Ecology,
1999.
33 See for example, M. Mayet, Critical Review of Existing
Legislative Framework for Genetic Engineering in South Africa, Biowatch
South Africa, August 1999.
34 F. Huang et al., Inheritance of resistance to Bacillus
thuringiensis toxin (Dipel ES) in the European Corn Borer, Science 284,
1999 965; E.L. Losey et al., Transgenic pollen harms monarch larvae Nature,
Vol 399, 1999, 214; T. Spears, Birds Do It Bees Do It. Nature Frustrates
Efforts to Confine the Spread of GM Plants, The Ottawa Citizen, 4 January
2000.
35 A. Seiler, Impacts of Biotechnology on the Third World,
17 IPR info, IATP, 1996
36 Novartis Foundation for Sustainable Development, The
Socio-Political Impact of Biotechnology in Developing Countries, Novartis
Foundation 1999
37 RAFI, Suicide Seeds on the Fast Track: Terminator
2 Years Later, News Release, 25 Feb 2000.
38 N. Marshall, Searching for a Cure. Conservation of
Medicinal Wildlife Resources in Eastern and Southern Africa, TRAFFIC International,
Cambridge, 1998.
39 M.M. Iwu, Handbook of African Medicinal Plant, CRC
Press, 1993.
40 WWF, Medicinal Plants, Fact Sheet,
http://www.panda.org/
resources/factsheets/general/temp/fct_medicinal.htm Accessed 22 March
2000.
41 F. Grifo et al, The Origins of Prescription Drugs,
Biodiversity and Human Health, Island Press, Washington DC, 1996
42 RAFI, Biotech Industry Sweet on African Plant Proteins,
RAFI Genotype, 28 September 1997.
43 RAFI, Biopiracy Update: A Global Pandemic, RAFI Communique,
9 September 1995.
44 Ibid.
45 Laird, S.A., Lisinge, E, Benefit-Sharing Case Studies:
Ancistro-cladus korupensis and Prunus africana, Case Studies on Benefit-Sharing
Arrangements, Conference of the Parties to the Convention on Biological
Diversity, Fourth meeting. Bratislava, Slovakia, 4-15 May 1998.
46 RAFI, Biotech Industry Sweet on African Plant Proteins
op cit.
47 K. Leisinger, Ethical and Ecological Aspects of Industrial
Property Rights in the Context of Genetic Engineering and Biotechnology,
Lecture transcript, Novartis Foundation for Sustainable Development, 1996.
http://www.foundation.novartis.com/genetic_engineering_biotechnology.htm
48 Responses to a questionnaire administered in January
1999 by GAIA and GRAIN.
49 Foodtek, South African initiative will triple number
of plants ever investigated by mankind, News Release, 25 September 1998.
http://www.foodtek-int.co.za/biocontent/pressre.htm
50 R. Wynberg, Benefit-Sharing in South Africa: Fact
or Fiction?, Forthcoming in: Biodiversity and Traditional Knowledge: Equitable
Partnerships in Practice. Edited by S.A. Laird. A WF/UNESCO/Kew People
and Plants Conservation Manual. Earthscan Publications, 2000
51 Technical Collaboration with IOCDs Biotic Exploration
Fund, unpublished document, International Organization for Chemical Sciences
in Development. http://www.iocd.unam.mx/biodiver.htm
52 RAFI, IOCDs Biotic Exploration Fund. Development Programme
or Corporate Proxy?, RAFI Genotypes, 14 March 1997.
53 M. Mander, Marketing of Indigenous Medicinal Plants
in South Africa. A Case Study in KwaZulu-Natal, Food and Agriculture Organisation,
Rome, 1998.
54 C. Weiss, and T. Eisner, Partnerships for Value-Added
through Bioprospecting, Technology in Society, Vol 20, 1998, pp481-498.
55 BRIDGES Weekly Trade News Digest Vol. 4(4), IATP,
1 February 2000
56 Council of Ministers, Elements for a Positive Agenda
in the New Trade Negotiations Under the WTO from an African Perspective,
70th Ordinary Session / 5th Ordinary Session of the AEC, 6-10 July, Algiers,
Algeria. CM.2110 (LXX) Annex IV.
57 SADC Ministers Agreed Negotiating Objectives for the
Third WTO Ministerial Conference, WT/L/317, 1 October 1999.
58 While existing language in the TRIPS agreement gives
members the option of excluding plants and animals and "essentially
biological processes" from patentability, the provision of an option
to patent effectively sanctions the patenting of life forms.
59 Members are given the option of excluding plants and
animals and "essentially biological processes" from patentability,
but this does not extend to microorganisms and microbiological processes.
60 GRAIN, Towards a Full Review of TRIPS 27.3b: An Update,
GRAIN, March 2000.
61 Gaia Foundation, WTO: Seattle and Beyond, Gaia Foundation
Compilation, March 2000.
62 GRAIN, Towards a Full Review of TRIPS 27.3b: An Update,
op cit.
63 The group consists of China and the G77 countries,
excluding Chile, Argentina, and Uruguay.
64 E. Masood, Africa seeks laws on GM food exports, Nature,
Vol 5, August 1999.
65 E.D. Zulu, R.M. Makano, A. Banda, National experiences
and plans to implement a sui generis system of protection in Zambia, Paper
presented at the UPOV-WIPO-WTO Joint Regional Workshop on The Protection
of Plant Varieties Under Article 27.3(b) of the TRIPS Agreement, Nairobi,
6-7 May 1999.
66 Third World Network,Joint NGO statement of support
for the African Group Proposals on Reviewing the WTO TRIPS Agreement (Article
27.3b), Third World Network, August 1999; SUNS, NGOs ask governments to
reject new trade round, SUNS No. 4505, 7 September 1999.
67 http://www.snafu.de/~usp/seed-ini.htm
Accessed 24 March 2000.
Author
Rachel Wynberg, BIOWATCH (with contributions from Gaia/GRAIN).
BIOWATCH, PO box 69, St James, 7946, South Africa. Tel: (+27 21) 788 7677;
fax: (+27 21) 788 9169; e-mail: rachel@iafrica.com
Acknowledgements
This briefing would not have been possible without the tremendous help
and commitment of many people. The following people in particular are
gratefully acknowledged for their assistance with providing information,
advice and comment.
o All those who responded to the questionnaire -
Robert Lettington of the African Centre for Technology Studies, Kenya;Dr
Tewolde Gebre Egziabher & Sue Edwards, Institute for Sustainable Development,
Ethiopia. Phoebe Barnard, Namibian Directorate of Environmental Affairs;
Herta Kolberg, National Plant Genetic Resources Centre of Namibia; Jean
Marie Fondoun, Programme Conservation des Ressources Genetiques, Cameroon;
Athman Mgumia, Mtandao wa Vikundi wa Wakulima Tanzania; Thomas Kentos
Bakyatita, Joint Energy and Environment Projects Uganda; Paul Therence
Senghor, Senegal Institute for Agricultural Research; Dr JC Autrey, Mauritius
Sugar Industry Research Institute; Doreen Mnyulwa and Julius Mugwagwa,
Biotechnology Trust of Zimbabwe; Dr Abebe, Ethiopian Institute of Biodiversity
Conservation and Research.
o Barbara Dinham of the Pesticide Action Network
o Robert Maybury and Charles Weiss of the International Organisation for
Chemical Sciences in Development, USA
o Dr Hans Herren and Dr Wilber Lwande of the International Centre of Insect
Physiology and Ecology, Nairobi, Kenya (ICIPE)
o Sarah Laird
o Cyril Lombard of CRIAA SA-DC
o R. Guyer (Novartis)
o All those who reviewed the text.
o Those at Gaia/GRAIN
Global Trade and Biodiversity in Conflict
Global Trade and Biodiversity in Conflict is a series of exposés
produced jointly by the Gaia Foundation and Genetic Resources Action International
(GRAIN). The series examines critical points of conflict between the privatisation
of biodiversity, which is being driven by corporate interests, and the
World Trade Organisation, and peoples efforts to empower local communities
in biological and cultural diversity management, particularly in developing
countries.
For more information:
GRAIN
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Barcelona, Spain
Phone: (34-93) 301.13.81
Fax (34-93) 301.16.27
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